DFX Intelligence
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P•• H••••• S•••••••• L•
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· San Francisco, CAp•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.4B
- PE fund assets
- $173M
- PE funds
- 4
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors healthcare,technology
- Graphs 2
- Placement agents 1
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 4 of 35 distinct vehicles; hedge, securitized or liquidity vehicles 31
- Size band
- Lower middle marketdefined by: proxy: $0.17bn Private Equity Fund GAV on the Form ADV filed 2024-06-24
- Strategies
- GROWTH EQUITY
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 4 of 35 distinct vehicles; hedge, securitized or liquidity vehicles 31
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Jun 24, 2024
- RAUM
- $2.4Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $173Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.4Bevery private fund type, latest filing
- 2024 PE fund GAV
- $173Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 11%
- Fund type mix
- filed 2024-06-24, latest gav Hedge Fund $2.3B, Private Equity Fund $173M, latest counts Hedge Fund 2, Private Equity Fund 4, lifetime distinct Hedge Fund 31, Private Equity Fund 4
- Employees
- 20
- Headquarters
- San Francisco, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- healthcare, technology
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•• B•••••• O••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $109M as of Jun 24, 2024 | no Form D | Early deployment | |
| P•• M••• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $3.7M as of Jun 24, 2024 | no Form D | Early deployment | |
| P•• S•••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $3.7M as of Jun 24, 2024 | no Form D | Unknown | |
| P•• H••••••••• G••••• E••••• F••• I• L• ADV: Private Equity Fund | Growth fund | 2021 first reported on Form ADV | $56.4M as of Jun 24, 2024 | no Form D | Unknown |
Team
7 current, 10 former
Managing partner (1)
- B•••• D•••• G••••••• · Managing Member · since Oct 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Business development (1)
- G••••• L•• · Head of Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (4)
- D••••• W•••••• M••••• · Chief Compliance Officer · since May 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• W•••••• M••••• · General Counsel & Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••• J••• A•••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••• J••• A•••• · Chief Financial Officer · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
- C••••••••• M••••••• · Head of Trading · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
10 former (kept with end dates)
- W•••••• R••• G•••••• · Limited Partner, President, Coo · Jun 1, 2015 to Mar 31, 2020 Inference
- C••••••••• M•••••• J•••• · M/M · Feb 1, 2008 to Nov 16, 2020 Inference
- C••••••••• G••••• A•••••••• · Limited Partner, Portfolio Manager · Feb 1, 2008 to Jan 28, 2013 Inference
- F•••••••• A•••••• S•••••••• · Limited Partner · Feb 1, 2008 to Mar 31, 2015 Inference
- J••••• N•••••• B•••••• · Limited Partner · Feb 1, 2008 to Jan 28, 2013 Inference
- K••• R•••••• T•••••••• · Limited Partner · Feb 1, 2008 to Jan 28, 2013 Inference
- D•••• S•••• S•••• · Limited Partner, General Counsel, Cco · Mar 1, 2011 to Jun 30, 2023 Inference
- E••• T••• M•••• · Limited Partner, Cfo · Feb 1, 2008 to Aug 1, 2014 Inference
- K••••••• A••• S•••• · Limited Partner, Coo, General Counsel · Jan 1, 2011 to Mar 31, 2015 Inference
- Y••• D••••• · Limited Partner, Cfo · Jul 1, 2014 to Jun 30, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- A•• D••••••••• I••• 1 shared · one time · last Jan 1, 2021
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 31, 2026P•• H••••• S•••••••• L•: Private Equity Funds on Form ADV 4 (2024 extract) -> 2 (roster 2026-09-01)
- Mar 30, 2012P•• H••••• S•••••••• L• first filed Form ADV in the extract (IA)
Across the graphs
P•• H••••• S•••••••• L• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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