DFX Intelligence
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N••••• C••••••••• L••
Real estate private equityClassification probableLower middle marketSEC registered investment adviser· El Segundo, CAc•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $3.2B
- PE fund assets
- $126M
- PE funds
- 4
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors real_estate,financial_servicesGeography Asia
- Graphs 2
- Placement agents 1
Classification
How this organization is classified, and on what basisReal estate private equity · 1 in historyShowHide
- Class
- Real estate private equityprobable, confidence 70%
- Basis
- R2: 2 of 2 private equity vehicles are named real estate
- Size band
- Lower middle marketdefined by: proxy: $0.16bn Private Equity Fund GAV on the Form ADV filed 2024-12-17
- Strategies
- REAL ESTATE PE
Classification history (1)
- Sep 13, 2026Real estate private equity (probable, 70%, cls-pe-1)R2: 2 of 2 private equity vehicles are named real estate
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 17, 2024 to Jul 21, 2026
- RAUM
- $3.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $126Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $126Mevery private fund type, latest filing
- 2024 PE fund GAV
- $126Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2026-07-21, latest gav Private Equity Fund $126M, latest counts Private Equity Fund 4, lifetime distinct Private Equity Fund 4
- Employees
- 6
- Headquarters
- El Segundo, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- real estate, financial services
- Geography
- Asia
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N•• R••••• F••• I• L• ADV: Private Equity Fund | Real estate fund | unknown | $75.0M as of Jul 21, 2026 | no Form D | Unknown | |
| N•• R••••• F••• I• L• ADV: Private Equity Fund | Real estate fund | unknown | $42.5M as of Jul 21, 2026 | no Form D | Early deployment | |
| 1••• C•••••••• L• ADV: Private Equity Fund | Co-investment vehicle | unknown | $8.0M as of Jul 21, 2026 | no Form D | Unknown | |
| 3••• C••••••••• C•••••••• L• ADV: Private Equity Fund | Co-investment vehicle | unknown | $0 as of Jul 21, 2026 | no Form D | Unknown |
Team
12 current, 0 former
Managing partner (1)
- W•••••• M•••••• P•••• · Chief Executive Officer And Member Of Board Of Directors · since Jan 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (5)
- A•••••• B••••••• · Portfolio Manager - Comm Mortgage Portfolio · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• H••• · Senior Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• W••••• · CML Closing Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•• O•••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• W••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (2)
- G•••• F••• · Sr. Analyst – Comm Mortgage Portfolio · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• J••••• · Analyst – Comm Mortgage Production · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Board or advisory (2)
- K••••• C•••••••• · Member Of Board Of Directors · since Dec 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••••• J••• G••• · Member Of Board Of Directors · since Dec 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- C••••••••• C••• · Chief Operating Officer · since Sep 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• H•••••• R••• · Deputy General Counsel, Chief Compliance Officer And Secretary · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- J•••• L••• L•••••• 2 shared · recurring · last Jan 1, 2024
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jul 21, 2026••• Locked
- Dec 17, 2024••• Locked
Across the graphs
N••••• C••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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