DFX Intelligence
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M•••••• I••••••••• G••••• L••
Hybrid managerClassification probableunsizedSEC registered investment adviser· Harrison, NYm•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $176B
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $176B
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 4 of 74 distinct vehicles; hedge, securitized or liquidity vehicles 68
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 4 of 74 distinct vehicles; hedge, securitized or liquidity vehicles 68
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Aug 28, 2026
- RAUM
- $176Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $123Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 5%
- Fund type mix
- filed 2024-03-28, latest gav Hedge Fund $117B, Other Private Fund $19.5M, latest counts Hedge Fund 16, Other Private Fund 1, lifetime distinct Hedge Fund 58, Other Private Fund 2, Private Equity Fund 4, Securitized Asset Fund 10
- Employees
- 126
- Headquarters
- Harrison, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record, 1 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| M•••••• M••••••• M••••• F••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $115M as of Apr 17, 2012 | no Form D | Unknown | |
| M•••••• M••••••• M••••• F••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $32.4M as of Apr 17, 2012 | no Form D | Unknown | |
| C•••••• M•••••• F•••• I••••• F••• L•• ADV: Private Equity Fund | Fund of funds | unknown | $2.2M as of Nov 19, 2015 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| I• C•••••• I• L• | Private Equity Fund | 2016 to 2019 | $464M filed Nov 13, 2019 | adviserinfo.sec.gov |
Team
5 current, 4 former
Managing partner (1)
- C•••••• R•••••• H••• · President & Chief Financial Officer · since Sep 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- J••• K•••• · Chief Operating Officer · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• J••••• O••••••• · General Counsel · since Apr 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• a• T••••••• · Chief Compliance Officer & Deputy General Counsel · since Jul 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
- C••••• Y•••• A•••••• · Equity Holder · since Jul 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
4 former (kept with end dates)
- B••••••••• H••••• Y•••• · Chief Executive Officer · Sep 1, 2004 to Mar 30, 2016 Inference
- W•••••• J•••• M••••••••• · Chairman · Jan 1, 1992 to Mar 29, 2019 Inference
- B•••• C••••••••• D••••• · Chief Compliance Officer · Nov 1, 2019 to Jul 24, 2020 Inference
- R•••••• a• T••••••• · Chief Compliance Officer And Deputy General Counsel · Jul 1, 2004 to Nov 13, 2019 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012••• Locked
Across the graphs
M•••••• I••••••••• G••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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