DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
Firms / Polen Capital Credit, LLC
Polen Capital Credit, LLC
Private credit manager · probableunsizedWaltham, MApolencapital.comSEC registered investment adviser
Classification
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R1b: the adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
- Strategies
- PRIVATE CREDIT
Classification history (2)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-2)R1b: the adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 4 of 15 distinct vehicles; hedge, securitized or liquidity vehicles 5
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 28, 2012 to Apr 30, 2024
- RAUM
- $7.4Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $30.4Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 27%
- Fund type mix
- filed 2024-04-30, latest gav Hedge Fund 0, Other Private Fund $30.4M, latest counts Hedge Fund 1, Other Private Fund 3, lifetime distinct Hedge Fund 5, Other Private Fund 6, Private Equity Fund 4
- Employees
- 52
- Headquarters
- Waltham, MA
- Office address
- 1075 MAIN STREET, SUITE 320, Waltham, MA, 02451
- Business phone
- 781-283-8500
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B IV Capital Partners, L.P. ADV: Private Equity Fund | Buyout fund | unknown | $3.9M as of Jun 17, 2016 | no Form D | Wound down | |
| B III Capital Partners, L.P. ADV: Private Equity Fund | Buyout fund | unknown | $824,078 as of Apr 17, 2012 | no Form D | Wound down | |
| DDJ Total Return Loan Fund, L.P. ADV: Private Equity Fund | Credit fund | unknown | $775,794 as of Mar 26, 2020 | no Form D | Harvest | |
| B Iii-A Capital Partners, L.P. ADV: Private Equity Fund | Buyout fund | unknown | $8,429 as of Jun 17, 2016 | no Form D | Wound down |
Team
3 current, 7 former
Board or advisory (2)
- Daniel Adam Davidowitz · Trustee · since Feb 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Stanley Charles Moss · Trustee · since Oct 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- Joshua Liam Mccarthy · Chief Compliance Officer/General Counsel · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- Anthony Michael Ranaldi · Trustee And Sole Beneficial Owner · Aug 1, 2015 to Feb 9, 2022 Inference
- John F. O'Connor · Head Of Business Development And Client Service/Senior Vice President · Aug 1, 2013 to Feb 9, 2022 Inference
- David John Breazzano · Elected Manager/President · Mar 1, 1996 to Feb 9, 2022 Inference
- Damon Anson Ficklin · Manager · Jan 1, 2021 to Mar 30, 2023 Inference
- John J. Russell IV · Head Of Finance · Jan 1, 2022 to Mar 28, 2024 Inference
- Judy Karen Mencher · Principal · Mar 1, 1996 to Mar 28, 2013 Inference
- Theodore H. Wagenknecht · Principal/Portfolio Manager · Mar 1, 2010 to Mar 28, 2013 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 28, 2012Polen Capital Credit, LLC first filed Form ADV in the extract (IA)
Across the graphs
Polen Capital Credit, LLC is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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