DFX Intelligence
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C•••••••• C•••••• G••••
Buyout firmClassification probableMiddle marketSEC registered investment adviser· New York, NYc•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $863M
- PE fund assets
- $1.1B
- PE funds
- 3
- Investments held
- 0 of 39
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors financial_services
- Graphs 2
- Placement agents 10
Classification
How this organization is classified, and on what basisBuyout firm · 3 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Middle marketdefined by: proxy: $1.13bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (3)
- Sep 16, 2026
- Sep 16, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 16 of 16 distinct vehicles are sworn Private Equity Funds; 7 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Mar 30, 2026
- RAUM
- $863Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $1.1Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $863Mevery private fund type, latest filing
- 2024 PE fund GAV
- $1.1Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $1.1B, latest counts Private Equity Fund 7, lifetime distinct Private Equity Fund 16
- Employees
- 24
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
39 observed deals
Stated by the firm
- Sectors
- financial services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 39
- period
- to unknown, from unknown, undated holdings 39, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 39
- companies
- 39
- geography
- investments
- 39
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 4
- disclosed value usd
- n 0
- sector distribution
- count 2, share 0.051, value media telecom, examples Aloo Telecom, Pangaea Wireless, count 1, share 0.026, value industrial services, examples NorthStar, count 1, share 0.026, value financial services, examples C•••••••• Specialty Finance
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 2, share 0.051, value media telecom, examples Aloo Telecom, Pangaea Wireless, count 1, share 0.026, value hvac plumbing mechanical, examples NorthStar, count 1, share 0.026, value financial services, examples C•••••••• Specialty Finance
39 companies on the graph (0 transactions); most in media telecom (2); no dated observations
Funds
16 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C•• C••• L•• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $42.6M as of Mar 30, 2021 | no Form D | Wound down | |
| P•••••• T••••••• L• ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $355M as of Mar 28, 2024 | no Form D | Mature | |
| C•••••••• I••• M••••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $710M as of Jul 30, 2018 | no Form D | Active deployment | |
| P•••••• T••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $517M as of Mar 28, 2024 | no Form D | Harvest | |
| P•••••• T•• P•••••••• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $229M as of Mar 28, 2024 | no Form D | Harvest | |
| C•••••••• I••• O••••••• F•••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $93.2M as of Mar 28, 2014 | no Form D | Early deployment | |
| P•••••• O••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $12.1M as of Mar 28, 2024 | no Form D | Harvest | |
| C•••••••• I••••••••• L•• ADV: Private Equity Fund | Feeder or parallel | unknown | $10.2M as of Mar 30, 2016 | no Form D | Wound down | |
| P•••••• O•• P••••••• F•••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $8.0M as of Mar 28, 2024 | no Form D | Harvest | |
| P•••••• O•• •••••••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $6.2M as of Mar 28, 2024 | no Form D | Harvest | |
| P•••••• O•• P••••••• ••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $3.3M as of Mar 28, 2024 | no Form D | Harvest | |
| C•••••••• I•••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 28, 2014 | no Form D | Unknown | |
| P•••••• O•• C••••••••• F•••• L••• ADV: Private Equity Fund | Co-investment vehicle | unknown | $0 as of Mar 11, 2015 | no Form D | Wound down | |
| P•••••• O•• • R•• C••••••••• F•••• L••• ADV: Private Equity Fund | Co-investment vehicle | unknown | $0 as of Dec 13, 2018 | no Form D | Wound down | |
| P•••••• O•• F••••• F•••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $0 as of Mar 28, 2014 | no Form D | Unknown | |
| C•••••••• I••• O••••••• I••••••••• F•••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $0 as of Mar 28, 2014 | no Form D | Unknown |
Team
3 current, 2 former
Managing partner (3)
- G••••••• L• H••••• · Chief Compliance Officer, Managing Member · since May 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••• G• P•••••• · Managing Member, Chief Financial Officer · since May 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• M• Y• · Managing Member · since May 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- T••••• R• A•••••••• · M••••••• M•••••• C•••••••• C•••••• G••••• L•• · May 1, 2005 to Mar 30, 2016 Inference
- W•••••• W• J••••• · L•••••• P••••••• P•••••• T•• M••••••••• L• · May 1, 2010 to Mar 30, 2017 Inference
Portfolio
39 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
10 relationships
Placement agents (10)
- L••••• L•• 4 shared · strong · last Jan 1, 2014
- C•••• L•• 4 shared · strong · last Jan 1, 2012
- S•••••• S••••••••• C•••• 3 shared · strong · last Jan 1, 2012
- A••••••••• C••••••• I••• 2 shared · recurring · last Jan 1, 2012
- A•••• G•••••• v•• S••••••••• 2 shared · recurring · last Jan 1, 2012
- L••••• P••••••• L•••••• 2 shared · recurring · last Jan 1, 2012
- H••••• H••• A••••••• L••• 1 shared · one time · last Jan 1, 2020
- A••••••••• A••••• C••••••• L•• 1 shared · one time · last Jan 1, 2018
- W••••••••• C••••••••• G••• 1 shared · one time · last Jan 1, 2020
- S•••• S••••••••• C••• 1 shared · one time · last Jan 1, 2012
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 30, 2026••• Locked
- Feb 14, 2012••• Locked
Across the graphs
C•••••••• C•••••• G•••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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