DFX Intelligence
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S••••••••• C••••• P••••••• L•
Private credit managerClassification probableLower middle marketSEC registered investment adviser· Tampa, FLs•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $577M
- PE fund assets
- $577M
- PE funds
- 3
- Investments held
- 0 of 16
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- Placement agents 5
- RAUM $577M
Classification
How this organization is classified, and on what basisPrivate credit manager · 2 in historyShowHide
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R1b: the adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Size band
- Lower middle marketdefined by: proxy: $0.58bn Private Equity Fund GAV on the Form ADV filed 2024-05-17
- Strategies
- PRIVATE CREDIT
Classification history (2)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-2)R1b: the adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-1)R2: 9 of 9 private equity vehicles are named credit
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- May 11, 2016 to Mar 31, 2026
- RAUM
- $577Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $577Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $559Mevery private fund type, latest filing
- 2024 PE fund GAV
- $577Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-05-17, latest gav Private Equity Fund $577M, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 11
- Employees
- 10
- Headquarters
- Tampa, FL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
16 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- $10.0M to $30.0M
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 16
- period
- to unknown, from unknown, undated holdings 16, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 16
- companies
- 16
- geography
- investments
- 16
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 12
- disclosed value usd
- n 0
- sector distribution
- count 6, share 0.375, value financial services, examples New York City subway, Industrial Filter, Man surfing, Metal stamping factory floor, count 2, share 0.125, value business services, examples Building Cleaning & Maintenance Services, Facilities Management Industry, count 1, share 0.062, value consumer products, examples Hikers at sunset, count 1, share 0.062, value consumer services, examples Recreation, count 1, share 0.062, value transportation logistics, examples Shipment Logistics Provider, count 1, share 0.062, value software, examples Server Farm Hallway
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 6, share 0.375, value financial services, examples New York City subway, Industrial Filter, Man surfing, Metal stamping factory floor, count 2, share 0.125, value facilities support, examples Building Cleaning & Maintenance Services, Facilities Management Industry, count 1, share 0.062, value consumer products, examples Hikers at sunset, count 1, share 0.062, value fitness recreation, examples Recreation, count 1, share 0.062, value freight forwarding brokerage, examples Shipment Logistics Provider, count 1, share 0.062, value software, examples Server Farm Hallway
16 companies on the graph (0 transactions); most in financial services (6); no dated observations
Funds
11 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••••••• S•••••• S••••••••• L•••••• I• L• ADV: P•••••• Equity Fund | Credit fund | 2024 first reported on Form ADV | $225M as of May 17, 2024 | no Form D | Unknown | |
| S••••••••• C••••• O••••••••• C•••••••• 1• L•• ADV: P•••••• Equity Fund | Co-investment vehicle | 2021 first reported on Form ADV | $8.4M as of Dec 17, 2021 | no Form D | Wound down | |
| S••••••••• C••••• O••••••••• C•••••••• 2• L•• ADV: P•••••• Equity Fund | Co-investment vehicle | 2021 first reported on Form ADV | $7.6M as of Mar 30, 2023 | no Form D | Wound down | |
| S••••••••• S•••••• S••••••••• L•••••• L• ADV: P•••••• Equity Fund | Credit fund | 2020 first reported on Form ADV | $283M as of May 17, 2024 | no Form D | Mature | |
| S••••••••• C••••• O••••••••• L• ADV: P•••••• Equity Fund | Credit fund | 2018 first reported on Form ADV | $68.7M as of May 17, 2024 | no Form D | Harvest | |
| S••••••••• C•• I• L• ADV: P•••••• Equity Fund | Credit fund | 2017 first reported on Form ADV | $34.7M as of Sep 29, 2017 | no Form D | Wound down | |
| S••••••••• C•• I•• L• ADV: P•••••• Equity Fund | Credit fund | 2017 first reported on Form ADV | $26.3M as of Sep 29, 2017 | no Form D | Wound down | |
| S••••••••• C•• I•• O•••• L•• ADV: P•••••• Equity Fund | Credit fund | 2017 first reported on Form ADV | $16.4M as of May 6, 2022 | no Form D | Wound down | |
| S••••••••• C•• I• O•••• L•• ADV: P•••••• Equity Fund | Credit fund | 2017 first reported on Form ADV | $14.5M as of May 6, 2022 | no Form D | Wound down | |
| S••••••••• C•• O•••• L•• ADV: P•••••• Equity Fund | Credit fund | 2016 first reported on Form ADV | $9.8M as of May 6, 2022 | no Form D | Wound down | |
| S••••••••• C•• L• ADV: P•••••• Equity Fund | Credit fund | unknown | $54.1M as of Sep 29, 2017 | no Form D | Wound down |
Team
24 current, 4 former
Managing partner (3)
- A••• R•••••• H•••••• · Managing Member · since Mar 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A••• R•••••• H•••••• · Managing Partner & Chief Investment Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• M•••••• R••••• · Managing Member · since Jul 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (7)
- B•••• M•••••• R••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••••••• R••••• · Member · since Jul 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• M••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• A••••• W•••• · Member · since Feb 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- V•• K•••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V•••••• K•••• · Member · since Mar 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- V•••••• Y•• K•••• · Limited Partner / Portfolio M•••••• · since Mar 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (2)
- E•••••• G••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•• M•••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (4)
- A••• P••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• L••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• C••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W••• C••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (1)
- J••• M••••••• · Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (1)
- K••••• M••••••••• · Managing Director, Head of Business Development & Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Board or advisory (3)
- B•••• •••• B•••••• · Trustee · since Sep 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••••• I••••• A••• · Trustee · since Dec 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• S••••• E••••• · Trustee · since Dec 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- G•••••• T••• Y••• · Chief Operating Officer / Chief Compliance Officer · since Aug 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G•••••• T••• Y••• · Managing Director, Chief Operating Officer & Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••••• S••••• · General Counsel · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
4 former (kept with end dates)
- M••• A••••• W•••• · Managing Member · Feb 1, 2016 to Mar 30, 2023 Inference
- N••• A•••• S•••• · Managing Member · Nov 1, 2015 to Mar 27, 2018 Inference
- B•••• •••• B•••••• · Grantor · Jan 1, 2009 to Mar 30, 2023 Inference
- J•••• R•••••• M•••••••• · Chief Operating Officer / Chief Compliance Officer · Mar 1, 2016 to Aug 30, 2017 Inference
Portfolio
16 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
5 relationships
Placement agents (5)
- O•• C••• S••••••••• L•• 4 shared · strong · last Jan 1, 2024
- N•••• C•••••• P•••••• S••••••••• C••••••••• 2 shared · recurring · last Jan 1, 2024
- F••• C••••••• L•• 2 shared · recurring · last Jan 1, 2024
- P••••• A••••••• 2 shared · recurring · last Jan 1, 2024
- O••• P••••••• L•• 1 shared · one time · last Jan 1, 2019
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
3 most recent
- Jul 7, 2025••• Locked
- Mar 25, 2025••• Locked
- May 11, 2016••• Locked
Across the graphs
S••••••••• C••••• P••••••• L• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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