DFX Intelligence
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S•••••• C•••••• O••••••••• L••
Venture firm with private equity activityClassification probableMiddle marketSEC registered investment adviser· Menlo Park, CAs•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $82B
- PE fund assets
- $1.4B
- PE funds
- 2
- Investments held
- 0 of 21
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 4
- RAUM $82B
Classification
How this organization is classified, and on what basisVenture firm with private equity activity · 2 in historyShowHide
- Class
- Venture firm with private equity activityprobable, confidence 70%
- Basis
- R1c: the venture graph classifies the same adviser MULTI_STAGE_VC
- Size band
- Middle marketdefined by: proxy: $1.40bn Private Equity Fund GAV on the Form ADV filed 2024-10-30
- Strategies
- SECONDARIES
Classification history (2)
- Sep 13, 2026Venture firm with private equity activity (probable, 70%, cls-pe-2)R1c: the venture graph classifies the same adviser MULTI_STAGE_VC
- Sep 13, 2026Secondaries manager (probable, 70%, cls-pe-1)R2: 2 of 2 private equity vehicles are named continuation vehicle
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Jul 17, 2026
- RAUM
- $82Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $1.4Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $82Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.4Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 2%
- Fund type mix
- filed 2024-10-30, latest gav Hedge Fund $18B, Private Equity Fund $1.4B, Venture Capital Fund $37B, latest counts Hedge Fund 2, Private Equity Fund 2, Venture Capital Fund 61, lifetime distinct Hedge Fund 3, Private Equity Fund 2, Venture Capital Fund 78
- Employees
- 202
- Headquarters
- Menlo Park, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
21 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 21
- period
- to unknown, from unknown, undated holdings 21, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 21
- companies
- 21
- geography
- investments
- 21
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 3
- disclosed value usd
- n 0
- sector distribution
- count 2, share 0.095, value financial services, examples Klarna, PayPal, count 1, share 0.048, value software, examples HubSpot
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 2, share 0.095, value financial services, examples Klarna, PayPal, count 1, share 0.048, value software, examples HubSpot
21 companies on the graph (0 transactions); most in financial services (2); no dated observations
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•••••• C•••••• G••••• G••••• F••• I•• • U••••••••• A•••• F•••• L••• ADV: Private Equity Fund | Continuation vehicle | 2021 first reported on Form ADV | $1.4B as of Oct 30, 2024 | no Form D | Unknown | |
| S•••••• C•••••• G••••• G••••• F••• I•• • U••••••••• A•••• P••••••••• F•••• L••• ADV: Private Equity Fund | Continuation vehicle | 2021 first reported on Form ADV | $29.2M as of Oct 30, 2024 | no Form D | Unknown |
Team
24 current, 18 former
Managing partner (11)
- A••••• R••• · Managing Member · since Nov 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••••• G• B•••••••• · Managing Member · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• S•••••• C••• · Managing Member · since Dec 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• L•• · Managing Member · since May 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• J•••• G•••• · Managing Member · since Jun 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K••••••••• R••••• B••••• · Managing Member · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••••• K•••• G•••• · Managing Member · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• F••••••• B•••• · Managing Member · since May 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• M••••••• M•••••• · Managing Member · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• R•• H•••• · Managing Member · since Jun 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••••• M••••••• Z••• · Managing Member · since Oct 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Operating partner (1)
- S•••••• B•••••• · Coo & Operating Partner · since Apr 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (9)
- A••••• N•• L•• · Trustee · since Sep 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••••• M•••• L•••• · Trustee · since Aug 1, 1999 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- H••••• N•• C••• · Trustee · since Oct 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•• C••••••• R•••••• · Trustee · since Sep 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••• S•• M••••• · Trustee · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• C•••• M••••• · Trustee · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••••••• P•••••• L•••• · Trustee · since Aug 1, 1999 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••••• W•••••• G•••• · Trustee · since Dec 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• G•• · Trustee · since Dec 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- J••• Y••• S•• · Chief Legal Officer · since Oct 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••• L••••• K••••••• · Chief Financial Officer · since Mar 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••• S•••• C•••• · Chief Compliance Officer · since Dec 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
18 former (kept with end dates)
- A•• L•••••• E••••••••• · Trustee · May 1, 2016 to Mar 31, 2023 Inference
- A•• B•••••• C••••• · Trustee · Jun 1, 2006 to Nov 10, 2015 Inference
- C••• M• E••••••••• · Trustee · May 1, 2016 to Mar 31, 2023 Inference
- E•• L• S••••••• · Trustee · Feb 1, 2010 to Nov 10, 2020 Inference
- J•••••• S•••• C••••• · Trustee · Jun 1, 2005 to Nov 10, 2015 Inference
- M•••••• L•••• G••••• · Trustee · Mar 1, 2003 to Mar 30, 2016 Inference
- M•••••• S••••• V••••• · Trustee · Mar 1, 2022 to Mar 31, 2023 Inference
- R•••••• C• L•• · Trustee · Oct 1, 2012 to Mar 30, 2016 Inference
- R••••• B•••• S••••••• · Trustee · Feb 1, 2010 to Nov 10, 2020 Inference
- A•••• A•• H••••• · Managing Member · Jan 1, 2015 to Jul 23, 2018 Inference
- M•••••• E• D•••• · Managing Member · Jan 1, 2015 to Mar 29, 2019 Inference
- M•••••• J••••••• M••••• · Managing Member · Mar 1, 2013 to Aug 7, 2023 Inference
- M•••••• S••• A••••••• · Managing Member · Jan 1, 2015 to Nov 10, 2020 Inference
- R••••• B•••• S••••••• · Managing Member · Dec 1, 2023 to Oct 30, 2024 Inference
- D••••• L•••• V••••• · Global Clo · Sep 1, 2019 to Mar 31, 2023 Inference
- M•••••• A•• D••• · Administrator · Mar 1, 2016 to Jan 25, 2017 Inference
- A••• Y••••••• S•••• · Us/E Chief Financial Officer · Feb 1, 2022 to Mar 29, 2024 Inference
- C••••••••• S•••• C••••• · Global Chief Financial Officer And Chief Compliance Officer · Mar 1, 2016 to May 20, 2019 Inference
Portfolio
21 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012••• Locked
Across the graphs
S•••••• C•••••• O••••••••• L•• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Allocators.
Venture Capital1Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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