DFX Intelligence
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S• I••••••••• M••••••••• L••
Buyout firmClassification probableunsizedSEC registered investment adviser· San Francisco, CAs••••••••.com
Buyout firm, based in San Francisco, CA.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $9.4M
- PE fund assets
- $9.4M
- PE funds
- 2
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- Placement agents 1
- RAUM $9.4M
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 16 of 16 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 16 of 16 distinct vehicles are sworn P•••••• Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Apr 25, 2012 to Dec 14, 2020
- RAUM
- $9.4Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $9.4Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $9.4Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2020-12-14, latest gav Private Equity Fund $9.4M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 16
- Employees
- 1
- Headquarters
- San Francisco, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
16 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•••• S•••••• O••••••••• F••• L•• • S••••• B• ADV: P•••••• Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $8.8M as of Dec 14, 2020 | no Form D | Unknown | |
| S•••• S•••••• O••••••••• F••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $575,555 as of Dec 14, 2020 | no Form D | Active deployment | |
| S• P•••••• I••••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $39.7M as of Sep 28, 2012 | no Form D | Wound down | |
| S• P•••••• I••••••••• V•• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $16.4M as of Sep 28, 2012 | no Form D | Wound down | |
| S• P•••••• I••••••••• I•• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $15.6M as of Sep 28, 2012 | no Form D | Wound down | |
| S• P•••••• I••••••••• I•• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $11.2M as of Sep 28, 2012 | no Form D | Wound down | |
| S• P•••••• I••••••••• X••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $11.2M as of Sep 28, 2012 | no Form D | Wound down | |
| S• P•••••• I••••••••• V• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $11.1M as of Sep 28, 2012 | no Form D | Wound down | |
| S• P•••••• I••••••••• X•• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $8.8M as of Sep 28, 2012 | no Form D | Wound down | |
| S• P•••••• I••••••••• V•••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $7.5M as of Sep 28, 2012 | no Form D | Wound down | |
| S• P•••••• I••••••••• X••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $6.7M as of Sep 28, 2012 | no Form D | Wound down | |
| S• P•••••• I••••••••• X• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $5.8M as of Sep 28, 2012 | no Form D | Wound down | |
| S• P•••••• I••••••••• X•• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $400,000 as of Jan 21, 2014 | no Form D | Unknown | |
| S• P•••••• I••••••••• I••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $330,000 as of Jan 21, 2014 | no Form D | Unknown | |
| S• P•••••• I••••••••• I•• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $270,000 as of Jan 21, 2014 | no Form D | Unknown | |
| S• P•••••• I••••••••• V••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $250,000 as of Jan 21, 2014 | no Form D | Unknown |
Team
2 current, 15 former
Platform (1)
Other (1)
- G••• B••••• B•••••• · Stockholder - A · since Nov 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
15 former (kept with end dates)
- C•••• L•••• F••••• · President · Nov 1, 2017 to Jan 16, 2019 Inference
- J•••••• M• M••••• · President · Dec 1, 2018 to Feb 14, 2020 Inference
- K•••• S•••• M••• · President, Coo And Managing Director · Apr 1, 2020 to Dec 14, 2020 Inference
- C•••••••• T••••• M••••• · Chief Investment Officer · Aug 1, 2019 to Dec 14, 2020 Inference
- M•••••• S•••••• D••••• · Managing Director · Apr 1, 2018 to Aug 30, 2019 Inference
- W•••• S••• · Managing Director · Aug 1, 2012 to Oct 26, 2018 Inference
- A••••• R••• C•••• · Vice President Of Legal Affairs, S•••••••••, Inc. · Feb 1, 2011 to Jun 27, 2012 Inference
- C•••••• A•••••• C••••••••• · Chief Compliance Officer · Oct 1, 2016 to Feb 9, 2018 Inference
- D•••••• R••••• G••••••• · Chief Compliance Officer · Nov 1, 2013 to Mar 31, 2016 Inference
- D•••••• J•••• B•••••• · Chief Compliance Officer · Jan 1, 2012 to Sep 28, 2012 Inference
- J••• P•••••• S•••••• · Cfo · Mar 1, 2019 to Dec 14, 2020 Inference
- K••• D••••• W•••• · Cco · Jun 1, 2018 to Mar 30, 2020 Inference
- P••••••• G•••••• · Director Of Finance · Aug 1, 2017 to Oct 26, 2018 Inference
- R••• J•••• S••••• · Chief Financial Officer · Feb 1, 2016 to Aug 7, 2017 Inference
- V••• M••• · Chief Financial Officer · May 1, 2014 to Mar 31, 2016 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- S••••••••• F•••••••• C••••••••• 1 shared · one time · last Jan 1, 2020
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 157659 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Apr 25, 2012S• I••••••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
S• I••••••••• M••••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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