DFX Intelligence
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P••••••• P•••••• W•••••• L••
CandidateClassification candidateLower middle marketSEC registered investment adviser· P•••••••, CAp•••••••••.com
Candidate, based in P•••••••, CA.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.6B
- PE fund assets
- $1.5M
- PE funds
- 1
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 5
- RAUM $1.6B
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 1 P•••••• Equity Fund(s) among 6 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.00bn P•••••• Equity Fund GAV on the Form ADV filed 2024-10-07
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 1 P•••••• Equity Fund(s) among 6 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 28, 2018 to Jul 21, 2026
- RAUM
- $1.6Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $1.5Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $131Mevery private fund type, latest filing
- 2024 PE fund GAV
- $1.5Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 17%
- Fund type mix
- filed 2024-10-07, latest gav Real Estate Fund $49.4M, Other Private Fund $35.0M, Private Equity Fund $1.5M, Venture Capital Fund $4.5M, latest counts Real Estate Fund 2, Other Private Fund 2, Private Equity Fund 1, Venture Capital Fund 1, lifetime distinct Real Estate Fund 2, Other Private Fund 2, Private Equity Fund 1, Venture Capital Fund 1
- Employees
- 13
- Headquarters
- P•••••••, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P••••••• P•••••• E••••• F••• 1• L• ADV: P•••••• Equity Fund | Buyout fund | 2022 first reported on Form ADV | $1.5M as of Oct 7, 2024 | no Form D | Early deployment |
Team
5 current, 2 former
Managing partner (4)
- B•••• A••••• M••• · Managing Partner · since May 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- I••• a• W•••• · Chairman, Managing Partner · since May 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• M•••••• H•••••• · Ceo, Managing Partner · since May 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• S••••• R••••• · Managing Partner · since Jul 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- C•••• R•••••• C•••••• · Chief Compliance Officer · since Jan 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- M•••••• J••••• S•••••••• · Owner · Mar 1, 2018 to May 17, 2018 Inference
- I• J•• C••• · Chief Compliance Officer · May 1, 2018 to Feb 15, 2019 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 28, 2018••• Locked
Across the graphs
P••••••• P•••••• W•••••• L•• is the same institution as 5 records in Venture Capital, Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.
Venture Capital1Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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