DFX Intelligence
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C•••••••• P•••••••• L••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· La Jolla, CAc••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.7B
- PE fund assets
- $137M
- PE funds
- 11
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Geography Global
- Graphs 5
- RAUM $1.7B
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 17 of 18 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.14bn Private Equity Fund GAV on the Form ADV filed 2024-10-21
- Strategies
- REAL ESTATE PE
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 17 of 18 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 26, 2012 to Oct 21, 2024
- RAUM
- $1.7Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 11
- PE fund GAV, latest filing
- $137Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $335Mevery private fund type, latest filing
- 2024 PE fund GAV
- $137Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 57%
- Fund type mix
- filed 2024-10-21, latest gav Real Estate Fund $14.6M, Other Private Fund $158M, Private Equity Fund $137M, Venture Capital Fund $26.4M, latest counts Real Estate Fund 1, Other Private Fund 4, Private Equity Fund 11, Venture Capital Fund 1, lifetime distinct Hedge Fund 3, Real Estate Fund 1, Other Private Fund 4, Private Equity Fund 12, Venture Capital Fund 1
- Employees
- 17
- Headquarters
- La Jolla, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- Global
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
18 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C•••••••• P•••••• C••••• L•• ADV: Other P•••••• Fund | Fund of funds | 2024 first reported on Form ADV | $6.9M as of Oct 21, 2024 | no Form D | Unknown | |
| C•••••••• O••••••••• F••• X••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $13.6M as of Oct 21, 2024 | no Form D | Early deployment | |
| C•••••••• P•••••• E•••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $25.7M as of Oct 21, 2024 | no Form D | Early deployment | |
| C•••••••• A••••••••• T•••• R•••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $16.5M as of Oct 21, 2024 | no Form D | Early deployment | |
| C•••••••• R••• E•••••• L•• ADV: R••• E••••• Fund | Fund of funds | 2022 first reported on Form ADV | $14.6M as of Oct 21, 2024 | no Form D | Early deployment | |
| C•••••••• D••••••••• • S•••••• S••••••••• F•••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $27.0M as of Oct 21, 2024 | no Form D | Unknown | |
| C•••••••• O••••••••• F••• X•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $12.1M as of Oct 21, 2024 | no Form D | Unknown | |
| C•••••••• F•••• M••••• F•••• L• ADV: Other P•••••• Fund | Fund of funds | 2019 first reported on Form ADV | $75.5M as of Oct 21, 2024 | no Form D | Mature | |
| C•••••••• O••••••••• F••• X• L•• ADV: Venture Capital Fund | Fund of funds | 2019 first reported on Form ADV | $26.4M as of Oct 21, 2024 | no Form D | Active deployment | |
| C•••••••• O••••••••• F••• I•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2018 first reported on Form ADV | $9.0M as of Oct 21, 2024 | no Form D | Mature | |
| C•••••••• G• V•••••• R••• E••••• L•• ADV: P•••••• Equity Fund | Real estate fund | 2017 first reported on Form ADV | $8.9M as of Oct 21, 2024 | no Form D | Unknown | |
| C•••••••• N• S•••••••• C••••••••• I•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $8.3M as of Oct 21, 2024 | no Form D | Mature | |
| C•••••••• A••••••• V• ADV: P•••••• Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $2.1M as of Oct 21, 2024 | no Form D | Harvest | |
| C•••••••• O••••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2015 first reported on Form ADV | $12.2M as of Oct 21, 2024 | no Form D | Mature | |
| I••••••• S••••••• O••••••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2015 first reported on Form ADV | $1.4M as of Oct 21, 2024 | no Form D | Harvest | |
| I••••••• F•••• F•••• L• ADV: Other P•••••• Fund | Fund of funds | unknown | $62.8M as of Oct 21, 2024 | no Form D | Mature | |
| I••••••• F••••••••• P•••••••• L•• ADV: Other P•••••• Fund | Fund of funds | unknown | $12.6M as of Oct 21, 2024 | no Form D | Mature | |
| I••••••• A•••••••• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $1.6M as of Mar 31, 2022 | no Form D | Wound down |
Team
24 current, 5 former
Managing partner (2)
- R•••••• J••••• E•••••• · Managing Partner & Chief Investment Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• S•••• S•••••• · Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (4)
- I•• H••• · Partner - Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• S•••• E•••••• · Manager · since Jan 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••••• a• B••• · Partner & Deputy Chief Investment Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••••• a• B••• · Deputy Chief Investment Officer · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- G•••••• H•••• · Associate Director - Portfolio Advisory · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- V••••• A••••• · Senior Associate - Portfolio Analytics & Reporting · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (3)
- E•••••• G••••• · Associate - Portfolio Advisory · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• W••• · Associate - Portfolio Management · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• O•••••••• · Associate - Portfolio Advisory · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (2)
- A•••• C•••••••• · Director - Client Service · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••••••• K•••• · Senior Associate - Client Service · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Board or advisory (3)
- L••••• M••••••• S•••••• · Trustee · since Jan 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• J••••• E•••••• · Trustee · since Nov 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• S•••• S•••••• · Trustee · since Jan 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (6)
- A••• P•••••• · Partner & Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A•••••••• F•••••• P•••••• · Chief Financial Officer & Principal · since Jun 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- N•••• T••• V• H••••• · Partner, Chief Operating Officer, & Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N•••• T••• V• H••••• · Chief Compliance Officer And Chief Operating Officer · since Jul 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• D••••• · Associate - Client Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••••• O••••••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (2)
- C••••••• R•••••••• · Senior Fund Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• H•••••• · Fund Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
5 former (kept with end dates)
- D•••• L• E•••• · Managing Member · Jul 1, 2011 to Mar 25, 2013 Inference
- M••••• I•••• B•••• · Member · Oct 1, 2012 to Mar 28, 2014 Inference
- T••••••• T• T• · Portfolio Manager, And Member · Sep 1, 2010 to Mar 28, 2018 Inference
- A••••• G••• G•••••• · Chief Operating Officer · Sep 1, 2017 to Mar 31, 2022 Inference
- W•••••• J•• K••••••• · Cfo & Chief Compliance Officer · Feb 1, 2012 to Dec 26, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 27, 2026C•••••••• P•••••••• L••: P•••••• Equity Funds on Form ADV 11 (2024 extract) -> 10 (roster 2026-09-01)
- Mar 26, 2012C•••••••• P•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
C•••••••• P•••••••• L•• is the same institution as 5 records in Venture Capital, Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.
Venture Capital1Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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