DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
E••••• C••••••
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· USe•••••••••.com
Hybrid manager, based in US.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $129M
- PE fund assets
- $69.1M
- PE funds
- 1
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- Placement agents 2
- RAUM $129M
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 1 of 3 distinct vehicles; hedge, securitized or liquidity vehicles 1
- Size band
- Lower middle marketdefined by: proxy: $0.07bn Private Equity Fund GAV on the Form ADV filed 2024-03-24
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 1 of 3 distinct vehicles; hedge, securitized or liquidity vehicles 1
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jan 9, 2014 to Mar 24, 2024
- RAUM
- $129Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $69.1Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $69.1Mevery private fund type, latest filing
- 2024 PE fund GAV
- $69.1Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 33%
- Fund type mix
- filed 2024-03-24, latest gav Private Equity Fund $69.1M, latest counts Private Equity Fund 1, lifetime distinct Hedge Fund 1, Other Private Fund 1, Private Equity Fund 1
- Employees
- 2
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| E••••• C•••••• I••••••••• M••••• S• S••••• 3• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $69.1M as of Mar 24, 2024 | no Form D | Harvest | |
| E••••• C•••••• I••••••••• M••••• S•• ADV: Other Private Fund | buyout or unlabelled | unknown | $117M as of Mar 4, 2020 | no Form D | Wound down |
Team
2 current, 3 former
Managing partner (2)
- J••••••• M•••••• I••••• · Managing Member And Owner · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• M••••• · Managing Member And Owner · since Mar 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- L•••••••• H• M•••••••• · Director Of Investor Relations & Chief Compliance Officer · Feb 1, 2013 to Feb 24, 2021 Inference
- T••••• G••••• · Chief Executive Officer · Jul 1, 2013 to Oct 29, 2015 Inference
- P•••• G••••• C•••••• · Chief Financial Officer · Jul 1, 2020 to Jul 18, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- S••••• L••• P•••••••• L•• 1 shared · one time · last Jan 1, 2014
- S••••••••• L•• 1 shared · one time · last Jan 1, 2019
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Jan 9, 2014••• Locked
Across the graphs
E••••• C•••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…