DFX Intelligence
Private Equity Intelligence
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Firms / A••••••• G••••• P•••••••• L••
A••••••• G••••• P•••••••• L••
Fund of funds · probableLower middle marketBirmingham, ALa•••••••••.comSEC registered investment adviser
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 14 of 19 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.38bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 14 of 19 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Mar 28, 2024
- RAUM
- $843Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 12
- PE fund GAV, latest filing
- $378Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $820Mevery private fund type, latest filing
- 2024 PE fund GAV
- $378Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 25%
- Fund type mix
- filed 2024-03-28, latest gav Hedge Fund $225M, Liquidity Fund $62.5M, Other Private Fund $155M, Private Equity Fund $378M, latest counts Hedge Fund 14, Liquidity Fund 1, Other Private Fund 14, Private Equity Fund 12, lifetime distinct Hedge Fund 25, Liquidity Fund 3, Other Private Fund 22, Private Equity Fund 17, Securitized Asset Fund 2
- Employees
- 10
- Headquarters
- Birmingham, AL
- Office address
- 2 METROPLEX DRIVE, SUITE 102, Birmingham, AL, 35209
- Business phone
- 205-909-0950
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
19 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A•• B•• I•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $99.6M as of Mar 28, 2024 | no Form D | Unknown | |
| A•• B•• C•••••• P••••••• I••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $62.9M as of Mar 28, 2024 | no Form D | Mature | |
| A•• B••••• I••••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $34.7M as of Mar 28, 2024 | no Form D | Active deployment | |
| A•• G•••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $9.4M as of Mar 28, 2024 | no Form D | Unknown | |
| A•• K•• L•• ADV: Other P•••••• Fund | Fund of funds | 2019 first reported on Form ADV | $14,090 as of Mar 28, 2024 | no Form D | Harvest | |
| A••••••• B•• C•••••• P••••••• I•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2015 first reported on Form ADV | $70.3M as of Mar 28, 2024 | no Form D | Mature | |
| A••••••• C••• B••••••• I•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2015 first reported on Form ADV | $834,831 as of Mar 29, 2018 | no Form D | Wound down | |
| A•• M••••• B•••••••• L•• ADV: Other P•••••• Fund | Fund of funds | 2014 first reported on Form ADV | $12,268 as of Mar 28, 2024 | no Form D | Harvest | |
| A••••••• B•• C•••••• P••••••• A••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2013 first reported on Form ADV | $13.4M as of Mar 28, 2024 | no Form D | Mature | |
| A••••••• B•• C••••••• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $81.7M as of Mar 28, 2024 | no Form D | Harvest | |
| A••••••• A•••• T•••• I• ADV: P•••••• Equity Fund | Fund of funds | unknown | $2.6M as of Mar 28, 2024 | no Form D | Unknown | |
| A••••••• A•••• T•••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $2.2M as of Mar 28, 2024 | no Form D | Unknown | |
| A••••••• S••••• L•• •• ADV: P•••••• Equity Fund | Fund of funds | unknown | $2.1M as of Mar 29, 2021 | no Form D | Wound down | |
| A••••••• J•• C•••••• •• •• ADV: P•••••• Equity Fund | Fund of funds | unknown | $698,471 as of Mar 28, 2024 | no Form D | Harvest | |
| A••••••• C••• B•••••••• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $599,920 as of Mar 29, 2018 | no Form D | Wound down | |
| A••••••• P••••••• P••••••• •• •• ADV: P•••••• Equity Fund | Fund of funds | unknown | $416,993 as of Mar 28, 2024 | no Form D | Harvest | |
| A••••••• P•••••• C•••••• P•••••••• L•• ADV: P•••••• Equity Fund | Buyout fund | unknown | $188,265 as of Mar 28, 2024 | no Form D | Harvest | |
| A••••••• D••••• C••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $28,675 as of Mar 27, 2015 | no Form D | Wound down | |
| A••••••• C•••••• P••••••• I• •• ADV: P•••••• Equity Fund | Fund of funds | unknown | $19,999 as of Mar 29, 2021 | no Form D | Wound down |
Team
3 current, 1 former
Managing partner (1)
- C•••• B•••••• A••••••• · Managing Member · since Jan 1, 1997 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- A••• S••• H••••• · Managing Director · since Sep 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- R•••••• S•••••• W••••••••• · Chief Compliance Officer · since Mar 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- K•••• B•• M••••••• · Managing Director · Sep 1, 2009 to Mar 29, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 26, 2026A••••••• G••••• P•••••••• L••: P•••••• Equity Funds on Form ADV 12 (2024 extract) -> 11 (roster 2026-09-01)
- Mar 29, 2012A••••••• G••••• P•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
A••••••• G••••• P•••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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