DFX Intelligence

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P••••••• P•••• P•••••••• L••

Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Omaha, NEp•••••••••.com

Buyout firm, running GROWTH EQUITY, PRIVATE CREDIT, based in Omaha, NE.

Composed from this firm's filed classification and location. It has no published description on record.

As of 2026-09-17 · identity and classification; each section below carries its own date

Regulatory AUM: $178M
PE fund assets: $295M
PE funds: 15
Investments held: Not established
Deals, last 12 months: Not established

Funds and vehicles Team (3)Transactions

As of 2026-09-17 · identity and classification; each section below carries its own date

Why this matters

Also held on 4 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 4
0 lenders and 15 placement agents appear beside this firm on the record.
Placement agents 15
Reported $178M of regulatory assets at its last Form ADV filing.
2026-03-17
RAUM $178M

Classification

How this organization is classified, and on what basisBuyout firm · 1 in historyShow

Class: Buyout firmconfirmed, confidence 85%
Basis: R6: 27 of 28 distinct vehicles are sworn Private Equity Funds; 22 reported gross assets on a filing in 2022 or later
Size band: Lower middle marketdefined by: proxy: $0.30bn Private Equity Fund GAV on the Form ADV filed 2024-05-13
Strategies: GROWTH EQUITY, PRIVATE CREDIT

Classification history (1)

Sep 13, 2026
Buyout firm (confirmed, 85%, cls-pe-1)
R6: 27 of 28 distinct vehicles are sworn Private Equity Funds; 22 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Jun 30, 2015 to Mar 17, 2026
RAUM: $178Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 15
PE fund GAV, latest filing: $295Mreported gross assets (Form ADV), not fund size
All private fund GAV: $241Mevery private fund type, latest filing
2024 PE fund GAV: $295Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 96%
Fund type mix: filed 2024-05-13, latest gav Private Equity Fund $295M, latest counts Private Equity Fund 19, lifetime distinct Real Estate Fund 1, Private Equity Fund 27
Employees: 11
Headquarters: Omaha, NE
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

27 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
P••••••• C••••••••• •••• I••• L•• ADV: Private Equity Fund	Co-investment vehicle	2024 first reported on Form ADV	$274,934 as of May 13, 2024	no Form D	Unknown
K••••• 2••• H•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2022 year in the fund name	$1.9M as of May 13, 2024	no Form D	Unknown
P••••••••• 2••• C••••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2021 year in the fund name	$5.2M as of May 13, 2024	no Form D	Early deployment
P••••••• L•••• C••••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2021 first reported on Form ADV	$2.6M as of May 13, 2024	no Form D	Unknown
P••••••• C••••••••• ••• I••• L•• ADV: Private Equity Fund	Co-investment vehicle	2020 first reported on Form ADV	$41,740 as of May 13, 2024	no Form D	Successor fundraising
P••••••• E••••••• C••••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2019 first reported on Form ADV	$2.8M as of May 13, 2024	no Form D	Active deployment
P••••••• C••••••••• ••••••• L• ADV: Private Equity Fund	Co-investment vehicle	2019 first reported on Form ADV	$2.3M as of May 13, 2024	no Form D	Harvest
P••••••• C••••••••• ••••••• I••• L•• ADV: Private Equity Fund	Co-investment vehicle	2019 first reported on Form ADV	$2.3M as of May 13, 2024	no Form D	Active deployment
P••••••• C••••••••• ••••••• F••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2019 first reported on Form ADV	$2.1M as of May 13, 2024	no Form D	Active deployment
P••••••• R•••• C••••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2019 first reported on Form ADV	$1.9M as of May 13, 2024	no Form D	Mature
P••••••• C••••••••• ••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2019 first reported on Form ADV	$109,799 as of May 13, 2024	no Form D	Harvest
P••••••• G••••• P••••••• I• •••••••• L• ADV: Private Equity Fund	Growth fund	2018 first reported on Form ADV	$72.2M as of May 13, 2024	no Form D	Harvest
P••••••• G••••• P••••••• I•• L• ADV: Private Equity Fund	Growth fund	2017 first reported on Form ADV	$121M as of May 13, 2024	no Form D	Harvest
P••••••• C••••••••• ••••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2017 first reported on Form ADV	$11.0M as of May 13, 2024	no Form D	Unknown
P••••••• E•• C••••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2017 first reported on Form ADV	$0 as of Nov 9, 2020	no Form D	Wound down
M••• L•• ADV: Private Equity Fund	buyout or unlabelled	2016 first reported on Form ADV	$17.5M as of Dec 1, 2016	no Form D	Wound down
H•••••• P••••••• A•• L•• ADV: Private Equity Fund	buyout or unlabelled	2016 first reported on Form ADV	$10.1M as of May 13, 2024	no Form D	Mature
P••••••• C••••••••• M••• L•• ADV: Private Equity Fund	Co-investment vehicle	2016 first reported on Form ADV	$672,091 as of Jul 14, 2023	no Form D	Wound down
P••••••• ••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2016 first reported on Form ADV	$153,383 as of Oct 10, 2022	no Form D	Wound down
P••••••• •••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2016 first reported on Form ADV	$9,856 as of Oct 10, 2022	no Form D	Wound down
S••••• C• ••••••• E•••••• S••••• I•••••••• o• t•• P••••••• P•••• P••••••••• L• ADV: Private Equity Fund	Buyout fund	unknown	$34.3M as of May 13, 2024	no Form D	Unknown
S••••• D• ••••••••• S••••• I••••••• o• t•• P••••••• P•••• P••••••••• L• ADV: Private Equity Fund	buyout or unlabelled	unknown	$15.6M as of May 13, 2024	no Form D	Harvest
A••••• a• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$5.4M as of Dec 1, 2016	no Form D	Wound down
H•••••• P••••••• a• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$5.1M as of May 13, 2024	no Form D	Mature
P••••••• P•••• O••••••• •••••••• L••• ADV: Private Equity Fund	Feeder or parallel	unknown	$4.4M as of May 13, 2024	no Form D	Harvest
P••••••• P••••• C••••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	unknown	$0 as of Nov 28, 2017	no Form D	Wound down
S••••• B• ••••••• D•••• S••••• I•••••••• o• t•• P••••••• P•••• P••••••••• L• ADV: Private Equity Fund	Credit fund	unknown	$0 as of Nov 9, 2020	no Form D	Wound down

Team

3 current, 1 former

Managing partner (1)

S•••••• J••••• G••••• · Chief Compliance Officer, Member, Manager, And Managing Partner · since Feb 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Partner (1)

C•••••••• P••• H••••• · Member · since Nov 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (1)

B•••• S•••• R••••••••• · Chief Financial Officer · since Oct 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

1 former (kept with end dates)

C••••••• L•••• C•••••• · Member · Oct 1, 2012 to Nov 19, 2021 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

15 relationships

Placement agents (15)

F••••••••• F••••••• T••••••• G••• 6 shared · very strong · last Jan 1, 2021
T••• C••••••• L•• 3 shared · strong · last Jan 1, 2016
E•• C•••••• L•• 3 shared · strong · last Jan 1, 2016
I•• M••••••• S•••••••• A• 2 shared · recurring · last Jan 1, 2022
A••••••••• M••••• 2 shared · recurring · last Jan 1, 2018
B••• O•••• I••••••••• 2 shared · recurring · last Jan 1, 2022
F••••••• C•••••• M••••••••• G••• 2 shared · recurring · last Jan 1, 2022
T••• A••••••• L•• 2 shared · recurring · last Jan 1, 2018
A•• B••••••• 2 shared · recurring · last Jan 1, 2016
B•••••• C••••••• L•• 2 shared · recurring · last Jan 1, 2018
A••••••••• M••••• 1 shared · one time · last Jan 1, 2017
E••• C•••••• P•• L•••••• 1 shared · one time · last Jan 1, 2017
F••••••••• G••••••• T••••••• G••• 1 shared · one time · last Jan 1, 2018
E••• C•••••• 1 shared · one time · last Jan 1, 2018
J•••• T••••• 1 shared · one time · last Jan 1, 2017

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Mar 17, 2026
••• Locked
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Jun 30, 2015
••• Locked
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness97 · HIGH: as of: 2026-09-22items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9722222222222222,"evidence":"5 method: sum of component points, capped at 1.0
model score-pe-1
Research priority53 · ELEVATED: as of: 2026-09-22items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-22items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite20 · LOW: as of: 2026-09-22items: [{"code":"RECENT_FUND","points":0.2,"caution":"a recent fund is evidence of deplmethod: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness50 · ELEVATED: as of: 2026-09-22items: [{"code":"FIELDS_PRESENT","points":0.5,"evidence":["website","funds","team","parmethod: sum of component points, capped at 1.0
missing: description, portfolio, transactions, stated criteria, lenders, lps
model score-pe-1
Fund deployment activity85 · HIGH: as of: 2026-09-22items: [{"code":"FUNDS_DEPLOYING","points":0.7,"caution":"deployment state is read frommethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: 5 days ago
Observations: 25
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

P••••••• P•••• P•••••••• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.

Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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