DFX Intelligence
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O•••••••• C•••••• M••••••••• L••
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· Valletta,Vallettao••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $800M
- PE fund assets
- $62.5M
- PE funds
- 2
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Geography Europe
- Graphs 1
- RAUM $800M
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 2 of 10 distinct vehicles; hedge, securitized or liquidity vehicles 7
- Size band
- Lower middle marketdefined by: proxy: $0.06bn Private Equity Fund GAV on the Form ADV filed 2023-07-11
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 2 of 10 distinct vehicles; hedge, securitized or liquidity vehicles 7
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Jul 11, 2023
- RAUM
- $800Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $62.5Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $690Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 20%
- Fund type mix
- filed 2023-07-11, latest gav Hedge Fund $627M, Private Equity Fund $62.5M, latest counts Hedge Fund 3, Private Equity Fund 2, lifetime distinct Hedge Fund 7, Other Private Fund 1, Private Equity Fund 2
- Employees
- 13
- Headquarters
- London, United Kingdom
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- Europe
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| O•••••••• I••••••••• M••••• S•• A••••• f•• a•• o• B••••• o• O•••••••• N••••• S••• M••••• S••••••••• P•••••••• I• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $12.2M as of Jul 11, 2023 | no Form D | Active deployment | |
| O•••••••• I••••••••• M••••• S•• A••••• f•• a•• o• B••••• o• O•••••••• N••••• S••• M••••• S••••••••• P•••••••• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $50.3M as of Jul 11, 2023 | no Form D | Active deployment |
Team
9 current, 7 former
Partner (8)
- A••••• A•••••••• R••• B•••• · Member · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A••••• C•••••• D••• · Member · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• V••••••• J••••••• · Member · since Jan 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• G••••• M•••••• · Member · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• J••••• C••••• · Member · since Apr 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• P• G••••••••• · Member · since Mar 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J••••• T••••• · Designated Member · since May 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••• A••••••••• S•••••• · Member · since Jul 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- S•••• S•••••• · Chief Compliance Officer · since Apr 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- A••••• D•••• W•••• · Member · May 1, 2020 to May 26, 2022 Inference
- A••••• W•••• · Designated Member · Mar 1, 2009 to Oct 25, 2017 Inference
- C••••••••• R••••••• G••• · Designated Member · May 1, 2006 to Feb 15, 2019 Inference
- L••• J• L•••• · Designated Member · May 1, 2006 to Feb 15, 2019 Inference
- R•••••• J••• T•••• · Designated Member, Chief Compliance Officer · Oct 1, 2017 to Jan 27, 2023 Inference
- W•••••• C••••••••• N••••••• · Chief Compliance Officer · Aug 1, 2006 to Oct 25, 2017 Inference
- S•••• J• D••••• · Director Of Corporate Member · May 1, 2011 to Mar 13, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Mar 30, 2012••• Locked
Across the graphs
O•••••••• C•••••• M••••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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