DFX Intelligence
Private Equity Intelligence
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Firms / D• P•••••••• L•
D• P•••••••• L•
Hybrid manager · probableLower middle marketNew York, NYd•••••••••.comSEC registered investment adviser
D• P••••••• is an employee-owned alternative asset manager that invests in bonds and loans collateralized by real estate.
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 1 of 14 distinct vehicles; hedge, securitized or liquidity vehicles 8
- Size band
- Lower middle marketdefined by: proxy: $0.07bn Private Equity Fund GAV on the Form ADV filed 2024-10-28
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 1 of 14 distinct vehicles; hedge, securitized or liquidity vehicles 8
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 27, 2012 to Oct 28, 2024
- RAUM
- $2.0Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $71.1Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.1Bevery private fund type, latest filing
- 2024 PE fund GAV
- $71.1Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 7%
- Fund type mix
- filed 2024-10-28, latest gav Hedge Fund $232M, Real Estate Fund $799M, Private Equity Fund $71.1M, latest counts Hedge Fund 2, Real Estate Fund 5, Private Equity Fund 1, lifetime distinct Hedge Fund 8, Real Estate Fund 5, Private Equity Fund 1
- Employees
- 27
- Headquarters
- New York, NY
- Office address
- 520 MADISON AVENUE, 21ST FLOOR, New York, NY, 10022
- Business phone
- 212-751-6100
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- real estate
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- The pandemic, and the resulting uncertainty about office, retail and hotel usage and profits has created fresh opportunities to invest in mezzanine CMBS bonds.
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| D• R••••••• M••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $71.1M as of Oct 28, 2024 | no Form D | Unknown |
Team
5 current, 6 former
Managing partner (1)
- D•••• R••••• W••••• · Managing Member · since Mar 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- R••••• M••••••• C•••• · Limited Partner · since Mar 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- H••••• H••••••• · General Counsel & Chief Compliance Officer · since Aug 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• D••••• V••••• · Chief Operating Officer · since Aug 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• J••• M••••• · Chief Financial Officer · since Mar 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
6 former (kept with end dates)
- A••••• T••• U•••• · Limited Partner And Portfolio Manager · Mar 1, 2009 to Feb 7, 2017 Inference
- S•••••• R••••• · Limited Partner · Mar 1, 2009 to Sep 8, 2017 Inference
- A••••• R•••••••• · Chief Operating Officer · Jan 1, 2010 to Jun 6, 2016 Inference
- J••••••• A•••• D•••• · Chief Operating Officer · Jun 1, 2016 to Aug 10, 2016 Inference
- R••••• T•••••• C•• · Chief Risk Officer · Jun 1, 2015 to Aug 23, 2018 Inference
- S•••• R••• S•••• · Chief Compliance Officer · Sep 1, 2011 to Sep 8, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Feb 18, 2022White Plains Office Complex Sells for $105M
- Mar 27, 2012D• P•••••••• L• first filed Form ADV in the extract (IA)
Across the graphs
D• P•••••••• L• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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