DFX Intelligence
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R•• M••••••• C•••••• P••••••• L••
Hybrid managerClassification probableunsizedSEC registered investment adviser· Los Angeles, CA
Hybrid manager, based in Los Angeles, CA.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $111M
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $111M
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 0 of 4 distinct vehicles; hedge, securitized or liquidity vehicles 4
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%)Private Equity Funds are 0 of 4 distinct vehicles; hedge, securitized or liquidity vehicles 4
Regulatory footprint (Form ADV)
- Adviser type
- Registered investment adviser
- Form ADV filings
- Feb 10, 2012 to Apr 14, 2020
- RAUM
- $111Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $111Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 0%
- Fund type mix
- Hedge fund: 4 funds, $111M reported gross assets
- Employees
- 3
- Headquarters
- Los Angeles, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R••• P•• D•• I•• L••• ADV: Hedge Fund | buyout or unlabelled | 2013 first reported on Form ADV | $9.3M as of Apr 14, 2020 | no Form D | Harvest | |
| R••• P•• D••• L••• ADV: Hedge Fund | buyout or unlabelled | 2013 first reported on Form ADV | $506,713 as of Apr 14, 2020 | no Form D | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
3 current, 9 former
Partner (1)
- T• W••••• M••••• · General And L•••••• Partner · since May 1, 2000 Form ADV
Board or advisory (1)
- L••• A•• M••••• · Trustee · since Jun 1, 2000 Form ADV
Platform (1)
- J••• C••••••••• T•••• · Partner, Member, Chief Compliance Officer · since Jan 1, 2005 Form ADV
9 former (kept with end dates)
- J••• K••• H••• · Partner, Head Of Business Development, Member · Jan 1, 2013 to Mar 30, 2016 Inference
- M••• R• G••••••• · Partner And Member · Feb 1, 2011 to Mar 28, 2013 Inference
- M•••••• P••••••• H••••• · Partner, Member · Mar 1, 2015 to Mar 30, 2016 Inference
- P•••••• P• L•••• · Partner, Member · Jan 1, 2015 to Mar 30, 2016 Inference
- A••••• M••••• · Principal, Chief Financial Officer · Jan 1, 2016 to Mar 29, 2019 Inference
- J••• G••••••• W•••••••• · Partner, Member, Coo, Cco · Sep 1, 2006 to Mar 26, 2015 Inference
- J••••••• J• M••••• · Principal, Chief Financial Officer · Jan 1, 2013 to Mar 30, 2016 Inference
- J••• C•• W•• Y••• · Principal, Chief Compliance Officer · Jan 1, 2015 to Mar 30, 2016 Inference
- M•••••• A••••• R••••• · Principal, General Counsel · Oct 1, 2014 to Mar 30, 2016 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
R•• M••••••• C•••••• P••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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