DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / E••••••• S•••••••• G••••• L••
E••••••• S•••••••• G••••• L••
Hybrid manager · probableLower middle marketUSSEC exempt reporting adviser
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 2 of 34 distinct vehicles; hedge, securitized or liquidity vehicles 32
- Size band
- Lower middle marketdefined by: proxy: $0.04bn Private Equity Fund GAV on the Form ADV filed 2023-03-16
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 2 of 34 distinct vehicles; hedge, securitized or liquidity vehicles 32
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Dec 19, 2011 to Mar 16, 2023
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $41.8Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $41.8Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 6%
- Fund type mix
- filed 2023-03-16, latest gav Private Equity Fund $41.8M, latest counts Private Equity Fund 2, lifetime distinct Hedge Fund 32, Private Equity Fund 2
- Employees
- unknown
- Business phone
- 212-813-4600
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| E•• S•••••• O••••••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $27.8M as of Mar 16, 2023 | no Form D | Mature | |
| E•• S•••••• O••••••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $14.0M as of Mar 16, 2023 | no Form D | Mature |
Team
3 current, 10 former
Partner (3)
- J•••• P••••• K•••••••• · Member · since Aug 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• K•••• K•••• · Member · since Aug 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• T••••• · Member · since Aug 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
10 former (kept with end dates)
- D••••• A•••••• D•••••••• · Managing Member · Dec 1, 2000 to Jun 25, 2012 Inference
- D•••• M••• R••••••••• · Managing Member · Dec 1, 2000 to Jun 25, 2012 Inference
- T••••• •••• D••• · President · Jan 1, 2016 to Mar 26, 2020 Inference
- W•••••• E•••• C••••• · Managing Member · Dec 1, 2000 to Jun 25, 2012 Inference
- C••••• L••• Z••••• · Chief Compliance Officer · Jul 1, 2012 to Aug 8, 2013 Inference
- J•••• M•••••• T•••••• · Chief Financial Officer · Jan 1, 2016 to Jan 30, 2019 Inference
- J•••• N•• C•• · Chief Financial Officer · Jan 1, 2011 to Mar 30, 2012 Inference
- K••••• K••••••• D•••••• · Chief Compliance Officer · Oct 1, 2014 to Jan 30, 2019 Inference
- K•••••• a• F•••••• · Chief Risk Officer · Sep 1, 2011 to Mar 31, 2017 Inference
- M••••••• N•• D•• · Chief Operating Officer · Nov 1, 2008 to Nov 25, 2015 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 138920 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Dec 19, 2011E••••••• S•••••••• G••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
E••••••• S•••••••• G••••• L•• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…