DFX Intelligence
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C•• C••••••
Buyout firmClassification confirmedLower middle marketSEC exempt reporting adviser· Sydney, Nswc•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $225M
- PE funds
- 2
- Investments held
- 0 of 6
- Deals, last 12 months
- Not established
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Control control
- Placement agents 1
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 17 of 17 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.22bn Private Equity Fund GAV on the Form ADV filed 2024-09-04
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 17 of 17 distinct vehicles are sworn P•••••• Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Mar 29, 2012 to Aug 19, 2026
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $225Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $225Mevery private fund type, latest filing
- 2024 PE fund GAV
- $225Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-09-04, latest gav Private Equity Fund $225M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 17
- Employees
- unknown
- Headquarters
- Sydney, Nsw, Australia
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
6 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- control
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 6
- period
- to unknown, from unknown, undated holdings 6, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 6
- companies
- 6
- geography
- investments
- 6
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
6 companies on the graph (0 transactions); no dated observations
Funds
12 on record, 5 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C••• 9• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $161M as of Sep 4, 2024 | no Form D | Unknown | |
| C•••• I• T•••• C• ADV: P•••••• Equity Fund | Feeder or parallel | 2016 first reported on Form ADV | $207M as of Sep 28, 2021 | no Form D | Wound down | |
| C•••• I• T•••• B• ADV: P•••••• Equity Fund | Feeder or parallel | 2016 first reported on Form ADV | $63.8M as of Sep 4, 2024 | no Form D | Mature | |
| C•••• B••••• I•• ••• T•••• ADV: P•••••• Equity Fund | Buyout fund | 2013 first reported on Form ADV | $70.5M as of Sep 24, 2019 | no Form D | Wound down | |
| C••••• H••••• A••••••••• M•••••••• P••••••• N•••• T•••• ADV: P•••••• Equity Fund | Credit fund | 2013 first reported on Form ADV | $26.4M as of Jul 24, 2014 | no Form D | Wound down | |
| C•••• S•••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $11.2M as of Sep 24, 2019 | no Form D | Wound down | |
| C•• I••••••••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $4.5M as of Sep 24, 2019 | no Form D | Wound down | |
| C•••• M••••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $992,075 as of Sep 24, 2019 | no Form D | Wound down | |
| C•••• B••••• I•• L••• ADV: P•••••• Equity Fund | Buyout fund | unknown | $82.1M as of Sep 24, 2019 | no Form D | Wound down | |
| C•••• V••••••• I••••••••• T•••• N•••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $8.3M as of Jul 24, 2014 | no Form D | Wound down | |
| C•••• V••••••• I••••••••• T•••• N•••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $8.3M as of Jul 24, 2014 | no Form D | Wound down | |
| C••••• H••••• A••••••••• M•••••••• P••••••• N•••• T•••• ADV: P•••••• Equity Fund | Credit fund | unknown | $3.7M as of Jul 24, 2014 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| C•••• V••••••• I••••••••• 7• L• | P•••••• Equity Fund | 2012 to 2019 | $154M filed Sep 24, 2019 | adviserinfo.sec.gov | |
| C•••• V••••••• I••••••••• T•••• N•••• | P•••••• Equity Fund | 2012 to 2019 | $48.4M filed Sep 24, 2019 | adviserinfo.sec.gov | |
| C•••• V••••••• I••••••••• T•••• N•••• | P•••••• Equity Fund | 2012 to 2019 | $25.2M filed Sep 24, 2019 | adviserinfo.sec.gov | |
| C•••• V••••••• I••••••••• T•••• N•••• | P•••••• Equity Fund | 2012 to 2019 | $25.2M filed Sep 24, 2019 | adviserinfo.sec.gov | |
| C•••• V••••••• I••••••••• T•••• N•••• | P•••••• Equity Fund | 2012 to 2019 | $0 filed Sep 24, 2019 | adviserinfo.sec.gov |
Team
9 current, 20 former
Managing partner (1)
- J••• R•••••• H•••••• · CHIEF EXECUTIVE OFFICER & · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (1)
- S•••• W•••••• · MANAGING DIRECTOR · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (2)
- J•••• A• K••••••• · ASSOCIATE DIRECTOR · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W••• M•••••••• · DIRECTOR · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (4)
- B••••••• A•••••• W••••• · Senior Legal Counsel · since Dec 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••••• W•••• · CHIEF OPERATING OFFICER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• A•••••••• M••••••• S•••••••• · General Counsel · since Jul 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• R••••• L•••• · C•••• F•••••••• O•••••• • D•••••••• C••• F•••••••• S•••••••• C••• M••••••••• P•• L••••••• 8• M••••••••• P•• L•• · since Mar 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
- J••• R•••••• H•••••• · Controls The Shareholding · since Sep 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
20 former (kept with end dates)
- B•••• G•••• Z•••••••• · Controls The Shareholding · Sep 1, 2003 to Dec 9, 2020 Inference
- G•••••• L••••••• S•••• · Shareholder · Jun 1, 2009 to Dec 9, 2020 Inference
- J••• K••• C••••• · Shareholder · Apr 1, 1987 to Apr 19, 2018 Inference
- J••••• A•••••••• S•••••••• · Shareholder · Nov 1, 1977 to Sep 25, 2018 Inference
- L•••••• M••••• H••••• · Shareholder · Apr 1, 1987 to Apr 19, 2018 Inference
- S••••• W••••••••• · Shareholder · May 1, 2005 to Sep 10, 2015 Inference
- S•••••• W••• · Shareholder · Aug 1, 1993 to Dec 9, 2020 Inference
- W•••••• D••••• F••••• · Shareholder · Mar 1, 1990 to Sep 25, 2018 Inference
- F•••• M••• D•••••• · Compliance Manager · Nov 1, 2005 to Sep 25, 2017 Inference
- J•••••• L• N••••• · Senior Legal Counsel, Funds & Compliance Officer · Oct 1, 2016 to Dec 9, 2020 Inference
- B••••••• S•••• S•••• · Director · Dec 1, 2008 to Sep 10, 2015 Inference
- C•••••• A•••••••• B••••••• · D•••••••• C•••• I•• M••••••••• P•• L•• · Dec 1, 2008 to Sep 28, 2021 Inference
- D••••• M•••••• S•••••• · Director · Oct 1, 2011 to Sep 10, 2015 Inference
- G••• B••••• · D•••••••• C•••• I•• M••••••••• P•• L•• · Jul 1, 2016 to Apr 19, 2018 Inference
- H••••• D••••• M••••• · Director · Dec 1, 2008 to Sep 10, 2015 Inference
- H••••• W•••• · Director · Jul 1, 2015 to Aug 4, 2016 Inference
- J••••• G•• A••••••• D•••• · D•••••••• C•••• V••••••• P•• L••• C•••• V••••••• 7• M••••••••• P•• L•• · Feb 1, 2002 to Sep 28, 2021 Inference
- N•••••••• A••••• C••••••• · Director · Dec 1, 2008 to Sep 10, 2015 Inference
- N••••••• F•••• H••• G•••••• · D•••••••• C•••• I•• M••••••••• P•• L•• · Dec 1, 2008 to Dec 9, 2020 Inference
- S•••• E•• G••• · D•••••••• C•••• P•••••• E••••• P•• L•• · Feb 1, 2016 to Dec 9, 2020 Inference
Portfolio
6 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| a••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| a••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| b••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| b••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| m••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| p••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M•••••• P•••••• E••••• A••••••• U•• L•• 3 shared · strong · last Jan 1, 2017
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 29, 2012••• Locked