DFX Intelligence
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G• A•••• M••••••••• I•••••••••
Candidate, based in Stamford, CT.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $110B
- PE fund assets
- $227M
- PE funds
- 2
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 1
- RAUM $110B
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 4 Private Equity Fund(s) among 16 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 4 P•••••• Equity Fund(s) among 16 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Mar 29, 2016
- RAUM
- $110Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $227Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $781Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 25%
- Fund type mix
- filed 2016-03-29, latest gav Real Estate Fund $75.3M, Other Private Fund $479M, Private Equity Fund $227M, Securitized Asset Fund $29,300, latest counts Real Estate Fund 2, Other Private Fund 3, Private Equity Fund 2, Securitized Asset Fund 1, lifetime distinct Hedge Fund 1, Liquidity Fund 1, Real Estate Fund 2, Other Private Fund 7, Private Equity Fund 4, Securitized Asset Fund 1
- Employees
- 248
- Headquarters
- Stamford, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| I••••••••• P•••••• E••••• F••• I•• L• ADV: P•••••• Equity Fund | Buyout fund | unknown | $154M as of Mar 29, 2016 | no Form D | Active deployment | |
| G••• I••••••••• P•••••• E••••• F•••• L• ADV: P•••••• Equity Fund | Buyout fund | unknown | $72.7M as of Mar 29, 2016 | no Form D | Harvest | |
| I•• F••• C••••• A••• L• ADV: P•••••• Equity Fund | Feeder or parallel | unknown | $0 as of Jan 14, 2013 | no Form D | Wound down | |
| G• I••••••••• P•••••• P•••••••• P••••••• I• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $0 as of Jan 14, 2013 | no Form D | Wound down |
Team
11 current, 7 former
Managing partner (1)
- D••••• L• S••••••• · D, Ceo · since May 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- M•••••• J••••• Z••••••••• · D, Cfo · since Sep 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• S••••• H•••••• · Chief Compliance Officer · since Jul 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (8)
- D•••• W•••••• W••••••••• · D · since Aug 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• W••••••• T•••• · D · since Jan 1, 1993 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G•••••• B••••• H••••• · D, Cro · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J••••• S•••••• · D, Clo · since Jul 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• B•••••• M••••••• · D · since Jul 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••• M••••• C•••••• · D · since Jul 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• M••• L••••• · D · since Jun 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••••• S••• H••••• · D · since Sep 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- C••••• H• B•••••• · D · Jul 1, 2007 to Sep 11, 2013 Inference
- G••••• A•••••• B••••• · D · Mar 1, 2011 to Jul 7, 2014 Inference
- M•••••• J•••• C••••••• · D · Jun 1, 1988 to Apr 3, 2014 Inference
- R•••• R•••••• L••••• · D · Jan 1, 1995 to Jul 7, 2014 Inference
- S••••• M• R•••• · D · Jan 1, 2012 to May 5, 2014 Inference
- J•••••• L• H••••••• · D, Chief Financial Officer · Aug 1, 2012 to Jul 18, 2013 Inference
- T••••• A•• W•••••••• · D, Cfo · Jan 1, 2011 to Aug 6, 2012 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- G• I••••••••• D••••••••• I•• 2 shared · recurring · last Jan 1, 2013
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Mar 30, 2012••• Locked
Across the graphs
G• A•••• M••••••••• I••••••••• is the same institution as 2 records in RIA and Wealth and Real Estate Funds.
RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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