DFX Intelligence
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S•• C•••••• M••••••••• L••
Fund of fundsClassification probableUpper middle marketSEC registered investment adviser· Waltham, ALwebsite
Fund of funds, based in Waltham, AL.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $49B
- PE fund assets
- $8.3B
- PE funds
- 48
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 4
- Placement agents 3
- RAUM $49B
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 38 of 38 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Upper middle marketdefined by: proxy: $8.26bn Private Equity Fund GAV on the Form ADV filed 2024-07-12
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 38 of 38 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Jul 14, 2026
- RAUM
- $49Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 48
- PE fund GAV, latest filing
- $8.3Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $17Bevery private fund type, latest filing
- 2024 PE fund GAV
- $8.3Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 65%
- Fund type mix
- filed 2024-07-12, latest gav Hedge Fund $3.7B, Real Estate Fund $3,000, Other Private Fund $1.7B, Private Equity Fund $8.3B, latest counts Hedge Fund 4, Real Estate Fund 1, Other Private Fund 8, Private Equity Fund 39, lifetime distinct Hedge Fund 15, Real Estate Fund 1, Other Private Fund 8, Private Equity Fund 44
- Employees
- 127
- Headquarters
- Boston, MA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
38 on record, 13 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••••• E••••• I• • V••••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $199M as of Jul 12, 2024 | no Form D | Unknown | |
| P•••••• E••••• I• • B••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $181M as of Jul 12, 2024 | no Form D | Unknown | |
| P•••••• C••••••••• O••••••••• I•• L• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $19.1M as of Jul 12, 2024 | no Form D | Unknown | |
| P•••••• O••••••••• A••••• I• • O••••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $0 as of Jul 12, 2024 | no Form D | Unknown | |
| P•••••• O••••••••• A••••• I• • R••• A•••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $0 as of Jul 12, 2024 | no Form D | Unknown | |
| P•••••• O••••••••• A••••• I• • T••••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $0 as of Jul 12, 2024 | no Form D | Unknown | |
| P•••••• I••••• I•• L• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $0 as of Mar 28, 2024 | no Form D | Unknown | |
| P•••••• E••••• V••• • B••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $618M as of Jul 12, 2024 | no Form D | Active deployment | |
| P•••••• O••••••••• A••••• • R••• A•••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $255M as of Jul 12, 2024 | no Form D | Active deployment | |
| P•••••• C••••••••• O••••••••• I••• L• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $254M as of Jul 12, 2024 | no Form D | Active deployment | |
| P•••••• E••••• V••• • V••••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $169M as of Jul 12, 2024 | no Form D | Active deployment | |
| E••••••••• V•••••• O••••••••• I•• L• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $157M as of Jul 12, 2024 | no Form D | Unknown | |
| P•••••• O••••••••• A••••• • O••••••••• L• ADV: Other P•••••• Fund | Fund of funds | 2021 first reported on Form ADV | $141M as of Jul 12, 2024 | no Form D | Active deployment | |
| P•••••• E••••• V•• • B••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $524M as of Jul 12, 2024 | no Form D | Mature | |
| P•••••• C••••••••• O••••••••• I•• L• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $466M as of Jul 12, 2024 | no Form D | Mature | |
| P•••••• C••••• I• • I•••••• L• ADV: Other P•••••• Fund | Fund of funds | 2020 first reported on Form ADV | $344M as of Jul 12, 2024 | no Form D | Mature | |
| P•••••• E••••• V•• • V••••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $279M as of Jul 12, 2024 | no Form D | Mature | |
| P•••••• C••••• I• • O••••••••• L• ADV: Other P•••••• Fund | Fund of funds | 2020 first reported on Form ADV | $244M as of Jul 12, 2024 | no Form D | Mature | |
| E••••••••• V•••••• O••••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $173M as of Jul 12, 2024 | no Form D | Unknown | |
| P•••••• C••••• I• O•••••••• L• ADV: Other P•••••• Fund | Fund of funds | 2020 first reported on Form ADV | $80.9M as of Jul 12, 2024 | no Form D | Active deployment | |
| P•••••• I•••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $27.7M as of Jul 12, 2024 | no Form D | Mature | |
| P•••••• E••••• V•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $1.4B as of Jul 12, 2024 | no Form D | Mature | |
| P•••••• C••••••••• O••••••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $342M as of Jul 12, 2024 | no Form D | Mature | |
| P•••••• R••• A••••• I•• • R••• E•••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $240M as of Jul 12, 2024 | no Form D | Mature | |
| P•••••• R••• A••••• I•• • N•••••• R••••••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $62.0M as of Jul 12, 2024 | no Form D | Mature | |
| S•• P•••••• C••••• I••• L•• ADV: Other P•••••• Fund | Fund of funds | 2018 first reported on Form ADV | $493M as of Jul 12, 2024 | no Form D | Mature | |
| S•• P•••••• R••• A••••• I• • N•••••• R••••••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2018 first reported on Form ADV | $126M as of Jul 12, 2024 | no Form D | Mature | |
| P•••••• C••••• I•• O•••••••• L• ADV: Other P•••••• Fund | Fund of funds | 2018 first reported on Form ADV | $65.4M as of Jul 12, 2024 | no Form D | Mature | |
| S•• P•••••• E••••• V• L•• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $1.4B as of Jul 12, 2024 | no Form D | Mature | |
| S•• P•••••• R••• A••••• I• • R••• E•••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $163M as of Jul 12, 2024 | no Form D | Mature | |
| S•• P•••••• R••• A••••• I•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $55.2M as of Aug 22, 2017 | no Form D | Unknown | |
| S•• P•••••• C••••• I•• L•• ADV: Other P•••••• Fund | Fund of funds | 2016 first reported on Form ADV | $293M as of Jul 12, 2024 | no Form D | Mature | |
| S•• P•••••• E••••• I•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2015 first reported on Form ADV | $676M as of Jul 12, 2024 | no Form D | Unknown | |
| S•• P•••••• R••• A••••• I• L•• ADV: P•••••• Equity Fund | Fund of funds | 2015 first reported on Form ADV | $210M as of Jul 12, 2024 | no Form D | Harvest | |
| S•• P•••••• E••••• F••• I•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2014 first reported on Form ADV | $293M as of Jul 12, 2024 | no Form D | Harvest | |
| S•• H••• I••••• S••••••••• F••• L•• ADV: Other P•••••• Fund | Fund of funds | 2014 first reported on Form ADV | $64.6M as of Jul 12, 2024 | no Form D | Harvest | |
| S•• P•••••• I••••••••• F••• I• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $55.5M as of Jul 12, 2024 | no Form D | Harvest | |
| S•• P•••••• I••••••••• F••• I• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $4.9M as of Jul 12, 2024 | no Form D | Harvest |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| M•••••• L••• C••••• X• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2024 | $830,000 filed Jul 12, 2024 | adviserinfo.sec.gov | |
| M•••••• L••• C• V••• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2024 | $544,000 filed Jul 12, 2024 | adviserinfo.sec.gov | |
| M•••••• L••• K• V••• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2024 | $291,000 filed Jul 12, 2024 | adviserinfo.sec.gov | |
| M•••••• L••• C••••• X• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2024 | $211,000 filed Jul 12, 2024 | adviserinfo.sec.gov | |
| M•••••• L••• C••••• A••• I• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2024 | $192,000 filed Jul 12, 2024 | adviserinfo.sec.gov | |
| R•• A••••••• C••••• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2022 | $183,000 filed Aug 15, 2022 | adviserinfo.sec.gov | |
| M•••••• L••• N••••• V•• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2024 | $180,000 filed Jul 12, 2024 | adviserinfo.sec.gov | |
| M•••••• L••• N••••• V••• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2024 | $169,000 filed Jul 12, 2024 | adviserinfo.sec.gov | |
| M•••••• L••• N••••• V• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2024 | $158,000 filed Jul 12, 2024 | adviserinfo.sec.gov | |
| M•••••• L••• C••••• A••• I•• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2024 | $151,000 filed Jul 12, 2024 | adviserinfo.sec.gov | |
| M•••••• L••• B•••••••• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2024 | $63,000 filed Jul 12, 2024 | adviserinfo.sec.gov | |
| R•• A••••••• C• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2024 | $37,000 filed Jul 12, 2024 | adviserinfo.sec.gov | |
| M•••••• L••• T•• I•••••••• L•• | P•••••• Equity Fund | 2022 to 2022 | $11,000 filed Aug 15, 2022 | adviserinfo.sec.gov |
Team
9 current, 24 former
Managing partner (1)
- A••••• J• A•••••• · Chief Executive Officer · since Oct 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (5)
- B•••••• L••• M•••••••• · Chief Investment Officer · since Jul 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C•••• T••••• C••••••• · Managing Director · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••••• R• E••••• · Managing Director · since Nov 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• M•••• S••••••••• · Managing Director · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• C•••••• L••••••••• · Managing Director · since Dec 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- J••••••• R•••••• W•••• · Chief Compliance Officer · since Jan 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• A•••• V•••••••• · Chief O•••••••• Officer · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
- P•••• H••••• M•••••• · Executive Chariman · since Oct 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
24 former (kept with end dates)
- S•••••• M••• O••••••••• · Vice Chairman · Jan 1, 2022 to Mar 28, 2024 Inference
- A•••• D••••• B••••• · Managing Director · Jan 1, 2021 to Mar 28, 2024 Inference
- B•••• T••••• B••••• · Managing Director · Dec 1, 2013 to Mar 31, 2022 Inference
- C•••••• J••• M•••••• · Managing Director · Dec 1, 2013 to Feb 28, 2018 Inference
- D•••• J•••••••• M••••••••• · Managing Director · Jan 1, 2021 to Aug 15, 2022 Inference
- D•••• M•••••• D•••••• · Managing Director · Dec 1, 2013 to Mar 28, 2024 Inference
- F•••• S••• M••••••• · Manager · Oct 1, 2012 to Aug 2, 2017 Inference
- H•••••• D•••••• C••••• · Managing Director · Apr 1, 2021 to Mar 28, 2024 Inference
- J••••• L•••• R•••• · Managing Director · Dec 1, 2008 to Mar 30, 2016 Inference
- J••• A•••• F•• · Managing Director · Jan 1, 2020 to Mar 28, 2024 Inference
- J••• A••• D••••• · Managing Director · Jan 1, 2023 to Mar 28, 2024 Inference
- K•••••• a• M•••••• · Managing Director · Sep 1, 2005 to Mar 20, 2019 Inference
- L•••••• C••••• H•••• · Managing Director · Jan 1, 2023 to Mar 28, 2024 Inference
- M•••••• B•••••• S••••• · Managing Director · Apr 1, 2021 to Mar 28, 2024 Inference
- P••••• L••• P••••• · Chief Investment Officer · Jan 1, 2022 to Mar 31, 2023 Inference
- P••••• N•••• P•••••• · Managing Director · Aug 1, 2013 to Jan 25, 2019 Inference
- R••• L••••••• W•••••• · Managing Director · Jul 1, 2018 to Mar 28, 2024 Inference
- S••••• J•••• H•••••• · Managing Director · Jan 1, 2021 to Mar 28, 2024 Inference
- S•••••• B•••••• C•••••• · Managing Director · Jan 1, 2020 to Mar 28, 2024 Inference
- S•••••• C••••••••• P•••• · Managing Director · Jan 1, 2022 to Mar 28, 2024 Inference
- S•••••• J••••• G••• · Managing Director · Jan 1, 2012 to Oct 4, 2019 Inference
- S•••••• V•••••• K••••• · Managing Director · Nov 1, 2002 to Jan 17, 2017 Inference
- W•••••• C• W••••• · Managing Director · Dec 1, 2008 to Mar 28, 2024 Inference
- J••••• E••••• M•••••• · Chief Financial Officer · Feb 1, 2006 to Mar 31, 2021 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- C••• C•••••• L•• 11 shared · very strong · last Jan 1, 2021
- F••••• B••••• 7 shared · very strong · last Jan 1, 2021
- S•• F•••••••• P••••••• L•• 1 shared · one time · last Jan 1, 2012
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jul 14, 2026S•• C•••••• M••••••••• L••: P•••••• Equity Funds on Form ADV 39 (2024 extract) -> 48 (roster 2026-09-01)
- Mar 30, 2012S•• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
S•• C•••••• M••••••••• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…