DFX Intelligence
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S••••• A•••• P•••••••
Venture firm with private equity activityClassification probableLower middle marketSEC registered investment adviser· New York, NY
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $438M
- PE fund assets
- $438M
- PE funds
- 8
- Investments held
- 14 of 14
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
What matters now
- +2funds on Form ADV
Private equity funds on its Form ADV went from 6 to 8 (+2).
New vehicles are a new flagship's feeders, parallels and co-invest sleeves being stood up: capacity arriving before the capital is announced.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisVenture firm with private equity activity · 2 in historyShowHide
- Class
- Venture firm with private equity activityprobable, confidence 70%
- Basis
- The venture graph classifies the same adviser ANGEL_FUND
- Size band
- Lower middle marketdefined by: proxy: $0.40bn Private Equity Fund GAV on the Form ADV filed 2024-03-26
- Strategies
- Special situations
Classification history (2)
- Sep 15, 2026Venture firm with private equity activity (probable, 70%)The venture graph classifies the same adviser ANGEL_FUND
- Sep 13, 2026Buyout firm (confirmed, 85%)21 of 21 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $438M · 8 PE funds · filed Mar 30, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 30, 2016 to Mar 30, 2026
- RAUM
- $438Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 8
- PE fund GAV, latest filing
- $438Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $438Mevery private fund type, latest filing
- 2024 PE fund GAV
- $438Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 8 funds, $438M reported gross assets, 23 ever reported
- Employees
- 8
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour4 of 8 criteria stated · 14 observed dealsShowHide
Stated by the firm
- Sectors
- Energy, technology, media telecom
- Geography
- United States, Canada
- Revenue
- from $20.0M
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- On record
- 14 companies, 14 holdings
- Period
- 2023 (1 dated observation, 13 holdings undated)
- Most deals
- Education (1 of 14, e.g. AVST), media telecom (1 of 14), consumer products (1 of 14) and 2 more
- Subsectors
- Education (1 of 14), media telecom (1 of 14), consumer products (1 of 14), IT services MSP (1 of 14) and 1 more
- Deal roles
- 14 with role not stated
- Control
- 14 not stated
- Where
- Ma (1 of 14)
14 companies on the graph (0 transactions); most in education (1); observed 2023 to 2023
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
14 families, 24 vehicles on record
S••••• A•••• P••••••• V• L••• · 1 vehicle · vintage 2020$206M
- S••••• A•••• P••••••• V• L••• buyout or unlabelled · 2020$206M
S••••• A•••• P••••••• I•• L••• · 3 vehicles · vintage 2017$134M
- S••••• A•••• P••••••• I•• L••• buyout or unlabelled · 2017$107M
- S••••• A•••• P••••••• I• O•••• F••• 1• L••• buyout or unlabelled · 2018$24.7M
- S••••• A•••• P••••••• I• H• F••• 1• L••• buyout or unlabelled · 2020$2.8M
S••••• A•••• P••••••• V•• L••• · 1 vehicle$80.0M
- S••••• A•••• P••••••• V•• L••• buyout or unlabelled$80.0M
S•• S•••••• S••••••••• I•• L••• · 1 vehicle$7.5M
- S•• S•••••• S••••••••• I•• L••• Fund of funds$7.5M
S••••• A•••• P••••••• F•••• L•• · 1 vehicle$5.2M
- S••••• A•••• P••••••• F•••• L•• buyout or unlabelled$5.2M
Co-investment vehicles · 4 vehicles · vintage 2021$18.3M
- S••••• A•••• P••••••• • H••••••••• 2••• C••••••••• L••• Co-investment vehicle · 2021$10.9M
- S••••• A•••• P••••••• C•••••• C••••••••• 2•••• L••• Co-investment vehicle · 2022$6.7M
- S••••• A•••• P••••••• C•••••• C••••••••• 2•••• L•• Co-investment vehicle · 2024$682,304
- S••••• A•••• P••••••••• C••••••••• 2•••• L••• Co-investment vehicle · 2024
8 smaller families are in the full list of vehicles.
View all 24 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••• A•••• P••••••• C•••••• C••••••••• 2•••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2024 year in the fund name | $682,304 as of Mar 30, 2026 | no Form D | Unknown | |
| S••••• A•••• P••••••••• C••••••••• 2•••• L••• | Co-investment vehicle | 2024 Form D first sale | unknown | no reporting | $15.7M | Unknown |
| S••••• A•••• P••••••• C•••••• C••••••••• 2•••• L••• ADV: Private Equity Fund | Co-investment vehicle | 2022 Form D first sale | $6.7M as of Mar 30, 2026 | $4.8M | Unknown | |
| S••••• A•••• P••••••• • H••••••••• 2••• C••••••••• L••• ADV: Private Equity Fund | Co-investment vehicle | 2021 Form D first sale | $10.9M as of Mar 30, 2026 | $5.0M | Active deployment | |
| S••••• A•••• P••••••• V• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 Form D first sale | $206M as of Mar 30, 2026 | $114M | Unknown | |
| S••••• A•••• T•• P•••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $2.9M as of Mar 24, 2023 | no Form D | Wound down | |
| S••••• A•••• P••••••• I• H• F••• 1• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $2.8M as of Mar 30, 2026 | no Form D | Harvest | |
| S••••• A•••• P••••••• I•• ••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $636,563 as of Mar 26, 2020 | no Form D | Wound down | |
| S••••• A•••• P••••••• I• O•••• F••• 1• L••• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $24.7M as of Mar 30, 2026 | no Form D | Unknown | |
| S••••• A•••• P••••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2017 Form D first sale | $107M as of Mar 30, 2026 | no Form D | Unknown | |
| S••••• A•••• P••••••• V•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $80.0M as of Mar 30, 2026 | no Form D | Unknown | |
| S•• S•••••• S••••••••• I•• L••• ADV: Private Equity Fund | Fund of funds | unknown | $7.5M as of Mar 26, 2020 | no Form D | Wound down | |
| S••••• A•••• P••••••• F•••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $5.2M as of Mar 28, 2017 | no Form D | Wound down | |
| D•••••• C••••••••• I• L•• ADV: Private Equity Fund | Fund of funds | unknown | $3.5M as of Mar 26, 2020 | no Form D | Wound down | |
| S••••• A•••• P••••••• I• ••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $305,802 as of Mar 26, 2020 | no Form D | Wound down | |
| S••••• A•••• P••••••• I• ••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $177,040 as of Mar 29, 2021 | no Form D | Harvest | |
| S••••• A•••• P••••••• I• ••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $112,541 as of Mar 26, 2020 | no Form D | Wound down | |
| D•••••• C••••••••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $84,321 as of Mar 24, 2023 | no Form D | Wound down | |
| S•• S•••••• S••••••••• L••• ADV: Private Equity Fund | Special situations fund | unknown | $72,905 as of Mar 26, 2020 | no Form D | Wound down | |
| S••••• A•••• P••••••• I• ••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $70,818 as of Mar 29, 2021 | no Form D | Harvest | |
| D•••••• C••••••••• I•• L••• ADV: Private Equity Fund | Fund of funds | unknown | $14,081 as of Mar 29, 2021 | no Form D | Harvest | |
| S••••• A•••• P••••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $10,529 as of Mar 29, 2021 | no Form D | Active deployment | |
| S••••• A•••• P••••••• I•• ••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 26, 2020 | no Form D | Wound down | |
| S••••• A•••• P••••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 28, 2017 | no Form D | Wound down |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites); Investment organization websites (team, portfolio, strategy, criteria, news). A person named by two sources under two spellings is shown once, with both sources.
4 current, 0 former
- Managing Partner and Co-Founder
- Managing Member · since Dec 1, 2011
- Managing Member · since Dec 1, 2011
- Chief Compliance Officer And Chief Financial Officer · since May 1, 2021
Full team · 4 peoplegrouped by role, with sources
Managing partner (3)
- J•• S••••• · Managing Partner and Co-Founder · start date unknown Firm website
- J•••• S••••• · Managing Member · since Dec 1, 2011 Form ADV
- R•••••• J•••• B••••• · Managing Member · since Dec 1, 2011 Form ADV Firm website
Platform (1)
- E••••• G•••••• G•••••••• · Chief Compliance Officer And Chief Financial Officer · since May 1, 2021 Form ADV Firm website
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 14 portfolio relationships and 0 transactions are on this record.
14 on record, newest first · 0 platforms · 0 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| Aug 25, 2023 form d related person first sale | C••••••• I••• | Portfolio relationship | Role unknown | active held 3.1 years | unknown | Fact DFX cross-reference |
| date unknown | T••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | C•••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | C•••••• B•••••• P••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | H••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
All 14 dealsnewest first
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| Aug 25, 2023 form d related person first sale | C••••••• I••• | Portfolio relationship | Role unknown | active held 3.1 years | unknown | Fact DFX cross-reference |
| date unknown | T••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | C•••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | C•••••• B•••••• P••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | H••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | S••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | C••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | O••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | A••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | A••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | t••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | H••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | O•••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | U••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- F••••••••• P•••••• C•••••• G•••• 2 shared · recurring · last Jan 1, 2021
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
5 most recent
- Mar 30, 2026••• Locked
- Apr 17, 2025••• Locked
- Nov 14, 2024••• Locked
- Jul 24, 2024••• Locked
- Mar 30, 2016••• Locked
Across the graphs
S••••• A•••• P••••••• is the same institution as 5 records in Venture Capital, Independent Sponsors, RIA and Wealth, Allocators and Private Credit.
Venture Capital1Independent Sponsors1RIA and Wealth1Allocators1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: deals, last 12 months.