DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
B••••••••• C••••• S••••••••• S••••••••• L••
Private credit managerClassification probableLower middle marketSEC registered investment adviser· New York, NY
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $36B
- PE fund assets
- $109M
- PE funds
- 1
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- RAUM $36B
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisPrivate credit manager · 2 in historyShowHide
- Class
- Private credit managerprobable, confidence 70%
- Basis
- The adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Size band
- Lower middle marketdefined by: proxy: $0.11bn Private Equity Fund GAV on the Form ADV filed 2024-10-23
- Strategies
- Private credit
Classification history (2)
- Sep 13, 2026Private credit manager (probable, 70%)The adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Sep 13, 2026Hybrid manager (probable, 65%)Private Equity Funds are 1 of 12 distinct vehicles; hedge, securitized or liquidity vehicles 11
Regulatory footprint (Form ADV)RAUM $36B · 1 PE funds · filed Mar 30, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Mar 30, 2026
- RAUM
- $36Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $109Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $0every private fund type, latest filing
- 2024 PE fund GAV
- $0sum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 8%
- Fund type mix
- Private equity fund: 1 fund
- Hedge fund: 11 ever reported
- Employees
- 418
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
1 family, 1 vehicles on record
B••••••••• C••••• S••••••••• S••••• F•••• a• S••••• T•••• E••••••••• U•••• B••••••••• C••••• S••••••••• S••••• U••• T•••• · 1 vehicle · vintage 2024$0
View all 1 vehiclenewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B••••••••• C••••• S••••••••• S••••• F•••• a• S••••• T•••• E••••••••• U•••• B••••••••• C••••• S••••••••• S••••• U••• T•••• ADV: Private Equity Fund | Credit fund | 2024 first reported on Form ADV | $0 as of Mar 30, 2026 | no Form D | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
6 current, 19 former
- Chief Operating Officer · since Jul 1, 2024
- General Counsel · since Dec 1, 2020
- Chief Compliance Officer · since Dec 1, 2020
- Chief Operating Officer Of Liquid Credit S••••••••• · since Dec 1, 2020
- Chief Financial Officer · since Jan 1, 2024
Full team · 6 peoplegrouped by role, with sources
Platform (5)
- I•• H•••••••• · Chief Operating Officer · since Jul 1, 2024 Form ADV
- M••••• J•••• B••••• · General Counsel · since Dec 1, 2020 Form ADV
- P•••••••• •••••• K• B•••••••• · Chief Compliance Officer · since Dec 1, 2020 Form ADV
- T••••• L••••••• I•••••••• · Chief Operating Officer Of Liquid Credit S••••••••• · since Dec 1, 2020 Form ADV
- W•••••• P• S•••••• · Chief Financial Officer · since Jan 1, 2024 Form ADV
Other (1)
- G••••• M•••••• D••••••• · Global Head Of B••••••••• Credit And Insurance · since Jan 1, 2024 Form ADV
19 former (kept with end dates)
- B•••• T•• K•••• · Trustee · Mar 1, 2002 to Jan 15, 2021 Inference
- R•••••• E••• D••••• · Trustee · May 1, 2004 to Jan 15, 2021 Inference
- S••••• J••• D•••• · Trustee · Dec 1, 1998 to Jan 15, 2021 Inference
- D•••• M•••••• S••• · Ceo · Dec 1, 1999 to Jan 15, 2021 Inference
- D••••• D••••• S•••• · Chairman Of B••••••••• Credit And Insurance · Jan 1, 2024 to Oct 23, 2024 Inference
- J•• R••••• B••••• · Chief Compliance Officer And Head Of Operations · Aug 1, 2015 to Jan 15, 2021 Inference
- K•••••• L•• W•••••• · Head Of Operations · Jul 1, 2004 to Mar 18, 2015 Inference
- D••••• H••••• S•••• · Head Of Liquid Credit S••••••••• · Dec 1, 2020 to Jan 22, 2024 Inference
- S•••••• B••••• K•••••••• · Elected Mgr · Apr 1, 2004 to Jan 15, 2021 Inference
- E••• S•••••• · General Partner · Mar 1, 2001 to Mar 27, 2014 Inference
- J••• A••••• M•••••• · Partner · Apr 1, 1999 to Mar 27, 2014 Inference
- J••••••• F••••• · General Partner · Oct 1, 2000 to Jan 15, 2021 Inference
- N•••• S••••••••• · General Partner · Oct 1, 2000 to Jan 15, 2021 Inference
- W•••••• E•••••• · General Partner · Mar 1, 2001 to Jan 15, 2021 Inference
- H•••••• C•••• V••••••• · Chief Operating Officer · Feb 1, 2023 to Aug 1, 2024 Inference
- K•••• M•••••• K••••• · Head Of Finance · Dec 1, 2020 to Jan 22, 2024 Inference
- P••• M••• K•••• · Chief Operating Officer · Dec 1, 2020 to Jan 12, 2023 Inference
- S••• K•••••• · Chief Compliance Officer And General Counsel · Jul 1, 2012 to Aug 7, 2015 Inference
- I•• F•••• D••• · Principal; Elected Mgr; Class B,D · May 1, 2004 to Mar 27, 2014 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 29, 2012••• Locked
Across the graphs
B••••••••• C••••• S••••••••• S••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.