DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / S•••
S•••
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 37 of 39 distinct vehicles are sworn Private Equity Funds; 17 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.12bn Private Equity Fund GAV on the Form ADV filed 2024-10-28
- Strategies
- GROWTH EQUITY, SECONDARIES
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 37 of 39 distinct vehicles are sworn Private Equity Funds; 17 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Oct 28, 2024
- RAUM
- $112Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 15
- PE fund GAV, latest filing
- $123Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $123Mevery private fund type, latest filing
- 2024 PE fund GAV
- $119Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 95%
- Fund type mix
- filed 2024-10-28, latest gav Private Equity Fund $123M, latest counts Private Equity Fund 15, lifetime distinct Other Private Fund 2, Private Equity Fund 37
- Employees
- 55
- Headquarters
- Washington, DC
- Office address
- 1500 K STREET NW, SUITE 375, Washington, DC, 20005
- Business phone
- 202-450-1630
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
36 on record, 1 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| W••• V•••••• C•••••• S••• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $18.0M as of Oct 28, 2024 | no Form D | Unknown | |
| S••• C•••••••• S•• I••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $22.1M as of Oct 28, 2024 | no Form D | Unknown | |
| S••• C••••••• G••••• G••••• L••• E•••••••• L••• F•••••• L•• ADV: Other Private Fund | Fund of funds | 2021 first reported on Form ADV | $2.8M as of Nov 3, 2021 | no Form D | Wound down | |
| S••• C••••••• G••••• E•••••••• S••••••••• L••• F••••••• L•• ADV: Other Private Fund | Fund of funds | 2021 first reported on Form ADV | $598,896 as of Nov 3, 2021 | no Form D | Wound down | |
| S••• C•••••••• S•• G••••• I••••••••• L••• ADV: Private Equity Fund | Growth fund | 2020 first reported on Form ADV | $36.5M as of Oct 28, 2024 | no Form D | Mature | |
| S••• M•••••• G••••• F••• ADV: Private Equity Fund | Growth fund | 2019 first reported on Form ADV | $19.4M as of Mar 31, 2022 | no Form D | Wound down | |
| S••• G••••• S•• F••••••• L•• ADV: Private Equity Fund | Fund of funds | 2019 first reported on Form ADV | $13,542 as of Nov 3, 2021 | no Form D | Wound down | |
| S••• C••••••• G••••• F••• C• ADV: Private Equity Fund | Continuation vehicle | 2019 first reported on Form ADV | $4,882 as of Oct 28, 2024 | no Form D | Mature | |
| S••• C••••••• G••••• F••• C••• ADV: Private Equity Fund | Growth fund | 2019 first reported on Form ADV | $3,980 as of Oct 28, 2024 | no Form D | Mature | |
| A••••••••• F•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $17.3M as of Mar 29, 2018 | no Form D | Wound down | |
| S••• B••••••••• V••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $10.3M as of Oct 28, 2024 | no Form D | Mature | |
| F•••• d• C•••••• P•••••• A••••••••• C••••••• d• S••• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $2.8M as of Oct 28, 2024 | no Form D | Mature | |
| S••• C••••••• A••••••••• F••• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $2.8M as of Oct 28, 2024 | no Form D | Mature | |
| S••• S••••• I••••• F••• B• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $0 as of Jul 19, 2017 | no Form D | Wound down | |
| S••• S••••• V•••••• F••• F••• L• ADV: Private Equity Fund | Fund of funds | 2016 first reported on Form ADV | $1.3M as of Oct 28, 2024 | no Form D | Mature | |
| S••• O••••••••• S••••• F••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $2.0M as of Oct 28, 2024 | no Form D | Mature | |
| S••• M•••••••• I• F••• L• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $402,391 as of Oct 28, 2024 | no Form D | Mature | |
| S••• C••••••• G••••• F••• L••• ADV: Private Equity Fund | Growth fund | 2013 first reported on Form ADV | $20.3M as of Oct 28, 2024 | no Form D | Mature | |
| F•••• L•••• P••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $7.4M as of Jul 19, 2017 | no Form D | Wound down | |
| L•••• G••••• F••• L•••••• ADV: Private Equity Fund | Growth fund | unknown | $7.0M as of Jul 19, 2017 | no Form D | Wound down | |
| F•••• T••••••••• P••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $3.5M as of Jul 19, 2017 | no Form D | Wound down | |
| F•••• T••••••••• C••••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $3.0M as of Mar 29, 2018 | no Form D | Wound down | |
| S••• S•••• B••••• F••• B••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $2.2M as of Oct 28, 2024 | no Form D | Mature | |
| S••• B••• W••••• G••••• F••• L•••••• ADV: Private Equity Fund | Growth fund | unknown | $413,547 as of Mar 29, 2018 | no Form D | Wound down | |
| G•••••• R••••••• D••••••••• F••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $329,625 as of Nov 3, 2021 | no Form D | Wound down | |
| T••••••••• E•••• S•••• E••••• F••• L•• ADV: Private Equity Fund | Fund of funds | unknown | $227,535 as of Mar 28, 2019 | no Form D | Wound down | |
| S••• I•••• A••••••••• F••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $180,424 as of Mar 31, 2022 | no Form D | Wound down | |
| S••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $127,033 as of Jul 19, 2017 | no Form D | Wound down | |
| S••• I•••• A••••••••• I••••••••• F••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $100,765 as of Mar 31, 2022 | no Form D | Wound down | |
| S••• C•••••• a•• E•••••• E••••• G••••• F••• L•• ADV: Private Equity Fund | Growth fund | unknown | $56,965 as of Dec 15, 2020 | no Form D | Wound down | |
| S••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $10,000 as of Jul 19, 2017 | no Form D | Wound down | |
| S••• S•••••• S•• I••••••••• F••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $174 as of Oct 28, 2024 | no Form D | Mature | |
| C•••••• A••• S•••• E••••••••• F••• L•• • S••••• a• S••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Jul 19, 2017 | no Form D | Wound down | |
| C•••••• A••• S•••• E••••••••• F••• L•• • N•• S••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Jul 19, 2017 | no Form D | Wound down | |
| S••• T••••••••• F••• L•• ADV: Private Equity Fund | Fund of funds | unknown | $0 as of Jul 19, 2017 | no Form D | Wound down | |
| S••• T••••••••• B••••••• F••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Jul 19, 2017 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| S•••••••• E••••• F••• I• | Private Equity Fund | 2018 to 2020 | $181M filed Dec 15, 2020 | adviserinfo.sec.gov |
Team
10 current, 31 former
Managing partner (2)
- P••• S•••••• · Director, Ceo, Chief Compliance Officer · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• J••• M••••• · Director, President · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (8)
- A•••••••• M••••••• · Director · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C•••••••• P••••••••• · Director · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- H••••••• J•• v•• D•• V•••• · Director · since Jan 1, 1995 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•• G•••••••• C••••• · Director · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• H•••• · Director, Chairman · since Nov 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• J••••• Z••••••• · Director · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••• E• W••• · Director · since Jun 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Y••••• S••••• · Director · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
31 former (kept with end dates)
- M•••••• A••• L••••• · Board Of Directors · Oct 1, 1994 to Mar 30, 2021 Inference
- P••••• U••••• F•••••• · Board Of Directors · Nov 1, 1999 to Mar 30, 2021 Inference
- A•••• D••••••• · Director, Ceo · Nov 1, 2021 to Mar 31, 2023 Inference
- D•••• L••• M•••••••• · Director And President · Aug 1, 2016 to Mar 30, 2021 Inference
- R•••••• C•••• S••••••• · President, Chief Executive Officer And Director · Jun 1, 2008 to Jun 11, 2013 Inference
- A••••• D•••• P•••••••• · N/A · Aug 1, 2016 to Apr 18, 2024 Inference
- C••••• S•••• L•••• · Controller · Sep 1, 2012 to Mar 30, 2020 Inference
- C•••••••• P••••••••• B•••• · Director, Interim Cfo · Sep 1, 2021 to Mar 31, 2023 Inference
- D••••• •••• L••••••• · Chief Financial Officer · Sep 1, 2002 to Mar 31, 2022 Inference
- G••••••• •••• A••••• · Chief Operating Officer And Director · Apr 1, 2005 to Jan 31, 2014 Inference
- K•••••••• R••••• L•••••••• · General Counsel And Chief Compliance Officer · Dec 1, 2015 to Jun 24, 2023 Inference
- M•••••• O•••••• C•••••• · Executive Vice President, Chief Compliance Officer And Director · Feb 1, 2000 to Sep 9, 2014 Inference
- N•••••• M•••• F••••• · Chief Compliance Officer · Sep 1, 2014 to Dec 1, 2015 Inference
- R•••••• A•••••• R•••••• · Chief Operating Officer · Feb 1, 2015 to Mar 31, 2017 Inference
- A•••••• I••••• A••••• G••••• · Director · Nov 1, 2010 to Mar 30, 2016 Inference
- D•••• •••• C••••••••• · Director · Jun 1, 2009 to Jul 10, 2015 Inference
- H•••• F• •• O•••• S••••••• · Chief Credit Officer And Director · Feb 1, 2011 to Sep 9, 2014 Inference
- H••••• M••••• C•••••••• R••••• · Director · Nov 1, 2006 to Mar 29, 2018 Inference
- H••••••• •••• M••••• · Owner (For S••• I•••• Investment Advisers Private L•••••• O•••) And Director · Dec 1, 2003 to Mar 31, 2017 Inference
- H••••• S•••• · Director · Jul 1, 2015 to Mar 30, 2016 Inference
- J•••• T•••••• V•••••• · Director · Aug 1, 2014 to Dec 1, 2015 Inference
- J••• G•••••••• G••••• H••• · Director · Nov 1, 2005 to Mar 30, 2016 Inference
- L••• C•••• M•••••••• C••••••• · Director · Jan 1, 2008 to Nov 13, 2013 Inference
- M••••••• I•••• D••••• · Director · Jun 1, 2009 to Mar 30, 2016 Inference
- O•••• R•••••• C•••••••• · Director · Jun 1, 2021 to Apr 18, 2024 Inference
- P••••• P••••• C•••••••• · Owner (For S••• I•••• Investment Advisers Private L•••••• O•••) And Director · Dec 1, 2003 to Mar 30, 2016 Inference
- R•••••• C•••• S••••••• · Director · Jan 1, 2006 to Mar 31, 2014 Inference
- R••••• D••••• S••••••• · Director · Sep 1, 1999 to Mar 31, 2017 Inference
- R••••• W•••••• · Director · Nov 1, 2015 to Mar 29, 2018 Inference
- R••• E••••• V••••••• M••••• · Director · Nov 1, 2010 to Mar 30, 2016 Inference
- V•••• M••••• · Director · Apr 1, 2014 to Mar 29, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 30, 2026S•••: Private Equity Funds on Form ADV 15 (2024 extract) -> 10 (roster 2026-09-01)
- Feb 14, 2012S••• first filed Form ADV in the extract (IA)
Across the graphs
S••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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