DFX Intelligence

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M••••••• C•••••• P••••••• L••

Venture firm with private equity activityClassification probableLower middle marketSEC registered investment adviser· Beverly Hills, CAm•••••••.com

Venture firm with private equity activity, based in Beverly Hills, CA.

Composed from this firm's filed classification and location. It has no published description on record.

As of 2026-09-17 · identity and classification; each section below carries its own date

Regulatory AUM: $1.1B
PE fund assets: $386M
PE funds: 14
Investments held: 1 of 1
Deals, last 12 months: Not established

Funds and vehicles Team (7)Transactions

As of 2026-09-17 · identity and classification; each section below carries its own date

Why this matters

Also held on 3 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 3
0 lenders and 2 placement agents appear beside this firm on the record.
Placement agents 2
Reported $1.1B of regulatory assets at its last Form ADV filing.
2026-09-21
RAUM $1.1B

Classification

How this organization is classified, and on what basisVenture firm with private equity activity · 2 in historyShow

Class: Venture firm with private equity activityprobable, confidence 70%
Basis: R1c: the venture graph classifies the same adviser MULTI_STAGE_VC
Size band: Lower middle marketdefined by: proxy: $0.39bn Private Equity Fund GAV on the Form ADV filed 2024-11-05

Classification history (2)

Sep 13, 2026
Venture firm with private equity activity (probable, 70%, cls-pe-2)
R1c: the venture graph classifies the same adviser MULTI_STAGE_VC
Sep 13, 2026
Venture firm with private equity activity (probable, 70%, cls-pe-1)
R3: 11 sworn Venture Capital Funds against 5 Private Equity Funds over 2011-2024

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Aug 3, 2020 to Sep 21, 2026
RAUM: $1.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 14
PE fund GAV, latest filing: $386Mreported gross assets (Form ADV), not fund size
All private fund GAV: $976Mevery private fund type, latest filing
2024 PE fund GAV: $386Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 31%
Fund type mix: filed 2024-11-05, latest gav Private Equity Fund $386M, Venture Capital Fund $671M, latest counts Private Equity Fund 5, Venture Capital Fund 11, lifetime distinct Private Equity Fund 5, Venture Capital Fund 11
Employees: 22
Headquarters: Beverly Hills, CA
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

1 observed deals

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

roles: minority 1
period: to 2025-11-12, from 2025-11-12, undated holdings 0, dated observations 1
window: last unknown, first unknown
control: minority 1
companies: 1
geography
investments: 1
seller kinds
transactions: 0
cadence by year
platform add on: add ons 0, platforms 0, add ons per platform unknown
sector known for: 0
disclosed value usd: n 0
sector distribution
holding period years: n 0
repeat counterparties
subsector distribution

1 companies on the graph (0 transactions); observed 2025 to 2025

Funds

5 on record, 9 more on the reporting tape

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
P••••••• O••••••••• P•••••• V•••••• I• L• ADV: Private Equity Fund	buyout or unlabelled	2023 first reported on Form ADV	$90.9M as of Nov 5, 2024	no Form D	Unknown
P••••••• O••••••••• P•••••• V•••••• I••• L• ADV: Private Equity Fund	Feeder or parallel	2023 first reported on Form ADV	$34.7M as of Nov 5, 2024	no Form D	Unknown
P••••• C•••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2022 first reported on Form ADV	$35.6M as of Nov 5, 2024	no Form D	Early deployment
P••••••• O••••••••• P•••••• V•••••• I•• L•• ADV: Private Equity Fund	Feeder or parallel	2021 first reported on Form ADV	$23.6M as of Nov 5, 2024	no Form D	Unknown
P••••••• O••••••••• P•••••• V•••••• I• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$201M as of Nov 5, 2024	no Form D	Mature

Gross assets by year from the annual reporting tape

These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.

Fund	Type (ADV)	Years	Latest reported GAV	Source
M••• A•• P••••••• L••	Private Equity Fund	2026 to 2026	$73.5M filed Sep 21, 2026	reports.adviserinfo.sec.gov
F••• S•••• A••••••••• L••	Private Equity Fund	2026 to 2026	$48.6M filed Sep 21, 2026	reports.adviserinfo.sec.gov
M••••••••• S•• C•••••••• L••	Private Equity Fund	2026 to 2026	$4.5M filed Sep 21, 2026	reports.adviserinfo.sec.gov
F••• S•••• P••••••• L••	Private Equity Fund	2026 to 2026	$4.5M filed Sep 21, 2026	reports.adviserinfo.sec.gov
M•••••• S•• L••	Private Equity Fund	2026 to 2026	$2.1M filed Sep 21, 2026	reports.adviserinfo.sec.gov
M•••••• S•• C•••••••• L••	Private Equity Fund	2026 to 2026	$2.0M filed Sep 21, 2026	reports.adviserinfo.sec.gov
P••••••• C•••••••• L••	Private Equity Fund	2026 to 2026	$784,992 filed Sep 21, 2026	reports.adviserinfo.sec.gov
P•••••• C•••••••• L••	Private Equity Fund	2026 to 2026	$571,295 filed Sep 21, 2026	reports.adviserinfo.sec.gov
M•• S••• F•••	Private Equity Fund	2026 to 2026	$215,766 filed Sep 21, 2026	reports.adviserinfo.sec.gov

Team

7 current, 1 former

Managing partner (3)

E••••• O• R••••••• · Managing M••••• · since Mar 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
L••••••• B•••• · Managing Partner And Trustee Of The B•••• F••••• T•••• D•••• 4•••••• · since Sep 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
L••••••• F• M••••• · Managing Partner And Trustee Of The M••••• F••••• T•••• D•••• 7••••• · since Sep 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Partner (1)

D••••• P••••••• R••••••• · Manager · since Sep 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Board or advisory (1)

K•••••• R••••••• B•••• · Trustee Of The B•••• F••••• T•••• D•••• 4•••••• · since Apr 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (2)

A••• M•••• M••••• · Chief Operations Officer · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
K•••••• H••••••• S•••• · Chief Compliance Officer · since Sep 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

1 former (kept with end dates)

R•••••• B••••• S•••• · Vice President · May 1, 2019 to Mar 29, 2021 Inference

Portfolio

1 relationships, 0 platforms, 0 add-ons

Company	Role	Status	Invested	Held	Partner	Source
R••••	Minority	active	Nov 12, 2025 venture round	11 months	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

2 relationships

Placement agents (2)

B•• • C••••••• L•• 2 shared · recurring · last Jan 1, 2023
P••••••• S••••••••• L•• 2 shared · recurring · last Jan 1, 2023

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Apr 30, 2026
••• Locked
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Aug 3, 2020
••• Locked
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness97 · HIGH: as of: 2026-09-23items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9666666666666667,"evidence":"6 method: sum of component points, capped at 1.0
model score-pe-1
Research priority35 · MODERATE: as of: 2026-09-23items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness58 · ELEVATED: as of: 2026-09-23items: [{"code":"FIELDS_PRESENT","points":0.5833333333333334,"evidence":["website","funmethod: sum of component points, capped at 1.0
missing: description, transactions, stated criteria, lenders, lps
model score-pe-1
Fund deployment activity35 · MODERATE: as of: 2026-09-23items: [{"code":"FUNDS_DEPLOYING","points":0.35,"caution":"deployment state is read fromethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Venture Capital Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: 6 days ago
Observations: 25
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

M••••••• C•••••• P••••••• L•• is the same institution as 3 records in Venture Capital, RIA and Wealth and Allocators.

Venture Capital1RIA and Wealth1Allocators1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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