DFX Intelligence
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P•••••• L••• P•••••••• L••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· Boston, MAp•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.2B
- PE fund assets
- $1.6B
- PE funds
- 12
- Investments held
- Not established
- Deals, last 12 months
- 0
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- RAUM $2.2B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 10 of 10 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.59bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 10 of 10 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to May 8, 2026
- RAUM
- $2.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 12
- PE fund GAV, latest filing
- $1.6Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.6Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $1.6B, latest counts Private Equity Fund 9, lifetime distinct Private Equity Fund 10
- Employees
- 25
- Headquarters
- Boston, MA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
1 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- period
- to 2025-06-03, from 2025-06-03, undated holdings 0, dated observations 1
- window
- last 2025-06-03, first 2025-06-03
- control
- companies
- 1
- geography
- count 1, share unknown, value NY
- investments
- 0
- seller kinds
- transactions
- 1
- cadence by year
- 2025 platforms 1
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
1 companies on the graph (1 transactions); observed 2025 to 2025
Funds
10 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••••• L••• P••••••• L•••••••• H••• F••• T••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $276M as of Mar 28, 2024 | no Form D | Early deployment | |
| P•••••• L••• P••••••• F••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $244M as of Mar 28, 2024 | no Form D | Unknown | |
| P•••••• L••• P••••••• N•••• C••••••••• L••• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $18.0M as of Mar 28, 2024 | no Form D | Early deployment | |
| P•••••• L••• P••••••• L•••••••• H••• F••• O••• L• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $409M as of Mar 28, 2024 | no Form D | Mature | |
| P•••••• L••• P••••••• F••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $311M as of Mar 28, 2024 | no Form D | Active deployment | |
| P•••••• L••• P••••••• F••• T••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $247M as of Mar 28, 2024 | no Form D | Mature | |
| P•••••• L••• P••••••• 2••• C•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2016 year in the fund name | $131,062 as of Aug 15, 2023 | no Form D | Wound down | |
| P•••••• L••• P••••••• F••• T••• L• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $36.1M as of Mar 28, 2024 | no Form D | Harvest | |
| P•••••• L••• P••••••• F••• O••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $39.6M as of Mar 28, 2024 | no Form D | Unknown | |
| P•••••• L••• P••••••• F••• O•• S••••••• L• ADV: Private Equity Fund | Co-investment vehicle | unknown | $6.7M as of Mar 28, 2024 | no Form D | Unknown |
Team
24 current, 2 former
Managing partner (1)
- T••••• C•••••• A•••••• · Managing Member · since Feb 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (3)
- L•••• K•••••• · Events & Executive Programs Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• R••••• · Entrepreneur Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• M•••••••• · Entrepreneur Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (4)
- B•• B•••••••• · Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- H••••• B•••••• · Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• B••••• · Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••• D•••••• · Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (3)
- E••••• H•••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• O••••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••• K••••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (1)
- M•••••• D••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Operating partner (4)
- D•• T••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• C•••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• B•••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••• D••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (6)
- C•••••••• R••••• · Vice President of Finance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••••• F•••••• · Talent Operations Coordinator · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••••• M••••••• G••• · Partner & Coo · since Feb 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• M••••••••• · Senior Finance Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• W•••••• M••••• I• · Chief Compliance Officer And Chief Administrative Officer · since Jan 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• R••••••• · Operations Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (2)
- C•••••• C••••••••• · Chief of Staff · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• O••••••• · Senior Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
2 former (kept with end dates)
- J•••• L• S••••••• · Managing Member · Dec 1, 2009 to Feb 28, 2023 Inference
- C••••••••• S•••• H••••••• · Cco · Mar 1, 2017 to Jul 24, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
1 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jun 3, 2025 | Platform acquisition | P•••••• R•••••• | Co-investor | prnewswire.com |
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
3 most recent
- May 8, 2026••• Locked
- Jun 3, 2025••• LockedPe in independent sponsor dealFactP•••••• R••••••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
- Mar 29, 2012••• Locked
Across the graphs
P•••••• L••• P•••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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