DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / F• C•••••• M••••••••• L••
F• C•••••• M••••••••• L••
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 9 of 9 distinct vehicles are sworn Private Equity Funds; 6 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.44bn Private Equity Fund GAV on the Form ADV filed 2024-10-31
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 9 of 9 distinct vehicles are sworn Private Equity Funds; 6 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Oct 31, 2024
- RAUM
- $1.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $1.4Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.4Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.4Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-10-31, latest gav Private Equity Fund $1.4B, latest counts Private Equity Fund 6, lifetime distinct Private Equity Fund 9
- Employees
- 30
- Headquarters
- Charlotte, NC
- Office address
- 525 NORTH TRYON STREET, SUITE 1900, Charlotte, NC, 28202
- Business phone
- 704-414-2880
Stated criteria beside observed behaviour
29 observed deals
Stated by the firm
- Sectors
- software
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- $5.0M to $30.0M
- Control
- not stated or not yet read
- Thesis
- We partner with domain experts who are transforming their industries with modern vertical SaaS solutions that customers love
Observed from deals on record
- roles
- unknown 29
- period
- to unknown, from unknown, undated holdings 29, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 29
- companies
- 29
- geography
- investments
- 29
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 13
- disclosed value usd
- n 0
- sector distribution
- count 5, share 0.172, value software, examples Igloo, Zephyr, Quorum, KnowBe4, count 3, share 0.103, value media telecom, examples MediaPro, Simpli.fi, ListenFirst, count 2, share 0.069, value business services, examples WilsonHGC, Conclusive Analytics, count 1, share 0.034, value life sciences, examples PMG Research, count 1, share 0.034, value education, examples Perceptis, count 1, share 0.034, value healthcare services, examples AccessOne
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 5, share 0.172, value software, examples Igloo, Zephyr, Quorum, KnowBe4, count 3, share 0.103, value media telecom, examples MediaPro, Simpli.fi, ListenFirst, count 1, share 0.034, value life sciences, examples PMG Research, count 1, share 0.034, value education, examples Perceptis, count 1, share 0.034, value staffing, examples WilsonHGC, count 1, share 0.034, value outpatient specialty clinics, examples AccessOne, count 1, share 0.034, value advertising marketing, examples Conclusive Analytics
29 companies on the graph (0 transactions); most in software (5); no dated observations
Funds
9 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F••••••• F••• V•••• L••• ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $87.3M as of Oct 31, 2024 | no Form D | Active deployment | |
| F••••••• F••• V•••• L••• ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $20.6M as of Oct 31, 2024 | no Form D | Active deployment | |
| F••••••• F••• V••• L••• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $689M as of Oct 31, 2024 | no Form D | Mature | |
| F••••••• F••• V••• L••• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $315M as of Oct 31, 2024 | no Form D | Mature | |
| F••••••• F••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $312M as of Oct 31, 2024 | no Form D | Harvest | |
| F••••••• F••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $15.1M as of Oct 31, 2024 | no Form D | Harvest | |
| F••••••• F••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.6M as of Apr 30, 2019 | no Form D | Wound down | |
| F••••••• A••••••••• F••• I•• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $62,430 as of Apr 30, 2019 | no Form D | Wound down | |
| F••••••• F••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $13,158 as of May 3, 2017 | no Form D | Wound down |
Team
22 current, 0 former
Managing partner (2)
- A••••• D•••• L•••••• · Managing Partner · since Jul 1, 1999 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• T••••• M•••••• · Managing Partner · since Oct 1, 1999 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (7)
- A••••• D•••• L•••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• P••••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• L•••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• R••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• T••••• M•••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• H••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•• B••••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (1)
- C••••• R••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (2)
- C•••• Z••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••••• P••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (2)
- A••• P••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• H•••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Operating partner (2)
- C••••••••• F••••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• K••••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (6)
- C•••••• N••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• P••••••• S•••• · Cco & Cfo · since Sep 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••• P••••••• S•••• · Chief Financial Officer & Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• S•••••• · Head of Talent · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••••• G••• · Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Z•• S•••••••• · Office Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
29 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- M••••• M• 6 shared · very strong · last Jan 1, 2019
- L••••• F••••• • C•• L•• 6 shared · very strong · last Jan 1, 2020
- C••••••• L•••••• • C•• I••• 5 shared · very strong · last Jan 1, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
14 most recent
- Sep 15, 2026F••••••• Portfolio Company AxisCare Secures Strategic Investment from LLR Partners
- Sep 15, 2026F••••••• Growth Announces Strategic Growth Investment in Hauler Hero
- Sep 15, 2026F••••••• Growth Announces Strategic Growth Investment in Sprocket Sports
- Sep 15, 2026F••••••• Growth Announces Strategic Growth Investment in PodPlay
- Sep 15, 2026F••••••• Growth Announces Portfolio Company D••••• has been Acquired by Buyers Edge Platform
- Sep 15, 2026F••••••• Growth Announces Strategic Growth Investment in Albi
- Sep 15, 2026F••••••• Growth Announces Strategic Growth Investment in EPR Fireworks
- Sep 15, 2026Wealthbox Secures $200 Million Investment from Sixth Street Growth to Accelerate Expansion and Innovation
- Sep 15, 2026F••••••• Growth Announces Strategic Equity Investment in Nymbl Systems
- Sep 15, 2026F••••••• Growth Announces Portfolio Company atVenu Receives Strategic Growth Investment from Sixth Street Growth
- Sep 15, 2026F••••••• Growth Announces Portfolio Company SupplyPike has been Acquired by SPS Commerce
- Sep 15, 2026TIME Names A••••••••• to World’s Top EdTech Companies 2024 List
- Mar 31, 2026F• C•••••• M••••••••• L••: Private Equity Funds on Form ADV 6 (2024 extract) -> 7 (roster 2026-09-01)
- Feb 14, 2012F• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
F• C•••••• M••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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