DFX Intelligence
Private Equity Intelligence
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Firms / N••••• A••••••••• I••••••••• L••
N••••• A••••••••• I••••••••• L••
Fund of funds · probableLower middle marketNew York, NYSEC registered investment adviser
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 2 of 2 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-06-04
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 2 of 2 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jun 24, 2019 to Jun 4, 2024
- RAUM
- $1.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $4.4Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $775Mevery private fund type, latest filing
- 2024 PE fund GAV
- $4.4Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 50%
- Fund type mix
- filed 2024-06-04, latest gav Private Equity Fund $4.4M, Securitized Asset Fund $771M, latest counts Private Equity Fund 1, Securitized Asset Fund 2, lifetime distinct Private Equity Fund 2, Securitized Asset Fund 2
- Employees
- 5
- Headquarters
- New York, NY
- Office address
- 300 PARK AVENUE, SUITE 1201, New York, NY, 10022
- Business phone
- (646) 630-8376
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N••••• E••••••• C•••••••• F••• I• L•• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $4.4M as of Jun 4, 2024 | no Form D | Early deployment | |
| N••••• E••••••• C•••••••• F••• I• L•• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $5.0M as of Mar 29, 2021 | no Form D | Wound down |
Team
6 current, 5 former
Partner (1)
- R••• S••••••••• · Managing Director · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (2)
- K••••• C•••••••• · Member Of The Board Of Managers · since Nov 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••••• J••• G••• · Member Of The Board Of Managers · since Nov 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- J••• H•••••• R••• · Chief Compliance Officer · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• W•••••• B••••••• · Chief Financial Officer · since Jul 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- O••• B••••• · Deputy General Counsel And Secretary · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
5 former (kept with end dates)
- P••• M• C•••• · Senior Managing Director And Portfolio Manager · Nov 1, 2018 to Mar 27, 2020 Inference
- C•••••••• A••••• J••••••• · Chief Financial Officer · Jan 1, 2023 to Jul 28, 2023 Inference
- D•••• P••••••• · Chief Financial Officer · Sep 1, 2020 to Mar 31, 2023 Inference
- G•••••••• A••••• · Chief Compliance Officer, Counsel And Secretary · Feb 1, 2022 to Jan 10, 2023 Inference
- T••••• A••••• W••••••• · Chief Financial Officer · Nov 1, 2018 to Sep 17, 2020 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Jun 24, 2019N••••• A••••••••• I••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
N••••• A••••••••• I••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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