DFX Intelligence
Private Equity Intelligence
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Firms / S•••• H••••• P•••••••
S•••• H••••• P•••••••
Classification
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R2: 2 of 2 private equity vehicles are named credit
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-1)R2: 2 of 2 private equity vehicles are named credit
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 6, 2012 to Mar 29, 2016
- RAUM
- $1.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $99.5Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.1Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 17%
- Fund type mix
- filed 2016-03-29, latest gav Private Equity Fund $99.5M, Securitized Asset Fund $986M, latest counts Private Equity Fund 2, Securitized Asset Fund 9, lifetime distinct Private Equity Fund 2, Securitized Asset Fund 10
- Employees
- 17
- Headquarters
- New York, NY
- Office address
- 12 EAST 49TH STREET, 36TH FLOOR, New York, NY, 10017
- Business phone
- 212-231-4200
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•••• H••••• C•••••• S•••••••• F••• I• L••• ADV: Private Equity Fund | Credit fund | 2016 first reported on Form ADV | $49.9M as of Mar 29, 2016 | no Form D | Mature | |
| S•• C•••••• S•••••••• F••• L••• ADV: Private Equity Fund | Credit fund | unknown | $49.6M as of Mar 29, 2016 | no Form D | Mature |
Team
7 current, 1 former
Partner (3)
- D•••• M•••••• L••••••• · Limited Partner · since Sep 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J••••• Z•••• · Member-Board Of Directors; Managing Director · since Apr 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••••• F•••••• L•••••• · Limited Partner · since Sep 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (2)
- D••• T•••••• C•••••• · Member - Board Of Directors · since Jan 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• F•••• L••••• · Member-Board Of Directors · since Sep 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- J••• T••••• C•••••• · Chief Financial Officer · since Oct 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• C••••••• · Chief Compliance Officer · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- M•••••• J••••• C•••••••• · Member & Manager · Aug 1, 2009 to Mar 7, 2013 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- R••••••• C•••••• G••••• L•• 1 shared · one time · last Jan 1, 2012
- M••••••• G••••• I••• 1 shared · one time · last Jan 1, 2016
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 165790 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Nov 6, 2012S•••• H••••• P••••••• first filed Form ADV in the extract (IA)
Across the graphs
S•••• H••••• P••••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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