DFX Intelligence
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I••••••• M••••••••• I•••
Buyout firmClassification probableLower middle marketSEC exempt reporting adviser· Chicago, ILi••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $396M
- PE funds
- 3
- Investments held
- 0 of 3
- Deals, last 12 months
- Not established
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $2.0M to $50.0MEBITDA up to $30.0MRevenue up to $300MSectors manufacturing,distributionGeography United States
- Graphs 3
Classification
How this organization is classified, and on what basisBuyout firm · 3 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.40bn Private Equity Fund GAV on the Form ADV filed 2024-04-25
Classification history (3)
- Sep 18, 2026
- Sep 13, 2026Venture firm with private equity activity (probable, 70%, cls-pe-2)R1c: the venture graph classifies the same adviser INSTITUTIONAL_VC
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 3 of 4 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Apr 25, 2024 to Apr 25, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $396Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $879Mevery private fund type, latest filing
- 2024 PE fund GAV
- $396Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 75%
- Fund type mix
- filed 2024-04-25, latest gav Private Equity Fund $396M, Venture Capital Fund $483M, latest counts Private Equity Fund 3, Venture Capital Fund 1, lifetime distinct Private Equity Fund 3, Venture Capital Fund 1
- Employees
- unknown
- Headquarters
- Chicago, IL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
3 observed deals
Stated by the firm
- Sectors
- manufacturing, distribution
- Geography
- United States
- Revenue
- up to $300M
- EBITDA
- up to $30.0M
- Enterprise value
- $25.0M to $100M
- Equity check
- $2.0M to $50.0M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 3
- period
- to unknown, from unknown, undated holdings 3, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 3
- companies
- 3
- geography
- investments
- 3
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
3 companies on the graph (0 transactions); no dated observations
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| I••••••• C•••••• I••••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $352M as of Apr 25, 2024 | no Form D | Unknown | |
| I••••••• C•••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $28.3M as of Apr 25, 2024 | no Form D | Unknown | |
| I••••••• C•••••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $15.5M as of Apr 25, 2024 | no Form D | Unknown |
Team
28 current, 0 former
Managing partner (1)
- R••••• C••••••• · President · since Jun 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- M•••••• S•••••• · Managing Director · since Jun 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• C••••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (6)
- D••••• S•••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I•••• M••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• S•••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• S•••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••• J•••••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• P••• H••••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (9)
- A••••• M••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• J••••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••••• C••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• S•••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••••• S••••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• M•••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• P••••• · Vice President Business Data Analystics · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••••• W••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• P••• H••••••• · Vice President, Secretary And Treasurer · since Jun 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Associate (2)
- A••••• T••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• P••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (2)
- D•• M••••• · Data Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• C••••••• · Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- N••••• B•••••• · Head of Fundraising & IR · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- C••••••• M••••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••••• P•••• · Director of Marketing · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• P••••• · Chief Financial Officer · since Jun 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- O••• F••••• · Operations Finance Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• M•••• · Chief Technology Officer · since Jun 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
3 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| a••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| L•••• m••• a•••• o•• s••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| L••••••• S••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jun 29, 2026I••••••• M•••••••••, Inc.: Private Equity Funds on Form ADV 3 (2024 extract) -> 4 (roster 2026-09-01)
- Apr 25, 2024I••••••• M••••••••• I••• first filed Form ADV in the extract (ERA)
Across the graphs
I••••••• M••••••••• I••• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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