DFX Intelligence
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C•••••••• P••••••• I••••••••• M••••••••• L••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· New York, NY
Buyout firm, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $169M
- PE fund assets
- $169M
- PE funds
- 3
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $169M
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.17bn Private Equity Fund GAV on the Form ADV filed 2026-02-13
Classification history (2)
- Sep 23, 2026Buyout firm (confirmed, 85%, cls-pe-2)R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 3 of 3 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 22, 2012 to Feb 13, 2026
- RAUM
- $169Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $169Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $169Mevery private fund type, latest filing
- 2024 PE fund GAV
- $169Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2026-02-13, latest gav Private Equity Fund $169M, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 4
- Employees
- unknown
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record, 1 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C•••••••• R•••• S••• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $64.4M as of Jan 22, 2024 | no Form D | Early deployment | |
| C•••••••• G•••••• P•••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $14.6M as of Jan 22, 2024 | no Form D | Unknown | |
| C•••••••• P••••••• I••••••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $2.5M as of Jan 14, 2020 | no Form D | Wound down |
Gross assets by year from the annual reporting tapeAbout the reporting tapeThese funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| C•••••••• R•••• S•• 2• L• | Private Equity Fund | 2026 to 2026 | $41.8M filed Feb 13, 2026 | reports.adviserinfo.sec.gov |
Team
2 current, 0 former
Managing partner (1)
- D•••• W•••• C•••••••• · Managing Member · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- J•••• M•••••• A••• · Chief Financial Officer & Chief Compliance Officer · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Feb 13, 2026••• Locked
- Feb 22, 2012••• Locked
Across the graphs
C•••••••• P••••••• I••••••••• M••••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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