DFX Intelligence
Private Equity Intelligence
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Firms / N••••••• C•••••• P•••••••• L••
N••••••• C•••••• P•••••••• L••
Headquartered in Dallas, Texas, N••••••• C•••••• P•••••••• L•• (“N•••••••”) is a leading independent provider of mezzanine capital to middle-market companies involved in leveraged buyouts, recapitalizations, and later-stage growth financings.
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 7 of 7 distinct vehicles are sworn Private Equity Funds; 6 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.86bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 7 of 7 distinct vehicles are sworn Private Equity Funds; 6 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Mar 28, 2024
- RAUM
- $1.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $861Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $861Mevery private fund type, latest filing
- 2024 PE fund GAV
- $861Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $861M, latest counts Private Equity Fund 6, lifetime distinct Private Equity Fund 7
- Employees
- 14
- Headquarters
- Dallas, TX
- Office address
- 3963 MAPLE AVENUE, SUITE 100, Dallas, TX, 75219
- Business phone
- 214-753-4300
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- Texas
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- up to $100M
- Control
- not stated or not yet read
- Thesis
- We have a flexible investment mandate and invest in a broad array of securities including senior notes, unitranche debt, second-lien debt, subordinated debt, preferred stock, and common stock.
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
7 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N••••••• C•••••• P••••••• I•••• L• ADV: Private Equity Fund | Buyout fund | 2019 first reported on Form ADV | $306M as of Mar 28, 2024 | no Form D | Mature | |
| N••••••• C•••••• P••••••• I•• L• ADV: Private Equity Fund | Buyout fund | 2019 first reported on Form ADV | $187M as of Mar 28, 2024 | no Form D | Mature | |
| N••••••• C•••••• P••••••• I••••• L••• ADV: Private Equity Fund | Buyout fund | 2017 first reported on Form ADV | $187M as of Mar 28, 2024 | no Form D | Harvest | |
| N••••••• C•••••• P••••••• I••• L••• ADV: Private Equity Fund | Buyout fund | 2017 first reported on Form ADV | $125M as of Mar 28, 2024 | no Form D | Harvest | |
| N••••••• C•••••• P••••••• I••••• L••• ADV: Private Equity Fund | Buyout fund | 2017 first reported on Form ADV | $6.9M as of Mar 28, 2024 | no Form D | Harvest | |
| N••••••• C•••••• P••••••• I•• L••• ADV: Private Equity Fund | Buyout fund | unknown | $49.5M as of Mar 28, 2024 | no Form D | Harvest | |
| N••••••• C•••••• P•••••••• L••• ADV: Private Equity Fund | Buyout fund | unknown | $3.1M as of Mar 29, 2019 | no Form D | Wound down |
Team
3 current, 1 former
Managing partner (2)
- J••• C•••••• R•••••• · Co-Founder And Managing Director · since Apr 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••••• P• C••••••• · Co-Founder And Managing Director · since Apr 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- T•••••• M•••••• C••••• · Chief Compliance Officer And Chief Financial Officer · since Feb 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- C••••••••• M•••••• G•••• · Chief Compliance Officer & Chief Financial Officer · Apr 1, 2011 to Feb 3, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- P•• S••••••••• L•• 2 shared · recurring · last Jan 1, 2020
LP commitments
1 disclosed
- N•• J••••• D••••••• o• I••••••••• in N••••••• C•••••• P••••••• I•• L••• $100M nj.gov
Events
1 most recent
- Feb 14, 2012N••••••• C•••••• P•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
N••••••• C•••••• P•••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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