DFX Intelligence
Private Equity Intelligence
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Firms / F••• W••••••••• I••••••••• A••••••• I••
F••• W••••••••• I••••••••• A••••••• I••
F••• W••••••••• Investment Advisors offers diversified asset management and investment solutions for a wide range of clients and partners nationwide.
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 37 of 46 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Middle marketdefined by: proxy: $2.31bn Private Equity Fund GAV on the Form ADV filed 2024-12-20
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 37 of 46 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Dec 20, 2024
- RAUM
- $79Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 34
- PE fund GAV, latest filing
- $2.3Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $5.9Bevery private fund type, latest filing
- 2024 PE fund GAV
- $2.3Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 82%
- Fund type mix
- filed 2024-12-20, latest gav Hedge Fund $1.5B, Liquidity Fund $1.5B, Other Private Fund $657M, Private Equity Fund $2.3B, latest counts Hedge Fund 4, Liquidity Fund 2, Other Private Fund 2, Private Equity Fund 34, lifetime distinct Hedge Fund 5, Liquidity Fund 2, Other Private Fund 2, Private Equity Fund 40
- Employees
- 158
- Headquarters
- Cincinnati, OH
- Office address
- 303 BROADWAY, SUITE 1200, Cincinnati, OH, 45202
- Business phone
- 513-361-7600
Stated criteria beside observed behaviour
10 observed deals
Stated by the firm
- Sectors
- financial services, energy
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- Every action and decision we make should demonstrate our commitment to always do what’s best for our clients, our co-workers, our company, and our community.
Observed from deals on record
- roles
- unknown 10
- period
- to unknown, from unknown, undated holdings 10, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 10
- companies
- 10
- geography
- investments
- 10
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 1
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.1, value education, examples 529 College Savings Plan
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.1, value education, examples 529 College Savings Plan
10 companies on the graph (0 transactions); most in education (1); no dated observations
Funds
46 on record, 1 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F••• W••••••••• P•••••• E••••• O••••••••• F••• V••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2024 first reported on Form ADV | $37.0M as of Dec 20, 2024 | no Form D | Unknown | |
| F••• W••••••••• P•••••• E••••• O••••••••• F••• V••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2024 first reported on Form ADV | $0 as of Dec 20, 2024 | no Form D | Unknown | |
| F••• W••••••••• P•••••• E••••• O••••••••• F••• V• L••• ADV: P•••••• Equity Fund | Fund of funds | 2024 first reported on Form ADV | $0 as of Dec 20, 2024 | no Form D | Unknown | |
| S••••••••• L•••••• F••• L•• ADV: Liquidity Fund | Credit fund | 2022 first reported on Form ADV | $1.5B as of Dec 20, 2024 | no Form D | Early deployment | |
| F••• W••••••••• P•••••• E••••• I•••••••• X•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $122M as of Dec 20, 2024 | no Form D | Early deployment | |
| F••• W••••••••• P•••••• E••••• S•••• M••••• I•••••••• I•••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $41.7M as of Dec 20, 2024 | no Form D | Early deployment | |
| F••• W••••••••• P•••••• E••••• I•••••••• X•••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $39.6M as of Dec 20, 2024 | no Form D | Unknown | |
| F••• W••••••••• P•••••• E••••• S•••• M••••• I•••••••• I•••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $39.0M as of Dec 20, 2024 | no Form D | Early deployment | |
| F••• W••••••••• P•••••• E••••• I•••••••• X•••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $34.1M as of Dec 20, 2024 | no Form D | Early deployment | |
| F••• W••••••••• P•••••• E••••• S•••• M••••• I•••••••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $30.3M as of Dec 20, 2024 | no Form D | Early deployment | |
| F••• W••••••••• P•••••• E••••• O••••••••• F••• I••••••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $27.7M as of Dec 20, 2024 | no Form D | Unknown | |
| M•••• K•• T••••••••• P••••••• ••••••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $24.6M as of Dec 20, 2024 | no Form D | Early deployment | |
| F••• W••••••••• P•••••• E••••• O••••••••• F••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $168M as of Dec 20, 2024 | no Form D | Unknown | |
| F••• W••••••••• P•••••• E••••• O••••••••• F••• I•••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $42.1M as of Dec 20, 2024 | no Form D | Unknown | |
| F••• W••••••••• P•••••• E••••• O••••••••• F••• I•••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $15.1M as of Dec 20, 2024 | no Form D | Unknown | |
| F••• W••••••••• P•••••• E••••• I•••••••• X• L••• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $286M as of Dec 20, 2024 | no Form D | Mature | |
| F••• W••••••••• P•••••• E••••• I•••••••• X••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $127M as of Dec 20, 2024 | no Form D | Mature | |
| F••• W••••••••• P•••••• E••••• S•••• M••••• I•••••••• X••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $48.3M as of Dec 20, 2024 | no Form D | Mature | |
| F••• W••••••••• P•••••• E••••• I•••••••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $296M as of Dec 20, 2024 | no Form D | Mature | |
| F••• W••••••••• P•••••• E••••• I•••••••• I•••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $148M as of Dec 20, 2024 | no Form D | Mature | |
| F••• W••••••••• P•••••• E••••• I•••••••• I•••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $64.5M as of Dec 20, 2024 | no Form D | Mature | |
| F••• W••••••••• P•••••• E••••• I•••••••• V•••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2014 first reported on Form ADV | $266M as of Dec 20, 2024 | no Form D | Unknown | |
| F••• W••••••••• P•••••• E••••• O••••••••• F••• I••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2014 first reported on Form ADV | $87.3M as of Dec 20, 2024 | no Form D | Harvest | |
| F••• W••••••••• P•••••• E••••• I•••••••• V•••••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2014 first reported on Form ADV | $31.6M as of Dec 20, 2024 | no Form D | Harvest | |
| F••• W••••••••• P•••••• E••••• O••••••••• F••• I••••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2014 first reported on Form ADV | $11.9M as of Dec 20, 2024 | no Form D | Harvest | |
| F••• W••••••••• A••••• F•••• I•••••• L•• ADV: Hedge Fund | SPV | unknown | $861M as of Dec 20, 2024 | no Form D | Mature | |
| F••• W••••••••• H••• Y•••• I•••••••• L•• ADV: Other P•••••• Fund | Credit fund | unknown | $381M as of Dec 20, 2024 | no Form D | Unknown | |
| F••• W••••••••• H••• Y•••• I•••••••• I•• L•• ADV: Other P•••••• Fund | Credit fund | unknown | $276M as of Dec 20, 2024 | no Form D | Mature | |
| F••• W••••••••• P•••••• E••••• I•••••••• V••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $90.4M as of Dec 20, 2024 | no Form D | Harvest | |
| F••• W••••••••• P•••••• E••••• I•••••••• V•• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $53.3M as of Dec 20, 2024 | no Form D | Harvest | |
| F••• W••••••••• P•••••• E••••• I•••••••• V• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $32.6M as of Dec 20, 2024 | no Form D | Harvest | |
| F••• W••••••••• P•••••• E••••• I•••••••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $30.5M as of Mar 14, 2024 | no Form D | Wound down | |
| F••• W••••••••• P•••••• E••••• I•••••••• V•••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $26.5M as of Dec 20, 2024 | no Form D | Harvest | |
| F••• W••••••••• P•••••• E••••• O••••••••• F••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $23.3M as of Dec 20, 2024 | no Form D | Harvest | |
| F••• W••••••••• P•••••• E••••• I•••••••• I••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $19.6M as of Dec 20, 2024 | no Form D | Harvest | |
| F••• W••••••••• P•••••• E••••• I•••••••• V••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $13.2M as of Dec 20, 2024 | no Form D | Harvest | |
| N•• C•••••• F•••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $12.2M as of Dec 20, 2024 | no Form D | Harvest | |
| W•• P•••••••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $11.3M as of Mar 14, 2024 | no Form D | Wound down | |
| F••• W••••••••• P•••••• E••••• I•••••••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $6.7M as of Dec 20, 2024 | no Form D | Harvest | |
| T•••••••• G••••• C•••••• F••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $6.1M as of Mar 14, 2024 | no Form D | Wound down | |
| T•••••••• G••••• C•••••• F••• I• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $2.5M as of Mar 14, 2024 | no Form D | Wound down | |
| K••••••• C••••••••• P•••••••• L••• ADV: P•••••• Equity Fund | Co-investment vehicle | unknown | $1.9M as of Aug 31, 2012 | no Form D | Wound down | |
| N•• M••••• C••••••••• P•••••••• L••• ADV: P•••••• Equity Fund | Co-investment vehicle | unknown | $0 as of May 27, 2015 | no Form D | Wound down | |
| F••• W••••••••• P•••••• E••••• S•••• M••••• I•••••••• I••• L••• | Buyout fund | unknown | unknown | no reporting | $0 | Fundraising |
| F••• W••••••••• P•••••• E••••• S•••• M••••• I•••••••• I••••• L••• | Buyout fund | unknown | unknown | no reporting | $0 | Fundraising |
| F••• W••••••••• P•••••• E••••• S•••• M••••• I•••••••• I••••• L••• | Buyout fund | unknown | unknown | no reporting | $0 | Fundraising |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| T•• O••• C•••••• F••• L•• | P•••••• Equity Fund | 2013 to 2024 | $46.8M filed Dec 20, 2024 | adviserinfo.sec.gov |
Team
15 current, 11 former
Managing partner (1)
- M••••••• S•••••• R••• · President & Ceo · since Nov 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- T••••• M•••• S•••• · Managing Director, Head Of P•••••• Client Group · since Jul 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (4)
- D••••• J••••• W•••••••• · Director · since Jun 1, 1990 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• F••• B•••••• · Director · since Jan 1, 2000 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••••• D•••• N••••••• · Director · since Mar 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- N••••••• P•••• S••••• · Director, Senior Economic Advisor · since Jun 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (2)
- B•••••• M•••••• W•••• · Senior Vice President, Co-Chief Investment Officer · since Apr 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••••••• S•••••• · Senior Vice President, Co-Chief Investment Officer · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Business development (1)
- J••• F• O••••••• · Managing Director & Head Of Business Development · since Sep 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (6)
- D•••• T••• H•••••••• · Chief Risk Officer · since Oct 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E••• J• W••••• · Vice President, Investment Operations · since Aug 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G••••• J••••• U••••• · Chief Financial Officer, Chief Administrative Officer · since Aug 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•• V•••••• J•••••• · Treasurer · since May 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• L••••••• S••••••• · Secretary · since Mar 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• H•••••• · Chief Compliance Officer, Managing Director · since Jul 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
11 former (kept with end dates)
- M••••••• C••••• B••• · Managing Director Of Business Development And Sales · Jul 1, 2004 to Jun 2, 2017 Inference
- M••••• W••••• F•••••• · Managing Director Of Business Development And Sales · May 1, 2017 to Oct 24, 2022 Inference
- S•••••• R•• M••••• · Managing Director, P•••••• Client Group · Mar 1, 2015 to Jun 19, 2019 Inference
- S••••• K•••••• K•••••• · Chief Investment Officer · May 1, 2014 to Mar 30, 2016 Inference
- J•••• J•••• V•••• · Treasurer · Jun 1, 1997 to Nov 8, 2018 Inference
- J•••••• D•••• M••• · Chief Financial Officer · Mar 1, 2014 to Aug 1, 2017 Inference
- M••• A••••• F•••••• · Managing,Director Of S••••••••• Operations And M•••••ing · Jan 1, 2002 to Aug 1, 2017 Inference
- R••••• L•••• W••••• · Director · Jan 1, 2004 to Mar 30, 2016 Inference
- J•••• J•••• V•••• · Senior Vice President, Co-Chief Investment Officer · Oct 1, 2020 to Feb 1, 2024 Inference
- R•••• M•••••• L••••• · Senior Vice President, Co-Chief Investment Officer · Apr 1, 2016 to Oct 6, 2020 Inference
- T••••• A•• W••••••••• · Sr Vice President · Jun 1, 2000 to Mar 28, 2014 Inference
Portfolio
10 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- T••••••••• S••••••••• L•• 3 shared · strong · last Apr 29, 2026
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jun 23, 2026F••• W••••••••• I••••••••• A••••••• I••: P•••••• Equity Funds on Form ADV 34 (2024 extract) -> 37 (roster 2026-09-01)
- Mar 30, 2012F••• W••••••••• I••••••••• A••••••• I•• first filed Form ADV in the extract (IA)
Across the graphs
F••• W••••••••• I••••••••• A••••••• I•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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