DFX Intelligence
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M••••• C•••••• M••••••••• L••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· New York, NYm•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $4.9B
- PE fund assets
- $4.6B
- PE funds
- 28
- Investments held
- 62 of 72
- Deals, last 12 months
- 1
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $1.0M to $10.0MSectors business_services,technology,software,financial_services
- Last 12 months 1Most recent 3 months ago
- Graphs 4
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 29 of 34 distinct vehicles are sworn Private Equity Funds; 28 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $4.63bn Private Equity Fund GAV on the Form ADV filed 2024-10-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 29 of 34 distinct vehicles are sworn Private Equity Funds; 28 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 22, 2016 to Oct 28, 2024
- RAUM
- $4.9Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 28
- PE fund GAV, latest filing
- $4.6Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $4.7Bevery private fund type, latest filing
- 2024 PE fund GAV
- $4.6Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 85%
- Fund type mix
- filed 2024-10-28, latest gav Private Equity Fund $4.6B, Venture Capital Fund $102M, latest counts Private Equity Fund 28, Venture Capital Fund 4, lifetime distinct Private Equity Fund 29, Venture Capital Fund 5
- Employees
- 160
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
72 observed deals
Stated by the firm
- Sectors
- business services, technology, software, financial services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- $1.0M to $10.0M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- add on 1, unknown 70, platform 1
- period
- to 2026-06-23, from 2016-01-01, undated holdings 6, dated observations 67
- window
- last 2026-06-23, first 2026-06-23
- control
- control 1, unknown 71
- companies
- 72
- geography
- investments
- 72
- seller kinds
- transactions
- 1
- cadence by year
- 2026 add ons 1
- platform add on
- add ons 1, platforms 1, add ons per platform unknown
- sector known for
- 8
- disclosed value usd
- n 0
- sector distribution
- count 4, share 0.056, value software, examples Zocks, Anchorage Digital, Vega, Doorfeed, count 2, share 0.028, value financial services, examples Navro, Pliant, count 1, share 0.014, value business services, examples Accordion, count 1, share 0.014, value aerospace defense, examples AMP
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 3, share 0.042, value vertical software, examples Zocks, Vega, Doorfeed, count 2, share 0.028, value financial services, examples Navro, Pliant, count 1, share 0.014, value management consulting, examples Accordion, count 1, share 0.014, value aerospace defense, examples AMP, count 1, share 0.014, value software, examples Anchorage Digital
72 companies on the graph (1 transactions); most in software (4); 1 platforms and 1 add-ons; observed 2016 to 2026
Funds
31 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| M••••• W••• C••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $295M as of Oct 28, 2024 | no Form D | Unknown | |
| M••••• C•••••• F••• I••• •••••• L• ADV: Private Equity Fund | Feeder or parallel | 2024 first reported on Form ADV | $16.5M as of Oct 28, 2024 | no Form D | Unknown | |
| M••••• C•••••• F••• I••• •••••• L• ADV: Private Equity Fund | Feeder or parallel | 2024 first reported on Form ADV | $9.2M as of Oct 28, 2024 | no Form D | Unknown | |
| M••••• C•••••• F••• I••••• •••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $1.1M as of Oct 28, 2024 | no Form D | Unknown | |
| M••••• A••••• C••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2023 first reported on Form ADV | $222M as of Oct 28, 2024 | no Form D | Early deployment | |
| M••••• E•••• S•••• •• G••• • C•• K• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $122M as of Oct 28, 2024 | no Form D | Early deployment | |
| M••••• A••••• C••••••••• I••• L• ADV: Private Equity Fund | Co-investment vehicle | 2023 first reported on Form ADV | $96.5M as of Oct 28, 2024 | no Form D | Early deployment | |
| M••••• B• C••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2023 first reported on Form ADV | $64.5M as of Oct 28, 2024 | no Form D | Early deployment | |
| M••••• I• S••••• L• ADV: Private Equity Fund | Feeder or parallel | 2022 first reported on Form ADV | $393M as of Oct 28, 2024 | no Form D | Unknown | |
| M••••• I••••••••• C••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $156M as of Oct 28, 2024 | no Form D | Unknown | |
| M••••• M••••• C••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $24.3M as of Oct 28, 2024 | no Form D | Early deployment | |
| M••••• I••••••••• C••••••••• I••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $18.4M as of Oct 28, 2024 | no Form D | Unknown | |
| M••••• C•••••• F••• I•••• L• ADV: Private Equity Fund | Feeder or parallel | 2021 first reported on Form ADV | $1.3B as of Oct 28, 2024 | no Form D | Unknown | |
| M••••• C•••••• F••• I•••• L• ADV: Private Equity Fund | Feeder or parallel | 2021 first reported on Form ADV | $744M as of Oct 28, 2024 | no Form D | Unknown | |
| M••••• C•••••• F••• I•••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $87.2M as of Oct 28, 2024 | no Form D | Unknown | |
| W• A••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $36.7M as of Oct 28, 2024 | no Form D | Unknown | |
| M••••• C•••••• C•••••• C••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2020 first reported on Form ADV | $216M as of Oct 28, 2024 | no Form D | Harvest | |
| M••••• R• C••••••••• F•••• L• ADV: Private Equity Fund | Co-investment vehicle | 2020 first reported on Form ADV | $114M as of Oct 28, 2024 | no Form D | Harvest | |
| M••••• C•••••• C•••••• C••••••••• I••• L• ADV: Private Equity Fund | Co-investment vehicle | 2020 first reported on Form ADV | $62.9M as of Oct 28, 2024 | no Form D | Harvest | |
| M••••• C•••••• C•••••• C••••••••• I••• L• ADV: Private Equity Fund | Co-investment vehicle | 2020 first reported on Form ADV | $18.1M as of Oct 28, 2024 | no Form D | Harvest | |
| M••••• V•••••• P•••••• C••••••••• L• ADV: Venture Capital Fund | Co-investment vehicle | 2020 first reported on Form ADV | $38,260 as of Oct 28, 2024 | no Form D | Harvest | |
| M••••• V•••••• P•••••••• C••••••••• L• ADV: Venture Capital Fund | Co-investment vehicle | 2020 first reported on Form ADV | $19,252 as of Mar 8, 2023 | no Form D | Wound down | |
| M••••• C•••••• F••• I•• •••••• L• ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $89.0M as of Oct 28, 2024 | no Form D | Unknown | |
| G• L•• A••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $70.8M as of Oct 28, 2024 | no Form D | Active deployment | |
| M••••• C•••••• F••• I•• •••••• L• ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $70.3M as of Oct 28, 2024 | no Form D | Unknown | |
| M••••• C•••••• F••••••• C••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $45.7M as of Oct 28, 2024 | no Form D | Harvest | |
| M••••• C•••••• L••••• C••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $139,574 as of Oct 28, 2024 | no Form D | Harvest | |
| M••••• C•••••• S••• C••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $0 as of Mar 8, 2023 | no Form D | Wound down | |
| M••••• C•••••• F••• I••• L• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $174M as of Oct 28, 2024 | no Form D | Harvest | |
| M••••• C•••••• F••• I••• L• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $138M as of Oct 28, 2024 | no Form D | Harvest | |
| M••••• C•••••• F••• I••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $15.0M as of Oct 28, 2024 | no Form D | Harvest |
Team
11 current, 3 former
Managing partner (3)
- R•••• N•••••••• · Founding Partner & Head of Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•• H••••••• · Chairman and Founding Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• K••••••• · Founding Partner, Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (3)
- A••• A•••• · Industry Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••• L•• R••••• H••••••• · Member · since Jan 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- v•• K•••••••• · Partner, Investments & Chair of Create · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- B•• B•••• · Principal, Capital Formation & Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Board or advisory (1)
- S•••••• C••••• · Global Advisory Council Member · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (3)
- K••••• A•• T•••••• · CCO and Managing Director, L•••• & Compliance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••••• A•• T•••••• · Partner, Chief Financial Officer · since Mar 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••••• G••• R••••••••• · Principal, Chief Compliance Officer · since Feb 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- S•••••• C••••• D•••••• · Partner · Aug 1, 2016 to Mar 29, 2019 Inference
- F•••• M•••••• · Partner, General Counsel · Aug 1, 2016 to Mar 30, 2020 Inference
- M•••••• D••• H•••••• · Chief Financial Officer · Aug 1, 2016 to Apr 21, 2017 Inference
Portfolio
72 relationships, 1 platforms, 1 add-ons
Transactions
1 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jun 23, 2026 | Add-on acquisition | K•••••• | Sponsor (derived) | backbase.com |
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- H••••••• L•••• C••••••• I••• 7 shared · very strong · last Jan 1, 2022
- R••••••••• C•••••• S••••••• L•• 3 shared · strong · last Jan 1, 2018
LP commitments
1 disclosed
- N•• Y••• S•••• C••••• R••••••••• F••• in M••••• C•••••• F••• I••• L• $20.0M osc.ny.gov
Events
9 most recent
- Sep 15, 2026M••••• Partners Appoints Jennifer Nason as Industry Partner
- Sep 15, 2026M••••• Partners Appoints P••• Compton as Industry Partner
- Sep 15, 2026M••••• Partners Appoints Tim Karpoff as Industry Partner
- Sep 15, 2026M••••• Partners Appoints Ulrich Körner as an Industry Partner
- Sep 15, 2026REX Partners with C•••, RBC Capital Markets and Bloomberg Indices to launch autocallable income ETF
- Sep 15, 2026News from the M••••• Partners network: LPA acquires Derivative Partners from A•••••
- Sep 15, 2026R•• H••••••• joins World Economic Forum panel discussion: how high can unicorns fly?
- Sep 15, 2026News from the M••••• Partners network: A•••••••• acquires FCM
- Dec 22, 2016M••••• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
M••••• C•••••• M••••••••• L•• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Allocators.
Venture Capital1Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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