DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
Funds / AUA Private Equity Fund III, LP
AUA Private Equity Fund III, LP
FundraisingBuyout fundmanager not yet resolvedDelaware
Amounts, each with its basis
- Vintage
- 2024basis: Form D first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- indefinitewhat may be sold, not what was raised
- Form D sold
- $305Mas of the filing of May 1, 2026, 106 investors
- First sale
- Aug 21, 2024
- Reported gross assets
- unknownForm ADV; not fund size, not dry powder
- Peak reported gross assets
- unknownhighest year on the reporting tape
- Owners (ADV)
- unknown
- Reported on ADV
- unknown
- Strategy
- Private Equity
Lifecycle
Fundraising
rule: recent Form D and no reported gross assetsmodel: lc-pe-1gav path: as of year: n/aform d latest: 2026-05-01reported years: 0first reported year: n/a
Reported gross assets by year
0 annual rows
No Form ADV reporting row for this fund. It may be known from Form D only.
Placement agents and principals
6 placement agents, 5 principals
- OLD City Securities LLC placement agent since May 1, 2026 Fact
- Tritonlake placement agent since May 1, 2026 Fact
- GT Securities, Inc. placement agent since May 1, 2026 Fact
- Moelis & Company LLC placement agent since May 1, 2026 Fact
- Thomas Capital Group, Inc. placement agent since May 1, 2026 Fact
- Trump Securities, LLC placement agent since May 1, 2026 Fact
- AUA Carry Partner Holdings III, LLC Executive Officer
- Andrew Unanue Executive Officer
- AUA Private Equity Investments GP III, LP Executive Officer
- AUA Private Equity GP III, LLC Executive Officer
- AUA Investment Management, LLC Executive Officer
Limited partners
1 disclosed
| LP | Commitment | Committed | Kind | Source |
|---|---|---|---|---|
| New York State Common Retirement Fund | $15.0M | unknown | primary | “Fund of Funds Listing, via NYSCRF Pioneer Partnership Fund A-III, LP | AUA Private Equity Fund III, LP | 2025 | 15,011,700 | Buyout” Public pension private-markets disclosures, read through the venture lane's LP report tape |
Investments attributed to this fund
0
No investment attributed to this fund. A firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Events
2 most recent
- May 1, 2026AUA Private Equity Fund III, LP Form D/A: Form D amount sold up $38,725,000 to $304,661,000 (previous filing $265,936,000)Fund form d amended Fact SEC EDGAR Form D data sets (quarterly)
- Mar 31, 2025New York State Common Retirement Fund reports AUA Private Equity Fund III, LP: $15,011,700 committed, vintage 2025Lp commitment disclosed Fact Public pension private-markets disclosures, read through the venture lane's LP report tape