DFX Intelligence
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C•••••• D••• I••••••••• F•••• L•
ADV 7.B.(1) fund of funds = Y, organised in California.
As of · the latest filing on this vehicle; each amount below carries its own basis
- Reported assets
- $11.0M
- Vintage
- Not established
- Target
- Not established
- Sold to date
- Not applicable
- Investors
- 40
Form ADV Schedule D
Form ADV Schedule D
As of · the latest filing on this vehicle; each amount below carries its own basis
Why this matters
- Latest $11.0MPeak $37.7M
- Gross assets $11.0MReporting years 8
Amounts, each with its basis
- Vintage
- unknownno dated first sale, first report or announcement yet
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- unknownwhat may be sold, not what was raised
- Form D sold
- unknownno Form D on record
- First sale
- unknown
- Reported gross assets
- $11.0MForm ADV, as of Mar 29, 2019; not fund size, not dry powder
- Peak reported gross assets
- $37.7Mhighest year on the reporting tape
- Owners (ADV)
- 40
- Reported on ADV
- Mar 30, 2012 to Mar 29, 2019
- Structure
- standalone
- Fund of funds (ADV)
- yes
- Strategy
- ADV 7.B.(1) fund of funds = Y
Lifecycle
Harvest
rule: gross assets at least 25% below peak and still fallingmodel: lc-pe-1gav path: 2012,30368139,2013,32313961,2014,37611624,2015,37700418,2016,28167416,2017,25690815,2018,20331401,2019,10965560peak gav: $37.7Mas of year: $2,019latest gav: $11.0Mreported years: 8last step change: -0.461age years at as of: 7drawdown from peak: 0.709first reported year: $2,012
Reported gross assets by year
8 annual rows
| Year | Filed | Type | Gross assets | Owners | Min. investment | Non-US owned | Source | |
|---|---|---|---|---|---|---|---|---|
| 2012 | Apr 5, 2012 | Hedge Fund | $30.4M | 53 | $10,000 | 0% | adviserinfo.sec.gov | |
| 2013 | Apr 1, 2013 | Hedge Fund | $32.3M | 58 | $10,000 | 0% | adviserinfo.sec.gov | |
| 2014 | Aug 14, 2014 | Hedge Fund | $37.6M | 61 | $10,000 | 3% | adviserinfo.sec.gov | |
| 2015 | Oct 8, 2015 | Hedge Fund | $37.7M | 61 | $10,000 | 1% | adviserinfo.sec.gov | |
| 2016 | Apr 28, 2016 | Hedge Fund | $28.2M | 66 | $10,000 | 0% | adviserinfo.sec.gov | |
| 2017 | Mar 31, 2017 | Hedge Fund | $25.7M | 43 | $10,000 | 0% | adviserinfo.sec.gov | |
| 2018 | Jul 18, 2018 | Hedge Fund | $20.3M | 42 | $10,000 | 0% | adviserinfo.sec.gov | |
| 2019 | Mar 29, 2019 | Hedge Fund | $11.0M | 40 | $10,000 | 0% | adviserinfo.sec.gov |
Placement agents and principals
0 placement agents, 0 principals
No placement agent or principal collected for this fund yet. Both come from the related persons and sales compensation sections of Form D.
Limited partners
0 disclosed
No LP commitment to this fund collected yet. An LP appears only when a public disclosure names this fund.
Investments attributed to this fund
0
No investment attributed to this fund. A firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Events
1 most recent
- Mar 30, 2012••• LockedFund first reported on Form ADV Inference SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)