Placement agents

Who markets private equity funds

An agent appears here when a fund's adviser names it as a marketer on Form ADV (Schedule D, 7.B.(1), question 28) or when the fund's Form D names it as a sales compensation recipient. Fund vehicles are counted as filed, so a main fund, its parallel funds and its feeders count separately. “Latest generation” means the agent is named on a vehicle of the sponsor's most recent vintage or the one before it.

3,586 placement agents
AgentSponsorsRepeatLast 3 yearsLatest generationFund vehiclesYears namedMost frequent sponsors
Olympus Securities, LLC
Montville, NJ · CRD 114050
210142016 to 2017L3 Capital Advisors LLC (3), Advanced Technology Management LLC (1)
Pacific Fund Management, Ltd.
San Ramon, CA
211132017 to 2024Levine Leichtman Capital Partners, LLC (2), Vector Capital Management, L.P. (1)
Palmer Capital LLP
London
210042012 to 2018Oakley Capital (3), Delos Capital Management, LP (1)
Pathwise
Pleasant Hill, CA · CRD 174215
201022018 to 2024Icapital (1), Carlyle Group (1)
Pershing LLC
Jersey City, NJ · CRD 7560
2210182016 to 2024Icapital (16), Invesco (2)
Pickwick Capital Advisors, LLC
White Plains, NY · CRD 139114
221252019 to 2024Acrewood Holdings, LLC (3), Mc2 Investment Management, LLC (2)
Picton
Santiago
2210102016 to 2024Harbourvest Partners (7), Ascribe (3)
Picton Administradora General de Fondos S.A.
Santiago
222182018 to 2024KKR Credit (5), Permira (3)
Pinnacle Capital Securities, LLC
Long Beach, CA · CRD 106213
211132020 to 2024TOP Tier Capital Partners, LLC (2), Trilinc Global Advisors, LLC (1)
Pinnacle Trust Partners, LLC
New York, NY
200022014 to 2014AMP Capital Investors Limited (1), Digital Bridge (1)
PJT Park Hill Group
London
212292021 to 2024Ufenau Capital Partners Ag (8), Oakley Capital (1)
Plus Securities LLC
New York, NY · CRD 138299
211132017 to 2024Paulson & CO.INC. (2), Bedford Ridge Capital (1)
Positron Consulting Services Private Limited
Mumbai
202122018 to 2024Gaja (1), JM Financial Limited (1)
PPS Securities, LLC
New York, NY · CRD 159076
210032014 to 2021Icapital (2), Precision Capital Advisors, LLC (1)
Primary Capital, LLC
New York, NY · CRD 127921
200122015 to 2018NMS Capital Asset Management, Inc. (1), Civitas Capital Management, LLC (1)
Principle Advisory Services Pty Ltd.
Sydney
210042012 to 2013Corsair Capital (3), Coller (1)
PRO Capital Ltd
London
211162012 to 2024Dbay Advisors Limited (5), Solis Capital Partners II, LLC (1)
Probitas Partners
San Francisco, CA
210042012 to 2014Mission Capital Services (3), Marlin Equity Partners (1)
Prosperitas Capital, Ltd.
London
221062016 to 2024Digital Alpha Advisors, LLC (4), Digital Bridge (2)
Quintet Private Bank (europe) S.A.,
Luxembourg
201022021 to 2024Harbourvest Partners (1), Blackrock (1)
Quintet Private Bank (switzerland) Ltd
Zurich
200022021 to 2022Blackrock (1), Harbourvest Partners (1)
Raine Securities LLC
New York, NY · CRD 137873
2122482012 to 2024Raine Capital LLC (47), Dundee Maestro Management, LP (1)
Raymond James Financial Limited International Ltd
London
212232023 to 2024Apax Partners (2), Warburg Pincus LLC (1)
RBC Dominion Securities Inc.
Toronto
212232023 to 2024Hamilton Lane (2), Harbourvest Partners (1)
Reach Capital
London
222162022 to 2023Glendower Capital (3), OAK Hill Capital Management, LLC (3)
Richfield Orion International, Inc.
Castle Rock, CO · CRD 24433
211052016 to 2024Hc2 Capital, LLC (4), Civitas Capital Management, LLC (1)
Roam Capital Partners, LLC
Bogota
212232024 to 2024Dyal (2), Silver Lake Technology (1)
Robert W. Baird & Co. Incorporated
Milwaukee, WI · CRD 8158
211042012 to 2024Morgan Stanley (3), Icapital (1)
Rondeivu Securities, LLC
Southport, CT · CRD 321162
202222024 to 2024Growth Beverage Group, LP (1), Dundee Maestro Management, LP (1)
Rosario Capital Ltd.
Tel Aviv
212242020 to 2024Clarion Capital Partners, LLC (3), Capital Dynamics (1)
Rosenblatt Securities Inc.
New York, NY · CRD 18377
212132020 to 2024Clarendon Capital, LLC (2), Healthpointcapital (1)
Rothschild & Co Asset Management Europe
Paris
211182020 to 2024Five Arrows (7), CVC (1)
S.O. Capital Advice
Paris
220052013 to 2019Siguler Guff (3), Pomona Capital (2)
Sabertia Capital Partners S.L.
Barcelona
210032014 to 2016Equity International (2), KKR Credit (1)
Sabertia Capital Partners Sl
Barcelona
210052012 to 2017Avista Capital Partners (4), Partners Group (1)
SAF Financial Securities LLC
New York, NY · CRD 284938
221142022 to 2024Stella Point Capital, LP (2), Ccmp (2)
SAL. Oppenheim Jr. & Cie. Ag & Co. Kgaa
Cologne
210032013 to 2018DWS (2), Schroders Capital (1)
Sanctuary Securities, Inc.
Indianapolis, IN · CRD 205
212232023 to 2026Carlyle Group (2), Spring Mountain Capital, LP (1)
Sanders Morris Harris LLC
Houston, TX · CRD 20580
212142024 to 2026Shepherd Kaplan Krochuk (3), MSC Adviser I, LLC (1)
Sanford C. Bernstein & Co., LLC
New York, NY · CRD 104474
221152015 to 2024Morgan Stanley (3), LGK Advisors, LLC (2)
Scala Fund Advisory
Helsinki
210092018 to 2020Hamilton Lane (8), Five Arrows (1)
Schroder Investment Management Limited
London
2111302016 to 2024Schroders Capital (29), Invesco (1)
Scura Paley Securities LLC
New York, NY · CRD 118219
2211172012 to 2024Icapital (15), GFG Alternative Investment Advisors LLC (2)
Seaport Global Securities LLC
New York, NY · CRD 116270
202022022 to 2024Imperial Capital Partners (1), Hunter Point Capital LP (1)
Secondmarket, Inc.
New York, NY · CRD 136962
210032012 to 2016Lendingclub Asset Management, LLC (2), Five Elms Capital (1)
Seedchange Execution Services Inc.
San Francisco, CA · CRD 165587
202022017 to 2024Truebridge Capital Partners (1), Wave Equity Partners (1)
Selinus Capital Gmbh
Frankfurt
2221112019 to 2024Ardian (7), TPG (4)
Sera Global Securities US LLC
New York, NY · CRD 283339
2222132023 to 2024Goldman Sachs (7), KSL Capital Partners (6)
Sextant Securities, LLC
New York, NY · CRD 283937
212242023 to 2024Coventure Management, LLC (3), LL Funds (1)
Snowden Account Services LLC
New York, NY · CRD 149794
220042017 to 2021Icapital (2), Macquarie Infrastructure Partners (2)
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