DFX Intelligence
Placement agents
Who markets private equity fundsAbout this listAn agent appears here when a fund's adviser names it as a marketer on Form ADV (Schedule D, 7.B.(1), question 28) or when the fund's Form D names it as a sales compensation recipient. Fund vehicles are counted as filed, so a main fund, its parallel funds and its feeders count separately. “Latest generation” means the agent is named on a vehicle of the sponsor's most recent vintage or the one before it.
4,432 placement agents
| Agent | Sponsors | Repeat | Last 3 years | Latest generation | Fund vehicles | Years named | Most frequent sponsors |
|---|---|---|---|---|---|---|---|
South 40 Ltd. Watford | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Invictus Capital Partners (1) |
Southern Right Capital Ltd. Newark | 1 | 0 | 0 | 0 | 1 | 2019 to 2020 | Asia Partners Fund Management Pte. Ltd. (1) |
Spartan Advisors LLC New York, NY | 1 | 0 | 1 | 1 | 1 | 2021 to 2023 | GRP Royalty Holdings LLC (1) |
Spartan Advisors Malta Ltd London | 1 | 1 | 1 | 1 | 3 | 2022 to 2024 | Ccmp (3) |
Spartan Fund Management Inc. Toronto | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | Dawson Partners (1) |
Spartan Placement Malta Ltd. London | 1 | 0 | 1 | 1 | 1 | 2026 to 2026 | J.C. Flowers & Co. LLC (1) |
Spearhead Administrative Services, LLC Greenville, DE · CRD 319289 | 1 | 0 | 1 | 0 | 1 | 2024 to 2024 | Icapital (1) |
Spearhead Advisors, LLC Newport Beach, CA · CRD 316684 | 1 | 0 | 1 | 0 | 1 | 2024 to 2024 | Icapital (1) |
Spearhead Capital, LLC Wellington, FL · CRD 145560 | 1 | 0 | 0 | 0 | 1 | 2003 to 2003 | Clarion Capital Partners, LLC (1) |
Spiral Capital 8 LTD Tel Aviv | 1 | 0 | 0 | 0 | 1 | 2021 to 2021 | Community US Fund Management, Inc. (1) |
Spire Capital Pty Ltd Sydney | 1 | 1 | 1 | 1 | 4 | 2021 to 2024 | Cibus Investments II Limited (4) |
Spire Property Partners Pty Ltd Sydney | 1 | 1 | 1 | 0 | 2 | 2022 to 2024 | Bridge Investment Group (2) |
Split Creek LLC DBA Split Creek Capital LLC Charlottesville, VA · CRD 319437 | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | Icapital (1) |
Spouting Rock Capital Advisors, LLC Bryn Mawr, PA · CRD 67539 | 1 | 0 | 1 | 0 | 1 | 2017 to 2024 | Blue Water Advisors LP (1) |
Sprott Global Resource Investments Ltd. Carlsbad, CA | 1 | 0 | 1 | 1 | 1 | 2020 to 2024 | Resource Capital Investment (1) |
Sprott Private Wealth, LP Toronto | 1 | 0 | 0 | 1 | 1 | 2018 to 2018 | Resource Capital Investment (1) |
Ssrc Macroeconomics of Dsi St. Cloud, MN · CRD 13530 | 1 | 0 | 0 | 0 | 1 | 2019 to 2021 | Morgan Stanley (1) |
Stanbic Ibtc Capital Limited Lagos | 1 | 0 | 0 | 0 | 1 | 2014 to 2016 | Carlyle Group (1) |
Stanbic Ibtc Holdings Lagos | 1 | 0 | 0 | 0 | 1 | 2015 to 2016 | Carlyle Group (1) |
Standard Chartered Singapore | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | Apollo (1) |
Standard Chartered Bank (scb) London | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | KKR Credit (1) |
Standard Chartered Bank (Singapore) Limited Singapore | 1 | 0 | 0 | 0 | 1 | 2021 to 2022 | Warburg Pincus LLC (1) |
Standard Chartered Private Bank Hong Kong | 1 | 0 | 0 | 0 | 1 | 2019 to 2022 | Primavera Capital Management Ltd (1) |
Star Trooper Technologies Pvt. Ltd. New Delhi | 1 | 0 | 1 | 1 | 1 | 2021 to 2024 | Vsfg Asset Management Limited (1) |
Starbridge Capital Ltd. Toronto | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Industry Ventures (1) |
Startengine Primary LLC Burbank, CA · CRD 291773 | 1 | 1 | 1 | 1 | 32 | 2024 to 2024 | Startengine Adviser LLC (32) |
State Street Global Advisors Limited Boston, MA · CRD 112861 | 1 | 1 | 0 | 0 | 2 | 2012 to 2014 | Sectoral Asset Management Inc. (2) |
Steele Street Private Wealth Management Denver, CO · CRD 299856 | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | Icapital (1) |
Steephill S.R.O Bratislava | 1 | 0 | 1 | 0 | 1 | 2022 to 2024 | Aqua-Spark Management (1) |
Stelac Advisory Services LLC New York, NY | 1 | 0 | 0 | 0 | 1 | 2016 to 2021 | Invesco (1) |
Stephen Cravens, Sutton-Hill LLC Dallas, TX | 1 | 1 | 0 | 1 | 2 | 2015 to 2017 | Springbok Investment Management, LP (2) |
Stephens Little Rock, AR · CRD 3496 | 1 | 0 | 1 | 0 | 1 | 2025 to 2025 | Ngp (1) |
Steve Helland Dallas, TX | 1 | 1 | 0 | 0 | 2 | 2021 to 2022 | Egis Capital Partners LP (2) |
Steve Samuels Saddle Brook, NJ | 1 | 0 | 1 | 1 | 1 | 2019 to 2024 | Pacifica Capital Investments (1) |
Steven Hey Sioux Falls, SD | 1 | 1 | 1 | 0 | 2 | 2024 to 2024 | South Dakota First Capital Management, LLC (2) |
Steven Jay Samuels Saddle Brook, NJ | 1 | 1 | 1 | 0 | 2 | 2012 to 2024 | Pacifica Capital Investments (2) |
Steven Spielman New York, NY | 1 | 0 | 1 | 0 | 1 | 2021 to 2023 | Tuatara Capital, L.P. (1) |
Steward Partners Investment Solutions, LLC Portland, OR · CRD 1254 | 1 | 1 | 1 | 1 | 16 | 2024 to 2026 | CAZ Investments L.P. (16) |
Stifel New York, NY | 1 | 0 | 0 | 0 | 1 | 2016 to 2016 | Neuberger Berman Aifm (1) |
Stifel Financial Corp. Richmond, VA | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Star Mountain Fund Management, LLC (1) |
Stifel Nicolaus Europe Limited London | 1 | 1 | 1 | 1 | 3 | 2021 to 2024 | Trgp (3) |
Stock Investment S.A. Panama | 1 | 1 | 0 | 0 | 2 | 2012 to 2016 | Gavea Investimentos Ltda (2) |
Stonecap Securities Inc. Toronto | 1 | 0 | 0 | 1 | 1 | 2013 to 2013 | Blue Earth Capital Ag (1) |
Stonegate Gmbh Zurich | 1 | 1 | 1 | 1 | 3 | 2023 to 2024 | Orchard Global Asset (3) |
Stonehage Fleming Advisory Ltd London | 1 | 0 | 1 | 0 | 1 | 2024 to 2024 | Ares (1) |
Stork Capital Sàrl Geneva | 1 | 1 | 1 | 0 | 2 | 2023 to 2024 | Hamilton Lane (2) |
Stormharbour Securities LP New York, NY · CRD 35997 | 1 | 0 | 0 | 0 | 1 | 2014 to 2016 | BP Capital Energy Advisors, LLC (1) |
Story3 Advisors LLC Los Angeles, CA · CRD 289456 | 1 | 0 | 0 | 0 | 1 | 2018 to 2018 | Story3 Capital Partners, LLC (1) |
Stratcap Securities, LLC Greenwich, CT · CRD 151152 | 1 | 0 | 0 | 1 | 1 | 2021 to 2021 | Kelson Asset Management LLC (1) |
Strategic Capital Management (Asia) Limited Hong Kong | 1 | 0 | 0 | 0 | 1 | 2010 to 2010 | EIG (1) |