DFX Intelligence
Placement agents
Who markets private equity fundsAbout this listAn agent appears here when a fund's adviser names it as a marketer on Form ADV (Schedule D, 7.B.(1), question 28) or when the fund's Form D names it as a sales compensation recipient. Fund vehicles are counted as filed, so a main fund, its parallel funds and its feeders count separately. “Latest generation” means the agent is named on a vehicle of the sponsor's most recent vintage or the one before it.
4,432 placement agents
| Agent | Sponsors | Repeat | Last 3 years | Latest generation | Fund vehicles | Years named | Most frequent sponsors |
|---|---|---|---|---|---|---|---|
Strategic Capital Services Limited North Point | 1 | 1 | 0 | 1 | 2 | 2003 to 2010 | Whippoorwill Associates Inc (2) |
Strategic Investments Kk Tokyo | 1 | 0 | 0 | 0 | 1 | 2012 to 2012 | Strategic Value Partners, LLC (1) |
Stratégie Patrimoine Normandie Caen | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Tikehau (1) |
Subroto Chakroborty Mumbai | 1 | 0 | 0 | 0 | 1 | 2018 to 2018 | JM Financial Limited (1) |
Sumitomo Mitsui Banking Corporation Tokyo | 1 | 1 | 1 | 0 | 2 | 2019 to 2024 | KKR Credit (2) |
Sumitomo Mitsui Trust Bank, Limited Chiyoda-Ku, Tokyo | 1 | 0 | 1 | 0 | 1 | 2026 to 2026 | Apollo (1) |
Sumitomo Mitsui Trust Bank, Limited (smtb) Tokyo | 1 | 0 | 0 | 0 | 1 | 2020 to 2020 | Carlyle Group (1) |
Summit Brokerage Services, Inc. Boca Raton, FL · CRD 34643 | 1 | 0 | 0 | 0 | 1 | 2019 to 2021 | Morgan Stanley (1) |
Summit Equities Inc Parsippany, NJ · CRD 11039 | 1 | 0 | 0 | 0 | 1 | 2012 to 2012 | Macquarie Infrastructure Partners (1) |
Summit Korea Seoul | 1 | 1 | 1 | 0 | 3 | 2019 to 2023 | Olympus Capital Holdings Asia LLC (3) |
SUN Hua International Limited Hong Kong | 1 | 0 | 0 | 1 | 1 | 2018 to 2021 | Cicc (1) |
Sun Hung Kai Capital Partners Limited Hong Kong | 1 | 0 | 1 | 1 | 1 | 2026 to 2026 | J.C. Flowers & Co. LLC (1) |
Sun Trust Bank Atlanta, GA | 1 | 0 | 0 | 0 | 1 | 2020 to 2020 | Morgan Stanley (1) |
Suntrust Bank Atlanta, GA | 1 | 1 | 0 | 0 | 3 | 1997 to 2007 | Morgan Stanley (3) |
Suntrust Bank N.A. Atlanta, GA | 1 | 1 | 0 | 0 | 3 | 1997 to 2021 | Morgan Stanley (3) |
Suntrust Investment Services, Inc. Atlanta, GA · CRD 17499 | 1 | 1 | 0 | 0 | 4 | 1997 to 2021 | Morgan Stanley (4) |
Suntrust Robinson Humphrey, Inc. Atlanta, GA · CRD 6271 | 1 | 1 | 0 | 0 | 2 | 2007 to 2021 | Morgan Stanley (2) |
Super Communications Australia Pty. Ltd. Carlton Victoria | 1 | 1 | 0 | 0 | 2 | 2012 to 2013 | Ascribe (2) |
Sustainasia Limited (hong Kong) & Sustainasia (australia) Pty Ltd Hong Kong | 1 | 0 | 1 | 0 | 1 | 2019 to 2023 | Olympus Capital Holdings Asia LLC (1) |
Sutter Securities Incorporated Irvine, CA · CRD 30770 | 1 | 1 | 1 | 1 | 10 | 2023 to 2026 | N.L.C. LLC (10) |
Suzhou Xinjiaye Overseas Service Co., Ltd Suzhou City | 1 | 1 | 1 | 1 | 8 | 2023 to 2026 | Hc2 Capital, LLC (8) |
Suzuki & Co Tokyo | 1 | 0 | 0 | 0 | 1 | 2018 to 2018 | Five Arrows (1) |
Svrn Asset Management, LLC Austin, TX · CRD 222518 | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | Icapital (1) |
Sweet Financial Partners, LLC Fairmont, MN · CRD 316739 | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | Icapital (1) |
Swiss Alpha Ag Pfaeffikon | 1 | 0 | 0 | 0 | 1 | 2017 to 2022 | Primary Wave Ip Investment Management LLC (1) |
Swiss Alts Consulting Gmbh Pfaffikon | 1 | 1 | 1 | 1 | 3 | 2023 to 2025 | Gordonmd Global Investments LP (3) |
Swiss Hill Capital Advisers New York, NY | 1 | 0 | 0 | 0 | 1 | 2022 to 2022 | Metropolitan Partners Group Management, LLC (1) |
Swiss Life Ag, Niederlassung Fur Deutschland Munchen | 1 | 0 | 1 | 0 | 1 | 2019 to 2024 | Invesco (1) |
Swiss Life Pensionskasse Ag Zurich | 1 | 0 | 1 | 0 | 1 | 2018 to 2024 | Invesco (1) |
Swiss Mobile Data Ag Erlenbach | 1 | 0 | 1 | 1 | 1 | 2022 to 2024 | Amoon Ventures Y.SH. Ltd. (1) |
Swiss Securities Corp New York, NY | 1 | 0 | 0 | 0 | 1 | 2012 to 2013 | Cartesian Capital Group (1) |
Swissalts Consulting Pfaffikon | 1 | 1 | 1 | 1 | 2 | 2023 to 2024 | Windmuehle, LLC (2) |
SYM Financial Advisors Winona Lake, IN · CRD 107517 | 1 | 0 | 0 | 0 | 1 | 2019 to 2020 | Carlyle Group (1) |
Synergy Advisors, LLC El Segundo, CA · CRD 128264 | 1 | 0 | 0 | 0 | 1 | 2012 to 2015 | Kreos Capital Group (1) |
Synergy Wealth Management Sa Geneva | 1 | 1 | 1 | 0 | 2 | 2024 to 2024 | Certares Management LLC (2) |
T. Calvin Wells, Jr. New York, NY | 1 | 0 | 0 | 0 | 1 | 2013 to 2013 | Brookline Investments, Inc. (1) |
T. Qi Beijing | 1 | 0 | 0 | 0 | 1 | 2016 to 2016 | Civitas Capital Management, LLC (1) |
T&d Holdings Inc. Tokyo | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Tikehau (1) |
Tabatalanta Miami, FL | 1 | 0 | 0 | 1 | 1 | 2016 to 2016 | ESJ Capital Partners, LLC (1) |
Tabor Capital Conferences Denver, CO | 1 | 0 | 0 | 0 | 1 | 2020 to 2021 | Mariner Wealth (1) |
Tabor Capoital Conferences Denver, CO | 1 | 0 | 0 | 0 | 1 | 2022 to 2022 | Mariner Wealth (1) |
TAG Associates LLC New York, NY · CRD 116959 | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | Icapital (1) |
TAG Capital Limited Hong Kong | 1 | 1 | 1 | 1 | 3 | 2016 to 2023 | PT Capital Advisors, LLC (3) |
TAG Securities, Inc. Boca Raton, FL · CRD 35513 | 1 | 0 | 0 | 0 | 1 | 2019 to 2022 | Acrewood Holdings, LLC (1) |
Taiwan Artificial Intelligence Investment, Co., Ltd. Taiwan | 1 | 1 | 0 | 1 | 2 | 2020 to 2021 | Fortress Investment Group (2) |
Taiwan Artificial Intelligence, Co. Ltd. Taipei | 1 | 0 | 0 | 0 | 1 | 2021 to 2021 | Fortress Investment Group (1) |
Tamarisk Management Consultancy Dubai | 1 | 1 | 0 | 0 | 2 | 2022 to 2022 | Northleaf Capital (2) |
Tamim Funds Management Pty Ltd Sydney | 1 | 1 | 1 | 1 | 2 | 2020 to 2024 | Ibex Investors LLC (2) |
TAN Kek Fong Kuala Lumpur | 1 | 0 | 1 | 0 | 1 | 2022 to 2024 | Civitas Capital Management, LLC (1) |
Tazpit Pension Insurance Agency (2023) Ltd. Petah Tikva | 1 | 0 | 1 | 1 | 1 | 2026 to 2026 | Faropoint Ventures, LLC (1) |