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Registered advisor
H••••• L•••• T•••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as H•• T••••••••• L•••• T•••
At current firm
9 y
since Jun 29, 2017
In the industry
38 y
since Mar 7, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 29, 2017 · Oracle, Az
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 1, 2004 to Jul 25, 2008 · Seattle, Wa
- L••••• S••••• S••••••••• I••• unclassifiedFeb 20, 2002 to Jan 1, 2004 · Seattle, Wa
- V••••• S••••••••• C••••••••• unclassifiedJul 9, 1999 to Nov 29, 2002 · Sammamish, Wa
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to O•••• W•••••• I•••left Jul 25, 2008, registered Jun 29, 2017 (3261 days) · Other
- L••••• S••••• S••••••••• I••• to V••• F•••••••• A•••••••• I•••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
- V••••• S••••••••• C••••••••• to L••••• S••••• S••••••••• I•••left Nov 29, 2002, registered Feb 20, 2002 (-282 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address