DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Voya Financial Advisors, Inc.
Latest filing Sep 16, 2026
First filing on the tape Nov 15, 2011 · 120 filings
SEC status approved since Jul 11, 1994
RAUM
$3.9B
reported, Item 5.F
Discretionary
1.8%
of RAUM
Private clients
100%
$3.9B individuals and HNW
Advisors
747
registered through the firm on IAPD
RAUM per advisor
$5.2M
derived; firm RAUM over IAPD count
Employees
638
638 advisory (5.B.1)
Offices
303
beyond the principal office
Private funds
0
reported on Schedule D
History
120 filings and snapshots on the tape
RAUM$3.9B as of Jul 31, 2026
Feb 27, 2012$4.3B then
HNW client RAUM$1.6B as of Jul 31, 2026
Mar 29, 2018$347M then
State-registered IARs (5.B.3)638 as of Jul 31, 2026
Feb 27, 20120 then
Employees (5.A)638 as of Jul 31, 2026
Feb 6, 20131,577 then
Private funds: no history
RAUM +41% over the last fiscal year+17% a year over threeIARs 563 to 638
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $5.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $516,202derivedHNW RAUM over HNW clients
- Average account
- $236,927derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 1.8%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 2.5derived304 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +38%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $2.8BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.3B58%
- High-net-worth individuals$1.6B41%
- Corporations and businesses$9.2M0.2%
- Charitable organizations$538,5850.0%
- Individual clients
- 13,218reported
- HNW clients
- 3,095reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 16,337reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $2.8B sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=638.0 bank_owner=falsederived
Advisors registered through the firm
745 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Russell D Cullivan | Plymouth, Ma | Dec 1, 2009 | 34 y | 0 |
| Ronald Lee Wright | Palm Harbor, Fl | Dec 23, 2010 | 41 y | 1 |
| Robert Vaughn Poppell | Tampa, Fl | Dec 23, 2010 | 36 y | 1 |
| Matthew Scott Snyder | Columbus, Oh | Jan 3, 2011 | 24 y | 1 |
| Zachary Hanceford Carter | Miamisburg, Oh | Jan 3, 2011 | 22 y | 1 |
| Alberto Carlos Villarreal | Austin, Tx | Jan 3, 2011 | 25 y | 3 |
| James Paul Nichols | Chaplin, Ct | Jan 3, 2011 | 18 y | 1 |
| David Paul Cushing | Akron, Oh | Jan 3, 2011 | 26 y | 1 |
| Brian Patrick Devlin | Park Ridge, Il | Jan 3, 2011 | 28 y | 3 |
| David Richard Bowman | Austin, Tx | Jan 3, 2011 | 29 y | 3 |
| Michael Robert Landolt | Columbus, Oh | Jan 3, 2011 | 26 y | 1 |
| Leigh Varner Bloss | Austin, Tx | Jan 3, 2011 | 27 y | 2 |
| Michael Joseph Biggus | Holland, Mi | Jan 3, 2011 | 29 y | 2 |
| Scott Leonard Wilson | Tacoma, Wa | Jan 3, 2011 | 25 y | 3 |
| Stephen Wayne Poston | Milton, Ga | Jan 3, 2011 | 34 y | 1 |
| Cassandra Rubio Davenport | Austin, Tx | Jan 3, 2011 | 24 y | 1 |
| Tobias Paul Cardone | Columbus, Oh | Jan 3, 2011 | 26 y | 1 |
| Angela Marie SecoloCertified Financial Planner | Tacoma, Wa | Jan 3, 2011 | 28 y | 3 |
| Shane Douglas Pfeffer | San Antonio, Tx | Jan 3, 2011 | 29 y | 2 |
| Frank Jordan Laxson | Nashville, Tn | Jan 3, 2011 | 36 y | 1 |
| Glenn Richard Alford | Columbus, Oh | Jan 3, 2011 | 31 y | 1 |
| Heath William Johnson | College Station, Tx | Jan 3, 2011 | 23 y | 1 |
| Stephen Adam Brown | Barrington, Ri | Jan 3, 2011 | 30 y | 2 |
| Daniel John Rivers | Lisle, Il | Jan 3, 2011 | 23 y | 1 |
| Alicia Stephaine Kong | Fairfax, Va | Jan 3, 2011 | 25 y | 3 |
| Frederick Andrew Gawlick | Tacoma, Wa | Jan 3, 2011 | 42 y | 2 |
| Kelly Kidd Card | Austin, Tx | Jan 3, 2011 | 36 y | 1 |
| Julie Elizabeth Anderson | Galveston, Tx | Jan 3, 2011 | 31 y | 1 |
| Stephen Alden CrossChartered Financial Consultant | Derby, Ks | Jan 3, 2011 | 32 y | 1 |
| Ashley Nicole Dominguez | Houston, Tx | Jan 3, 2011 | 21 y | 2 |
| Nicholas Thomas DisalleCertified Financial Planner | Columbus, Oh | Jan 3, 2011 | 24 y | 1 |
| James Edwin Browning | Columbus, Oh | Jan 3, 2011 | 26 y | 1 |
| Marisa Sacks | Honolulu, Hi | Jan 3, 2011 | 26 y | 2 |
| Robin Matthew Saterfiel | Metairie, La | Jan 3, 2011 | 17 y | 1 |
| Gary Craig Boehmer | San Antonio, Tx | Jan 3, 2011 | 26 y | 2 |
| Joel Hernandez | El Paso, Tx | Jan 3, 2011 | 27 y | 4 |
| Nicholas Nitta Yee | Honolulu, Hi | Jan 3, 2011 | 29 y | 1 |
| Charles Ferrell Smith | Huntington, Wv | Jan 3, 2011 | 54 y | 2 |
| Dale Dalton Van Valkenburg | Columbus, Oh | Jan 3, 2011 | 20 y | 1 |
| Dawn Kathleen Depner | Portland, Or | Jan 3, 2011 | 25 y | 1 |
Advisor movement
24 left, 154 joined in 12 months
net +130 in 12 months5 left in 90 days33 joined in 90 daysdeparture rate 3.2% of current headcount54 left over 36 months
Left, latest
- Kimberly Michelle Anderson to Voya Retirement Advisors, LLCSep 2, 2026 · Other
- Andrew Hamilton Brookshire to Voya Retirement Advisors, LLCAug 21, 2026 · Other
- James Michael Mccabe to Voya Retirement Advisors, LLCAug 14, 2026 · Other
- Wayne Russell Veal to Voya Retirement Advisors, LLCAug 13, 2026 · Other
- Kevin Zickler to Missionsquare RetirementJul 21, 2026 · Affiliated broker-dealer or bank to another
- Kimberly Lynn Popoff to Nationwide Investment Advisors, LLCJun 5, 2026 · Affiliated broker-dealer or bank to another
- Cole David Batchelor to Alloy Investment ManagementMay 28, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Timothy Ian Mcnally to Osaic Wealth, Inc.Apr 22, 2026 · Affiliated broker-dealer or bank to another
- Jacob Barrera to Nationwide Investment Advisors, LLCMar 20, 2026 · Affiliated broker-dealer or bank to another
- Tanya Antoinette Campbell to MarinerMar 19, 2026 · Affiliated broker-dealer or bank to another
- John Louis Frigeri to Madison PartnersFeb 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Judson Harwood Arrington to Fisher InvestmentsFeb 25, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jeffrey S Mcmanus to Voya Retirement Advisors, LLCFeb 2, 2026 · Other
- Theresa Villella to Voya Retirement Advisors, LLCJan 21, 2026 · Other
- Evan James Ollenborger to Voya Retirement Advisors, LLCJan 21, 2026 · Other
Joined, latest
- Nicholas S Souza from Strategic Advisers LLCSep 14, 2026 · Affiliated broker-dealer or bank to another
- Christopher J Kheirallah from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 14, 2026 · Wirehouse to affiliated broker-dealer or bank
- John E. Ferren from Strategic Advisers LLCSep 14, 2026 · Affiliated broker-dealer or bank to another
- Brendon Joseph Sailer from Strategic Advisers LLCSep 14, 2026 · Affiliated broker-dealer or bank to another
- Stephen Patrick Morris from Wells Fargo AdvisorsSep 14, 2026 · Wirehouse to affiliated broker-dealer or bank
- Joseph Najm from Strategic Advisers LLCSep 14, 2026 · Affiliated broker-dealer or bank to another
- John J Coutu from Strategic Advisers LLCSep 14, 2026 · Affiliated broker-dealer or bank to another
- Nicholas Robert Tuccelli from Strategic Advisers LLCSep 14, 2026 · Affiliated broker-dealer or bank to another
- Grace Magdalen Clark from Strategic Advisers LLCSep 14, 2026 · Affiliated broker-dealer or bank to another
- Macisaac John Oliver Armstrong from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 14, 2026 · Wirehouse to affiliated broker-dealer or bank
- Wesley Pratt from Strategic Advisers LLCSep 14, 2026 · Affiliated broker-dealer or bank to another
- Harold Alvarado from Tlg Advisors, Inc.Sep 12, 2026 · Affiliated broker-dealer or bank to another
- Marilyn Forrester from Citigroup Global Markets Inc.Sep 4, 2026 · Other
- Chitman Singh Uppal from Mywallst Advisory LLCAug 26, 2026 · Other
- Sara Marcela Beltran-Caro from Valic Financial Advisors, Inc.Aug 24, 2026 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Gwn Securities Inc.Dec 31, 2022 · Tampa, Fl
- 4 left for LPL Financial LLCNov 3, 2022 · Redlands, Ca
- 2 left for Commonwealth Financial NetworkMar 22, 2022 · Fayetteville, Ny
- 2 left for LPL Financial LLCJan 20, 2022 · Holland, Mi
- 4 left for LPL Financial LLCNov 29, 2021 · Tucson, Az
- 2 left for LPL Financial LLCNov 2, 2021 · Holland, Mi
- 3 left for LPL Financial LLCAug 17, 2021 · Grand Rapids, Mi
- 49 left for Cetera Advisor Networks LLCJun 9, 2021 · Windsor, Ct
- 2 joined from Strategic Advisers LLCSep 5, 2026 · Boston, Ma
- 3 joined from Strategic Advisers LLCAug 25, 2026 · Stratham, Nh
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 21, 2026 · Boston, Ma
- 2 joined from Strategic Advisers LLCJul 30, 2026 · Boston, Ma
- 3 joined from Strategic Advisers LLCMay 27, 2026 · Smithfield, Ri
- 4 joined from Strategic Advisers LLCMay 26, 2026 · Boston, Ma
- 3 joined from Missionsquare RetirementApr 10, 2026 · Washington, Dc
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 23, 2026 · New York, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Frederick Henry Bohn · Chief Financial Officercontrolsince 06/2025 · owns less than 5%
- John J Depratti · Vp, Operations Principalcontrolsince 10/2025 · owns less than 5%
- Shannon Daniel Hogendorn · Avp, Account Servicescontrolsince 03/2021 · owns less than 5%
- Kristin Henderson Hultgren · Chief Financial Officercontrolsince 03/2010 · owns less than 5%
- Stephan Anthony Paasch · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- Jonathan Francis Reilly · Presidentcontrolsince 06/2024 · owns less than 5%
Entity owners
- Voya Holdings Inc. · 100% Shareholderdirect · owns 75% or more
- Voya Financial, Inc. · Shareholderindirect · owns 75% or more of Voya Holdings, Inc · public reporting company
Related persons
Schedule D 7.A
- Pomona Capitalinvestment advisernRAUM $15B
- Reliastar Life Insurance Companyreal estaten
- Reliastar Life Insurance Company Of New Yorkreal estaten
- Voya Alternative Asset Management Ireland Limitedinvestment adviserpooled vehicle sponsorn
- Voya Alternative Asset Management LLCinvestment adviserbanknRAUM $34B
- Voya Financial Partners, LLCbroker-dealerinvestment advisern
- Voya Institutional Trust Companycustodiann
- Voya Investment Management (Uk) Limitedinvestment advisern
- Voya Investment Management Co. LLCinvestment adviserbanknRAUM $275B
- Voya Investment Management LLCinvestment advisernRAUM $39B
- Voya Investment Trust Con
- Voya Investments Distributor, LLCbroker-dealern
- Voya Investments, LLCinvestment advisernRAUM $59B
- Voya Retirement Advisors, LLCinvestment advisernRAUM $37B
- Voya Retirement Insurance And Annuity Companyreal estaten
Advisers that list Voya Financial Advisors, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma | 174 | 155 | 6 | ||
| Windsor, Ct · principal | 112 | 7 | 2 | ||
| Columbus, Oh | 61 | 2 | 0 | ||
| Tacoma, Wa | 60 | 5 | 0 | ||
| Austin, Tx | 51 | 6 | 0 | ||
| Melville, Ny | 47 | 2 | 0 | ||
| Redlands, Ca | 39 | 3 | 1 | ||
| Fairfax, Va | 36 | 8 | 0 | ||
| Houston, Tx | 34 | 6 | 0 | ||
| Metairie, La | 31 | 3 | 0 | ||
| Nashville, Tn | 28 | 2 | 0 | ||
| Holland, Mi | 27 | 3 | 0 | ||
| Tampa, Fl | 18 | 4 | 0 | ||
| Portland, Or | 18 | 2 | 0 | ||
| Miamisburg, Oh | 15 | 0 | 0 | ||
| Independence, Oh | 13 | 1 | 0 | ||
| Irvine, Ca | 12 | 3 | 1 | ||
| Overland Park, Ks | 10 | 0 | 0 | ||
| San Diego, Ca | 9 | 1 | 0 | ||
| Los Angeles, Ca | 9 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Columbus, OH19 employees
- Miamisburg, OH13 employees
- Melville, NY13 employees
- Independence, OH13 employees
- Portland, OR13 employees
- Leawood, KS11 employees
- Braintree, MA10 employees
- Williamsville, NY7 employees
- Lisle, IL7 employees
- Houston, TX7 employees
- Addison, TX6 employees
- Arlington, VA6 employees
- Honolulu, HI6 employees
- Redlands, CA5 employees
- Des Moines, IA5 employees
- Elmsford, NY5 employees
- Milwaukee, WI5 employees
- Raleigh, NC4 employees
- Austin, TX4 employees
- Warwick, RI4 employees
- Derby, KS4 employees
- Eugene, OR4 employees
- Tacoma, WA4 employees
- Tampa, FL4 employees
- Baton Rouge, LA4 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 31, 2026DEPRATTI, JOHN J (VP, OPERATIONS PRINCIPAL) appeared on Schedule A between the filings of 2021-06-29 and 2026-07-31peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Jul 31, 2026BOHN, FREDERICK HENRY (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2021-06-29 and 2026-07-31peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Jul 31, 2026HOGENDORN, SHANNON DANIEL (AVP, ACCOUNT SERVICES) left Schedule A between the filings of 2021-06-29 and 2026-07-31peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Jul 31, 2026HULTGREN, KRISTIN HENDERSON (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2021-06-29 and 2026-07-31peers: affiliated wealth managers, $1B to $5B (56)
- RAUM up 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $2,744,735,129 to $3,870,673,693 (+41.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +22.0% (52 comparable advisers, 92.0th percentile of changes)peers: affiliated wealth managers, $1B to $5B (52) · 92% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Jul 31, 2026 to Sep 16, 2026
- Succession · false to unsetJul 31, 2026 to Sep 16, 2026
- Corporate clients · 34 to 21Dec 10, 2025 to Mar 31, 2026
- Accounts · 11,854 to 16,337Dec 10, 2025 to Mar 31, 2026
- Advisory employees · 563 to 638Dec 10, 2025 to Mar 31, 2026
- BD registered reps · 563 to 638Dec 10, 2025 to Mar 31, 2026
- Charity clients · 4 to 2Dec 10, 2025 to Mar 31, 2026
- HNW clients · 2,832 to 3,095Dec 10, 2025 to Mar 31, 2026
- Individual clients · 8,983 to 13,218Dec 10, 2025 to Mar 31, 2026
- Pension plan clients · 1.0 to unsetDec 10, 2025 to Mar 31, 2026
- Employees · 563 to 638Dec 10, 2025 to Mar 31, 2026
- Insurance-licensed employees · 35 to 33Dec 10, 2025 to Mar 31, 2026
- State-registered IARs · 563 to 638Dec 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $46.8M to $69.7MDec 10, 2025 to Mar 31, 2026
- HNW RAUM · $1.4B to $1.6BDec 10, 2025 to Mar 31, 2026
- Individual RAUM · $1.3B to $2.3BDec 10, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.7B to $3.8BDec 10, 2025 to Mar 31, 2026
- Pension RAUM · $56 to $0Dec 10, 2025 to Mar 31, 2026
- RAUM · $2.7B to $3.9BDec 10, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $1.9B to $2.8BDec 10, 2025 to Mar 31, 2026
- Financial planning clients · 101-250 to 101-250Mar 31, 2025 to Jun 5, 2025
- Accounts · 15,584 to 11,854Oct 14, 2024 to Mar 31, 2025
- Advisory employees · 529 to 563Oct 14, 2024 to Mar 31, 2025
- BD registered reps · 529 to 563Oct 14, 2024 to Mar 31, 2025
- Charity clients · 3 to 4Oct 14, 2024 to Mar 31, 2025
- Corporate clients · 33 to 34Oct 14, 2024 to Mar 31, 2025
- HNW clients · 3,038 to 2,832Oct 14, 2024 to Mar 31, 2025
- Individual clients · 12,510 to 8,983Oct 14, 2024 to Mar 31, 2025
- Pension plan clients · unset to 1.0Oct 14, 2024 to Mar 31, 2025
- Employees · 529 to 563Oct 14, 2024 to Mar 31, 2025
- Insurance-licensed employees · 38 to 35Oct 14, 2024 to Mar 31, 2025
- State-registered IARs · 529 to 563Oct 14, 2024 to Mar 31, 2025
- Discretionary RAUM · $53.7M to $46.8MOct 14, 2024 to Mar 31, 2025
- HNW RAUM · $1.2B to $1.4BOct 14, 2024 to Mar 31, 2025
- Individual RAUM · $1.8B to $1.3BOct 14, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $3.0B to $2.7BOct 14, 2024 to Mar 31, 2025
- Pension RAUM · unset to 56.0Oct 14, 2024 to Mar 31, 2025
- RAUM · $3.1B to $2.7BOct 14, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $2.2B to $1.9BOct 14, 2024 to Mar 31, 2025
- Accounts · 13,923 to 15,584Jul 11, 2024 to Oct 14, 2024
Signals
60 dated events
- Sylvia Kombouras no longer holds an investment adviser registration (last listed at Voya Financial Advisors, Inc. on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Macisaac John Oliver Armstrong added a MA registration at Voya Financial Advisors, Inc.Sep 16, 2026 · New state registration · fact
- Nicholas S Souza added a MA registration at Voya Financial Advisors, Inc.Sep 16, 2026 · New state registration · fact
- Wesley Pratt added a MA registration at Voya Financial Advisors, Inc.Sep 16, 2026 · New state registration · fact
- Nicholas Robert Tuccelli added a NY registration at Voya Financial Advisors, Inc.Sep 15, 2026 · New state registration · fact
- Brendon Joseph Sailer registered as an investment adviser representative at Voya Financial Advisors, Inc.Sep 14, 2026 · Advisor registered · fact
- Joseph Najm registered as an investment adviser representative at Voya Financial Advisors, Inc.Sep 14, 2026 · Advisor registered · fact
- John J Coutu registered as an investment adviser representative at Voya Financial Advisors, Inc.Sep 14, 2026 · Advisor registered · fact
- Stephen Patrick Morris registered as an investment adviser representative at Voya Financial Advisors, Inc.Sep 14, 2026 · Advisor registered · fact
- Grace Magdalen Clark registered as an investment adviser representative at Voya Financial Advisors, Inc.Sep 14, 2026 · Advisor registered · fact
- Nicholas S Souza registered as an investment adviser representative at Voya Financial Advisors, Inc.Sep 14, 2026 · Advisor registered · fact
- Wesley Pratt registered as an investment adviser representative at Voya Financial Advisors, Inc.Sep 14, 2026 · Advisor registered · fact
- Macisaac John Oliver Armstrong registered as an investment adviser representative at Voya Financial Advisors, Inc.Sep 14, 2026 · Advisor registered · fact
- Nicholas Robert Tuccelli registered as an investment adviser representative at Voya Financial Advisors, Inc.Sep 14, 2026 · Advisor registered · fact
- John E. Ferren registered as an investment adviser representative at Voya Financial Advisors, Inc.Sep 14, 2026 · Advisor registered · fact
- Christopher J Kheirallah registered as an investment adviser representative at Voya Financial Advisors, Inc.Sep 14, 2026 · Advisor registered · fact
- Jane Elizabeth Luke added a FL registration at Voya Financial Advisors, Inc.Sep 14, 2026 · New state registration · fact
- Nicholas Robert Tuccelli added a MA registration at Voya Financial Advisors, Inc.Sep 14, 2026 · New state registration · fact
- Nicholas Robert Tuccelli added a RI registration at Voya Financial Advisors, Inc.Sep 14, 2026 · New state registration · fact
- Nicholas Robert Tuccelli added a TX registration at Voya Financial Advisors, Inc.Sep 14, 2026 · New state registration · fact
- Macisaac John Oliver Armstrong added a NY registration at Voya Financial Advisors, Inc.Sep 14, 2026 · New state registration · fact
- Macisaac John Oliver Armstrong added a TX registration at Voya Financial Advisors, Inc.Sep 14, 2026 · New state registration · fact
- Nicholas S Souza added a NY registration at Voya Financial Advisors, Inc.Sep 14, 2026 · New state registration · fact
- Nicholas S Souza added a RI registration at Voya Financial Advisors, Inc.Sep 14, 2026 · New state registration · fact
- Nicholas S Souza added a TX registration at Voya Financial Advisors, Inc.Sep 14, 2026 · New state registration · fact
- Wesley Pratt added a NH registration at Voya Financial Advisors, Inc.Sep 14, 2026 · New state registration · fact
- Wesley Pratt added a NY registration at Voya Financial Advisors, Inc.Sep 14, 2026 · New state registration · fact
- Wesley Pratt added a TX registration at Voya Financial Advisors, Inc.Sep 14, 2026 · New state registration · fact
- 2 advisors left Strategic Advisers LLC (Boston, MA) for Voya Financial Advisors, Inc. within 6 daysSep 5, 2026 · Team lift-out · derived
- Kimberly Michelle Anderson left Voya Financial Advisors, Inc. for Voya Retirement Advisors, Llc (registered 2021-04-29)Sep 2, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/voyareportedpublic record, Form ADV, Sep 17, 2026
- Website
- voya.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1-800-356-2906reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026