DFX Intelligence
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Registered advisor
E••••• W• G••••
Feed of 09/14/2026
Also filed as E••••• W••••• J• G••••••••• W••••• G••••
At current firm
22 y
since Apr 1, 2004
In the industry
44 y
since Sep 10, 1982 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Apr 1, 2004 · Charlotte, Nc
- C••• A••••••• S••••••• unclassifiedDec 31, 2000 to Apr 1, 2004 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- C••• A••••••• S••••••• to P••• A••••• S••••••••• L••left Apr 1, 2004, registered Apr 1, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address