DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Park Avenue Securities LLC
Latest filing Sep 8, 2026
First filing on the tape Nov 15, 2011 · 104 filings
SEC status approved since Nov 13, 2000
RAUM
$20B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
95%
$19B individuals and HNW
Advisors
1,911
registered through the firm on IAPD
RAUM per advisor
$10.2M
derived; firm RAUM over IAPD count
Employees
2,073
2,054 advisory (5.B.1)
Offices
543
beyond the principal office
Private funds
0
reported on Schedule D
History
104 filings and snapshots on the tape
RAUM$20B as of Jul 1, 2026
Mar 30, 2012$4.0B then
HNW client RAUM$9.4B as of Jul 1, 2026
Mar 28, 2018$1.2B then
State-registered IARs (5.B.3)1,892 as of Jul 1, 2026
Mar 28, 20131,256 then
Employees (5.A)2,073 as of Jul 1, 2026
Mar 28, 20131,583 then
Private funds: no history
RAUM +31% over the last fiscal year+25% a year over threeIARs 1,812 to 1,892offices 427 to 543
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $10.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $544,572derivedHNW RAUM over HNW clients
- Average account
- $238,386derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 3.5derived544 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +4.4%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 2,000reportedItem 5.H
- Wrap fee program
- $18BreportedItem 5.I
- Custody
- $278M, 302 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$9.4B48%
- Individuals$9.1B47%
- Corporations and businesses$486M2.5%
- Pension and profit-sharing plans$344M1.8%
- Charitable organizations$92.5M0.5%
- Individual clients
- 63,006reported
- HNW clients
- 17,261reported
- Pension plan clients
- 1,139reported
- Charitable clients
- 235reported
- Accounts
- 82,118reported
- Financial planning clients
- 2,000reported
- Wrap fee programs
- $18B sponsored, $0 managedreported
- Custody of client assets
- $278M for 302 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=1892.0derived
Advisors registered through the firm
1,908 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mark B ConnelyCertified Financial Planner | Houston, Tx | May 3, 1999 | 30 y | 0 |
| Thomas B Goldfarb | El Paso, Tx | May 3, 2000 | 32 y | 0 |
| George C KlimaChartered Financial Consultant | Wayzata, Mn | Dec 22, 2000 | 41 y | 0 |
| Gordon B SmithChartered Financial Consultant | Timonium, Md | Jan 1, 2001 | 29 y | 0 |
| Robert N WorgaftikCertified Financial Planner, Chartered Financial Consultant | Farmington, Ct | Jan 1, 2001 | 45 y | 0 |
| Charles E WoodburyChartered Financial Consultant | Hunt Valley, Md | Jan 1, 2001 | 40 y | 0 |
| Buna B CumbieChartered Financial Consultant | Columbia, Md | Jan 1, 2001 | 38 y | 0 |
| Barry D Zimmerman | Norfolk, Ma | Jan 2, 2001 | 32 y | 0 |
| Kevin L BellChartered Financial Consultant | Indianapolis, In | Jan 2, 2001 | 43 y | 0 |
| Kenneth J Schroering | Evansville, In | Jan 2, 2001 | 39 y | 0 |
| Anthony Joseph DominoChartered Financial Consultant | Rye Brook, Ny | Jan 2, 2001 | 42 y | 0 |
| Terence G McglynnChartered Financial Consultant | Sleepy Hollow, Ny | Jan 2, 2001 | 38 y | 0 |
| Steven D LichtensteinChartered Financial Consultant | Melville, Ny | Jan 10, 2001 | 33 y | 0 |
| Karen Ann Jessey | Greenwood Village, Co | Jan 19, 2001 | 27 y | 0 |
| Randall T Bills | Murray, Ut | Jan 19, 2001 | 28 y | 0 |
| David L KellerChartered Financial Consultant | Greenwood Village, Co | Jan 19, 2001 | 35 y | 0 |
| William C BergerChartered Financial Consultant | Pinetop, Az | Jan 19, 2001 | 42 y | 0 |
| Brian J Leen | Dayton, Oh | Jan 23, 2001 | 19 y | 0 |
| Richard A Shurmer | Cincinnati, Oh | Jan 23, 2001 | 34 y | 0 |
| Gregory J Morris | Beachwood, Oh | Feb 5, 2001 | 38 y | 1 |
| Gary Joseph PetersChartered Financial Consultant | Needham, Ma | Feb 22, 2001 | 42 y | 0 |
| Richard L PoitrasChartered Financial Consultant | Needham, Ma | Feb 22, 2001 | 28 y | 0 |
| Steven J Travaglini | Nashua, Nh | Feb 22, 2001 | 40 y | 0 |
| Gwendolyn D ChathamCertified Financial Planner | Sacramento, Ca | Mar 1, 2001 | 43 y | 0 |
| Henry Vernon TerrellChartered Financial Consultant | Irvine, Ca | Mar 1, 2001 | 55 y | 0 |
| David M CullerChartered Financial Consultant | Campbell, Ca | Mar 1, 2001 | 38 y | 1 |
| Alex F StivrinsCertified Financial Planner | Lincoln, Ne | Mar 8, 2001 | 28 y | 0 |
| Michael J Weinberg | Rye Brook, Ny | Mar 28, 2001 | 29 y | 0 |
| William Terrel Hoover | Cincinnati, Oh | Apr 11, 2001 | 26 y | 1 |
| Richard W JasperChartered Financial Consultant | Paramus, Nj | Apr 23, 2001 | 42 y | 0 |
| Jonathan C ZimlichCertified Financial Planner | Mobile, Al | Apr 27, 2001 | 33 y | 0 |
| John H CurryChartered Financial Consultant | Tallahassee, Fl | Apr 30, 2001 | 40 y | 0 |
| Richard S Bonchick | Coral Springs, Fl | Apr 30, 2001 | 34 y | 0 |
| Rogers JosephChartered Financial Consultant | Jacksonville, Fl | Apr 30, 2001 | 33 y | 0 |
| Lawrence M RutledgeCertified Financial Planner | Lake Mary, Fl | Apr 30, 2001 | 27 y | 0 |
| William C GreenCertified Financial Planner | Tallahassee, Fl | Apr 30, 2001 | 23 y | 0 |
| William Jeffrey Jeffrey TraumChartered Financial Consultant | Fort Myers, Fl | Apr 30, 2001 | 19 y | 0 |
| Kevin S Schneider | Needham, Ma | May 3, 2001 | 41 y | 0 |
| Evan Mitchel BanksCertified Financial Planner | Needham, Ma | Aug 11, 2001 | 26 y | 0 |
| Robert C Votruba | New York, Ny | Sep 14, 2001 | 32 y | 0 |
Advisor movement
139 left, 88 joined in 12 months
net -51 in 12 months44 left in 90 days21 joined in 90 daysdeparture rate 7.3% of current headcount375 left over 36 months
Left, latest
- Johnny Lee Meador to Equitable Advisors, LLCSep 15, 2026 · Affiliated broker-dealer or bank to another
- Deyanily Maria Wyckoff to LPL Financial LLCSep 2, 2026 · Affiliated broker-dealer or bank to another
- Colin Ryan Prestesater to LPL Financial LLCAug 31, 2026 · Affiliated broker-dealer or bank to another
- Alfred Michael Abbamonte to LPL Enterprise, LLCAug 27, 2026 · Affiliated broker-dealer or bank to another
- Edward Adam Feduke to Cetera Investment Advisers LLCAug 21, 2026 · Affiliated broker-dealer or bank to another
- Aidan Joseph Shaffer to Key Investment Services LLCAug 20, 2026 · Affiliated broker-dealer or bank to another
- Francis M Evans to MML Investors Services, LLCAug 19, 2026 · Affiliated broker-dealer or bank to another
- Benjamin J. Sartin to The Planners Inc.Aug 18, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Joshua D Nardi to Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 18, 2026 · Affiliated broker-dealer or bank to wirehouse
- Malcolm Migoya to Morgan StanleyAug 18, 2026 · Affiliated broker-dealer or bank to wirehouse
- Seth William Howard to MML Investors Services, LLCAug 17, 2026 · Affiliated broker-dealer or bank to another
- James David Leatherman to MML Investors Services, LLCAug 17, 2026 · Affiliated broker-dealer or bank to another
- Anne Maleva Chamberlain to Money Concepts Advisory ServiceAug 17, 2026 · Affiliated broker-dealer or bank to another
- Samuel Pacelli to MML Investors Services, LLCAug 17, 2026 · Affiliated broker-dealer or bank to another
- Van A Ewing to MML Investors Services, LLCAug 14, 2026 · Affiliated broker-dealer or bank to another
Joined, latest
- Ryan Gibbons from Tlg Advisors, Inc.Sep 15, 2026 · Affiliated broker-dealer or bank to another
- Kolton Quitno from Dew Wealth ManagementSep 8, 2026 · RIA to affiliated broker-dealer or bank
- Ryan Casey from Simon Quick Advisors, LLCAug 26, 2026 · RIA to affiliated broker-dealer or bank
- Douglas Richard Strahle from LPL Enterprise, LLCAug 26, 2026 · Other
- Michelle Boyce from Hornor, Townsend & Kent, LLCAug 25, 2026 · RIA to affiliated broker-dealer or bank
- Ryan Appelhans from Esi Financial AdvisorsAug 25, 2026 · RIA to affiliated broker-dealer or bank
- Kevin S Martin from Eagle Strategies LLCAug 24, 2026 · Affiliated broker-dealer or bank to another
- Benjamin Jacob Cota from Charles Schwab & Co., Inc.Aug 14, 2026 · Affiliated broker-dealer or bank to another
- Thomas John Licciardello from Compass Capital CorporationAug 11, 2026 · RIA to affiliated broker-dealer or bank
- Frederick George Chambers from Thrivent Investment Management Inc.Aug 5, 2026 · Affiliated broker-dealer or bank to another
- Mario Alfredo Cabral from MML Investors Services, LLCAug 4, 2026 · Affiliated broker-dealer or bank to another
- Michael Effron from Cambridge Investment Research Advisors, Inc.Aug 4, 2026 · Affiliated broker-dealer or bank to another
- Julian Jerome Stewart from Edward JonesJul 31, 2026 · Affiliated broker-dealer or bank to another
- Gregory Kendall from Strategic Advisers LLCJul 30, 2026 · Affiliated broker-dealer or bank to another
- William Lawrence White from Raymond James Financial Services Advisors, IncJul 28, 2026 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 5 left for MML Investors Services, LLCAug 14, 2026 · Glenview, Il
- 2 left for Morgan StanleyAug 6, 2026 · Rye Brook, Ny
- 5 left for MML Investors Services, LLCJul 31, 2026 · Mt Pleasant, Sc
- 2 left for Usaa Investment Services CompanyJul 24, 2026 · Tampa, Fl
- 2 left for LPL Financial LLCJun 30, 2026 · Latham, Ny
- 2 left for Schonfeld Wealth Management, LLCJun 11, 2026 · Brooklyn, Ny
- 2 left for MML Investors Services, LLCJun 4, 2026 · Indianapolis, In
- 2 left for MML Investors Services, LLCMar 16, 2026 · Rye Brook, Ny
- 3 joined from MML Investors Services, LLCDec 23, 2025 · East Providence, Ri
- 2 joined from Guardian Wealth Partners, LLCDec 11, 2025 · Austin, Tx
- 2 joined from MML Investors Services, LLCJun 4, 2025 · Las Vegas, Nv
- 2 joined from Eagle Strategies LLCNov 19, 2024 · San Antonio, Tx
- 2 joined from Dominion Capital LLCNov 9, 2024 · San Antonio, Tx
- 4 joined from Osaic Wealth, Inc.Oct 30, 2024 · Needham Heights, Ma
- 2 joined from MML Investors Services, LLCOct 15, 2024 · La Jolla, Ca
- 2 joined from MML Investors Services, LLCApr 29, 2024 · Overland Park, Ks
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen Warren Boggs · Head Of Product & Supervisioncontrolsince 09/2014 · owns less than 5%
- Jeffrey Joseph Butscher · Interim Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- Marianne Grace Caswell · President And Elected Membercontrolsince 01/2021 · owns less than 5%
- Leyla Ada Lesina · Elected Membercontrolsince 05/2019 · owns less than 5%
- Carly Pritchard Maher · Elected Member & Head Of Wealth Management Strategy And Business Operationscontrolsince 09/2020 · owns less than 5%
- Michael John Ryniker · Principal Operations Officercontrolsince 04/2023 · owns less than 5%
- Meg R Vecchi · Elected Membercontrolsince 06/2026 · owns less than 5%
- Kate Davarashvili · Finop/Principal Financial Officer.since 07/2024 · owns less than 5%
- Carl Desrochers · Elected Membersince 08/2023 · owns less than 5%
- Michael Nicholas Ferik · Elected Membersince 02/2014 · owns less than 5%
- Joshua Neil Hergan · General Counselsince 10/2019 · owns less than 5%
Entity owners
- The Guardian Life Insurance · Ownerdirect · owns 75% or more
- The Guardian Life Insurance Company Of America · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Broadshore Capital Partners, LLCinvestment advisernRAUM $982M
- Park Avenue Institutional Advisers LLCinvestment adviserreal estatenRAUM $82B
- Guardian Wealth Partners, LLCinvestment advisernRAUM $191M
- The Guardian Insurance & Annuity Company, Increal estatey
- The Guardian Life Insurance Company Of Americareal estatey
Advisers that list Park Avenue Securities LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 211 | 23 | 7 | ||
| San Diego, Ca | 89 | 19 | 1 | ||
| Rye Brook, Ny | 71 | 5 | 3 | 2 | |
| Needham, Ma | 69 | 9 | 2 | ||
| Atlanta, Ga | 58 | 3 | 1 | ||
| Irvine, Ca | 52 | 6 | 0 | ||
| Melville, Ny | 52 | 6 | 1 | ||
| Charlotte, Nc | 52 | 8 | 7 | ||
| Pittsburgh, Pa | 47 | 2 | 0 | ||
| Paramus, Nj | 45 | 8 | 3 | ||
| Tampa, Fl | 37 | 6 | 3 | 1 | |
| Woodcliff Lake, Nj | 32 | 4 | 0 | ||
| Las Vegas, Nv | 30 | 6 | 2 | ||
| Wall, Nj | 28 | 5 | 1 | ||
| Columbus, Oh | 28 | 4 | 0 | ||
| Honolulu, Hi | 27 | 4 | 0 | ||
| Cincinnati, Oh | 27 | 1 | 0 | ||
| Houston, Tx | 27 | 7 | 3 | 1 | |
| Garden City, Ny | 26 | 5 | 2 | ||
| Greenwood Village, Co | 25 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Rye Brook, NY55 employees
- Needham, MA51 employees
- New York, NY45 employees
- Charlotte, NC39 employees
- Paramus, NJ34 employees
- Pittsburgh, PA33 employees
- San Diego, CA32 employees
- Cincinnati, OH24 employees
- Melville, NY20 employees
- Houston, TX20 employees
- Atlanta, GA20 employees
- Beachwood, OH20 employees
- Greenwood Village, CO18 employees
- Tampa, FL17 employees
- Woodcliff Lake, NJ17 employees
- Fort Myers, FL17 employees
- Holmdel, NJ16 employees
- Honolulu, HI16 employees
- Atlanta, GA16 employees
- Wall, NJ15 employees
- Garden City, NY15 employees
- Minnetonka, MN15 employees
- Columbus, OH14 employees
- New York, NY13 employees
- New York, NY12 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 8, 2026VECCHI, MEG R (ELECTED MEMBER) appeared on Schedule A between the filings of 2024-07-03 and 2026-09-08peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Sep 8, 2026BUTSCHER, JEFFREY JOSEPH (INTERIM CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-07-03 and 2026-09-08peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Sep 8, 2026LESINA, LEYLA ADA (ELECTED MEMBER) left Schedule A between the filings of 2024-07-03 and 2026-09-08peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Financial planning clients · More than 500 to More than 500Jul 1, 2026 to Sep 8, 2026
- Succession · false to unsetJul 1, 2026 to Sep 8, 2026
- Accounts · 71,074 to 82,118Jan 2, 2026 to Mar 20, 2026
- Advisory employees · 1,963 to 2,054Jan 2, 2026 to Mar 20, 2026
- BD registered reps · 1,812 to 1,892Jan 2, 2026 to Mar 20, 2026
- Charity clients · 183 to 235Jan 2, 2026 to Mar 20, 2026
- Corporate clients · 357 to 397Jan 2, 2026 to Mar 20, 2026
- HNW clients · 14,054 to 17,261Jan 2, 2026 to Mar 20, 2026
- Individual clients · 55,467 to 63,006Jan 2, 2026 to Mar 20, 2026
- Pension plan clients · 950 to 1,139Jan 2, 2026 to Mar 20, 2026
- Assets in custody · $15B to $278MJan 2, 2026 to Mar 20, 2026
- Employees · 1,984 to 2,073Jan 2, 2026 to Mar 20, 2026
- Insurance-licensed employees · 1 to 3Jan 2, 2026 to Mar 20, 2026
- State-registered IARs · 1,812 to 1,892Jan 2, 2026 to Mar 20, 2026
- Other offices · 427 to 543Jan 2, 2026 to Mar 20, 2026
- Discretionary RAUM · $13B to $18BJan 2, 2026 to Mar 20, 2026
- HNW RAUM · $7.0B to $9.4BJan 2, 2026 to Mar 20, 2026
- Individual RAUM · $7.2B to $9.1BJan 2, 2026 to Mar 20, 2026
- Non-discretionary RAUM · $1.9B to $1.9BJan 2, 2026 to Mar 20, 2026
- Pension RAUM · $269M to $344MJan 2, 2026 to Mar 20, 2026
- RAUM · $15B to $20BJan 2, 2026 to Mar 20, 2026
- Wrap assets (sponsor) · $13B to $18BJan 2, 2026 to Mar 20, 2026
- Accounts · 62,811 to 71,074Feb 24, 2025 to Mar 19, 2025
- Advisory employees · 1,820 to 1,963Feb 24, 2025 to Mar 19, 2025
- BD registered reps · 1,730 to 1,812Feb 24, 2025 to Mar 19, 2025
- Charity clients · 159 to 183Feb 24, 2025 to Mar 19, 2025
- Corporate clients · 313 to 357Feb 24, 2025 to Mar 19, 2025
- HNW clients · 11,924 to 14,054Feb 24, 2025 to Mar 19, 2025
- Individual clients · 49,585 to 55,467Feb 24, 2025 to Mar 19, 2025
- Pension plan clients · 770 to 950Feb 24, 2025 to Mar 19, 2025
- Assets in custody · $12B to $15BFeb 24, 2025 to Mar 19, 2025
- Employees · 1,841 to 1,984Feb 24, 2025 to Mar 19, 2025
- Insurance-licensed employees · 2 to 1Feb 24, 2025 to Mar 19, 2025
- Financial planning clients · More than 500 to More than 500Feb 24, 2025 to Mar 19, 2025
- State-registered IARs · 1,730 to 1,812Feb 24, 2025 to Mar 19, 2025
- Other offices · 399 to 427Feb 24, 2025 to Mar 19, 2025
- Discretionary RAUM · $10B to $13BFeb 24, 2025 to Mar 19, 2025
- HNW RAUM · $5.3B to $7.0BFeb 24, 2025 to Mar 19, 2025
- Individual RAUM · $6.0B to $7.2BFeb 24, 2025 to Mar 19, 2025
- Non-discretionary RAUM · $1.7B to $1.9BFeb 24, 2025 to Mar 19, 2025
Signals
60 dated events
- Gregory Joseph Montejo no longer holds an investment adviser registration (last listed at Park Avenue Securities Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Wing Chung Yip no longer holds an investment adviser registration (last listed at Park Avenue Securities Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Jonathan Palk registered as an investment adviser representative at Park Avenue Securities LlcSep 16, 2026 · Advisor registered · fact
- Joseph Lewis Cundari added a WA registration at Park Avenue Securities LlcSep 16, 2026 · New state registration · fact
- David Michaels added a MA registration at Park Avenue Securities LlcSep 16, 2026 · New state registration · fact
- Aaron Robert Komarek added a IN registration at Park Avenue Securities LlcSep 16, 2026 · New state registration · fact
- Tammie Sue Myers Sharp added a KS registration at Park Avenue Securities LlcSep 16, 2026 · New state registration · fact
- John T Melkun added a CA registration at Park Avenue Securities LlcSep 16, 2026 · New state registration · fact
- Brian J Cunniff added a CT registration at Park Avenue Securities LlcSep 16, 2026 · New state registration · fact
- Eric Matthew Mcdermott added a KY registration at Park Avenue Securities LlcSep 16, 2026 · New state registration · fact
- Mark A Saunders added a KS registration at Park Avenue Securities LlcSep 16, 2026 · New state registration · fact
- Nicholas Louis Astore added a MA registration at Park Avenue Securities LlcSep 16, 2026 · New state registration · fact
- Miranda Christina Montejo no longer holds an investment adviser registration (last listed at Park Avenue Securities Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Brawley Adams no longer holds an investment adviser registration (last listed at Park Avenue Securities Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Tory Tripp no longer holds an investment adviser registration (last listed at Park Avenue Securities Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Ryan Gibbons registered as an investment adviser representative at Park Avenue Securities LlcSep 15, 2026 · Advisor registered · fact
- Mitchell Anderson Ewaska registered as an investment adviser representative at Park Avenue Securities LlcSep 15, 2026 · Advisor registered · fact
- Robert Edward Farrell added a NM registration at Park Avenue Securities LlcSep 15, 2026 · New state registration · fact
- Jacob Sang Wook Lee added a FL registration at Park Avenue Securities LlcSep 15, 2026 · New state registration · fact
- Jason W Davis added a WA registration at Park Avenue Securities LlcSep 15, 2026 · New state registration · fact
- Mario Alfredo Cabral added a NJ registration at Park Avenue Securities LlcSep 15, 2026 · New state registration · fact
- Jason G Giorgio added a NV registration at Park Avenue Securities LlcSep 15, 2026 · New state registration · fact
- Charles Isaac Levinson added a MO registration at Park Avenue Securities LlcSep 15, 2026 · New state registration · fact
- Joseph Fleming added a FL registration at Park Avenue Securities LlcSep 15, 2026 · New state registration · fact
- Caroline Alexa Michaels added a PA registration at Park Avenue Securities LlcSep 15, 2026 · New state registration · fact
- Erik J Crespo added a MD registration at Park Avenue Securities LlcSep 15, 2026 · New state registration · fact
- Scott Rucci added a MD registration at Park Avenue Securities LlcSep 15, 2026 · New state registration · fact
- Johnny Lee Meador left Park Avenue Securities LLC for Equitable Advisors, LLC (registered 2026-09-08)Sep 15, 2026 · Advisor changed firm · fact
- Gregory A Ahrens added a NH registration at Park Avenue Securities LlcSep 14, 2026 · New state registration · fact
- Garrett M Mcmillan added a GA registration at Park Avenue Securities LlcSep 14, 2026 · New state registration · fact
Across DFX
shared identifiers only, never a name match
- Park Avenue Securities LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 888-600-4667reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/PARK-AVENUE-SECURITIESreportedpublic record, Form ADV, Sep 17, 2026
- Website
- vestwise.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1-888-600-4667reportedpublic record, Form ADV, Sep 8, 2026
- Contact form
- vestwise.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $10.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Park Avenue Securities LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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