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Registered advisor

J•••• D•••• K••••••

S•••••• N••••••• • C••••••• I•••••••••national BDSalem, Ordual registrantIAPD 1005240

Feed of 09/14/2026

At current firm

1 y

since Sep 30, 2024

In the industry

40 y

since Nov 6, 1985 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Professional profile

title, designations and roles as the firm prints them

Title: Senior Vice President/Investmentsreportedjimkniffin.comfirm site, Sep 24, 2026

Registration history

IAPD current and previous registrations

S•••••• N••••••• • C••••••• I••••••••• national BD current
since Sep 30, 2024 · Salem, Or

M••••• S•••••• wirehouse
Jun 1, 2009 to Oct 15, 2024 · Salem, Or
C•••••••• G••••• M•••••• I••• BD affiliated
May 9, 2003 to Jun 1, 2009 · Salem, Or

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••
left Oct 15, 2024, registered Sep 30, 2024 (-15 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Oct 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address