DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Morgan Stanley
Legal name Morgan Stanley Smith Barney LLC
Latest filing Aug 7, 2026
First filing on the tape Dec 1, 2011 · 326 filings
SEC status approved since May 11, 2009
RAUM
$1962B
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
90%
$1773B individuals and HNW
Advisors
23,147
registered through the firm on IAPD
RAUM per advisor
$84.8M
derived; firm RAUM over IAPD count
Employees
29,481
13,000 advisory (5.B.1)
Offices
627
beyond the principal office
Private funds
0
reported on Schedule D
History
326 filings and snapshots on the tape
RAUM$1962B as of Aug 7, 2026
Mar 30, 2012$330B then
HNW client RAUM$528B as of Aug 7, 2026
Mar 29, 2018$77B then
State-registered IARs (5.B.3)23,077 as of Aug 7, 2026
Mar 28, 201320,000 then
Employees (5.A)29,481 as of Aug 7, 2026
Mar 28, 201327,000 then
Private funds: no history
RAUM +19% over the last fiscal year+18% a year over threeIARs 22,300 to 23,077
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $84.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 114derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $12.1MderivedHNW RAUM over HNW clients
- Average account
- $725,625derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 8.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 36.9derived628 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +3.5%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.5%derived
- Compensation
- percentage of assets, fixed fees, performance-based, commissions, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Financial planning clients
- 213,500reportedItem 5.H
- Wrap fee program
- $1962BreportedItem 5.I
- Custody
- $2010B, 2,866,692 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- the adviser acts as qualified custodian (9.D.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1245B63%
- High-net-worth individuals$528B27%
- Charitable organizations$79B4.1%
- Pension and profit-sharing plans$75B3.8%
- Corporations and businesses$14B0.7%
- State and municipal entities$8.1B0.4%
- Banks and thrifts$6.4B0.3%
- Insurance companies$5.9B0.3%
- Investment companies$264M0.0%
- Individual clients
- 2,600,707reported
- HNW clients
- 43,631reported
- Pension plan clients
- 10,466reported
- Charitable clients
- 39,751reported
- Accounts
- 2,703,720reported
- Financial planning clients
- 213,500reported
- Wrap fee programs
- $294B sponsored, $0 managedreported
- Custody of client assets
- $2010B for 2,866,692 clientsreported
- Compensation
- % of AUM, fixed, performance, commissionsreported
- Class basis
- curated wirehouse listderived
Advisors registered through the firm
23,169 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Roger Garza | San Antonio, Tx | Jun 1, 2009 | 24 y | 2 |
| Steven Harry Caltabiano | Northfield, Nj | Jun 1, 2009 | 27 y | 2 |
| Andrew Charles Demore | Sioux Falls, Sd | Jun 1, 2009 | 27 y | 2 |
| Nathan Lee Link | Alpharetta, Ga | Jun 1, 2009 | 27 y | 2 |
| Jacqueline Fritz | Mequon, Wi | Jun 1, 2009 | 25 y | 1 |
| Jason Christopher Franz | Middleton, Ma | Jun 1, 2009 | 26 y | 1 |
| Nathan John Huveldt | Bellevue, Wa | Jun 1, 2009 | 27 y | 2 |
| Matthew Carlyle Marckmann | West Des Moines, Ia | Jun 1, 2009 | 27 y | 2 |
| Raymond Matthew Braum | Pepper Pike, Oh | Jun 1, 2009 | 27 y | 2 |
| Jeff Tzong Jow | Sugar Land, Tx | Jun 1, 2009 | 27 y | 3 |
| Maria Catherine Braham | Chicago, Il | Jun 1, 2009 | 24 y | 2 |
| Frederick Way Booth | New Haven, Ct | Jun 1, 2009 | 26 y | 1 |
| Jeanie T White | Greenville, De | Jun 1, 2009 | 19 y | 1 |
| Donald Lee Whitehead | Houston, Tx | Jun 1, 2009 | 30 y | 2 |
| J Jay Robinson | Jacksonville, Fl | Jun 1, 2009 | 27 y | 2 |
| Mikel Rex Ham | Houston, Tx | Jun 1, 2009 | 27 y | 2 |
| Jon Fedor | Cincinnati, Oh | Jun 1, 2009 | 23 y | 1 |
| David Chad Kasprzak | Grand Rapids, Mi | Jun 1, 2009 | 26 y | 3 |
| Brian Patrick Brogan | Menlo Park, Ca | Jun 1, 2009 | 27 y | 1 |
| Carleen Marie Mulholland | Allentown, Pa | Jun 1, 2009 | 26 y | 1 |
| Jason Paul Bogardus | San Francisco, Ca | Jun 1, 2009 | 25 y | 1 |
| Kamran Alexander Sarkarati | Melbourne, Fl | Jun 1, 2009 | 27 y | 2 |
| John S Gajdek | Virginia Beach, Va | Jun 1, 2009 | 27 y | 2 |
| Audrey Lemon Thorson | Alpharetta, Ga | Jun 1, 2009 | 27 y | 1 |
| James A Gullo | Naples, Fl | Jun 1, 2009 | 27 y | 1 |
| Christopher Aidan Toomey | New York, Ny | Jun 1, 2009 | 19 y | 2 |
| Ta-Tanisha Ribardo | Morristown, Nj | Jun 1, 2009 | 24 y | 2 |
| Ned Joseph Milin | Orinda, Ca | Jun 1, 2009 | 22 y | 2 |
| Douglas Michael Jarrard | Winter Park, Fl | Jun 1, 2009 | 26 y | 2 |
| John Allan SippleCertified Financial Planner | Salem, Or | Jun 1, 2009 | 27 y | 1 |
| Derek Page Herrington | Greensburg, Pa | Jun 1, 2009 | 27 y | 1 |
| Sanford John Roberds | Tulsa, Ok | Jun 1, 2009 | 27 y | 1 |
| Amy Elizabeth Munsell | Tulsa, Ok | Jun 1, 2009 | 27 y | 2 |
| Enrique Lerner | Clayton, Mo | Jun 1, 2009 | 22 y | 3 |
| Melissa A Bednarczyk | Purchase, Ny | Jun 1, 2009 | 23 y | 1 |
| Patrick O Rindfleisch | Middleton, Wi | Jun 1, 2009 | 27 y | 3 |
| John Charles Ayers | Providence, Ri | Jun 1, 2009 | 27 y | 2 |
| Mary Kathryn Masso | Los Angeles, Ca | Jun 1, 2009 | 22 y | 1 |
| Lori J Allen | Columbus, Ga | Jun 1, 2009 | 26 y | 1 |
| Jason Brent Steichen | Waukesha, Wi | Jun 1, 2009 | 26 y | 2 |
Advisor movement
768 left, 823 joined in 12 months
net +55 in 12 months166 left in 90 days178 joined in 90 daysdeparture rate 3.3% of current headcount2,659 left over 36 months
Left, latest
- Jorden Rhodes to Edward JonesSep 16, 2026 · Wirehouse to affiliated broker-dealer or bank
- Matthew S Parkin to J.P. Morgan Securities LLCSep 11, 2026 · Wirehouse to wirehouse
- Christopher Michael Berzon to Wells Fargo AdvisorsSep 11, 2026 · Wirehouse to wirehouse
- Kevin Allen Cook to Victory FinancialSep 11, 2026 · Wirehouse to independent RIA
- Ryan C Feinberg to J.P. Morgan Securities LLCSep 10, 2026 · Wirehouse to wirehouse
- Michael John Wiley to Raymond James & Associates, Inc.Sep 10, 2026 · Wirehouse to affiliated broker-dealer or bank
- Zaim Lajka to J.P. Morgan Securities LLCSep 10, 2026 · Wirehouse to wirehouse
- Ryan Elliot Lewis to LPL Financial LLCSep 10, 2026 · Wirehouse to affiliated broker-dealer or bank
- Calvin Boyd Mason to UBS Financial Services Inc.Sep 9, 2026 · Wirehouse to wirehouse
- Craig Eliot Cisney to UBS Financial Services Inc.Sep 9, 2026 · Wirehouse to wirehouse
- Caitlin E Alcon to UBS Financial Services Inc.Sep 9, 2026 · Wirehouse to wirehouse
- Christian A Defalco to Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 9, 2026 · Wirehouse to wirehouse
- Shannon L Allen to Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 9, 2026 · Wirehouse to wirehouse
- Richard Edward Horn to UBS Financial Services Inc.Sep 9, 2026 · Wirehouse to wirehouse
- Maria Fatima Nicole Victoria to UBS Financial Services Inc.Sep 9, 2026 · Wirehouse to wirehouse
Joined, latest
- Spencer Kingsley Osei from J.P. Morgan Securities LLCSep 16, 2026 · Wirehouse to wirehouse
- Joseph G Vojtech from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 16, 2026 · Wirehouse to wirehouse
- Jaedon Collett Hands from Strategic Advisers LLCSep 16, 2026 · Affiliated broker-dealer or bank to wirehouse
- Everett Peroni from Advisors Asset Management, Inc.Sep 14, 2026 · Other
- Cole Niederhauser from Strategic Advisers LLCSep 14, 2026 · Affiliated broker-dealer or bank to wirehouse
- Caryn W Gold from J.P. Morgan Securities LLCSep 14, 2026 · Wirehouse to wirehouse
- Hugh Reilly from J.P. Morgan Securities LLCSep 11, 2026 · Wirehouse to wirehouse
- Matthew Arnella from J.P. Morgan Securities LLCSep 11, 2026 · Wirehouse to wirehouse
- Joseph Charles Jansma from Equitable Advisors, LLCSep 11, 2026 · Affiliated broker-dealer or bank to wirehouse
- Adam Pryor from MML Investors Services, LLCSep 10, 2026 · Affiliated broker-dealer or bank to wirehouse
- Melissa Anne Jacobsen from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 10, 2026 · Wirehouse to wirehouse
- Catherine A Reilly from Wells Fargo AdvisorsSep 10, 2026 · Wirehouse to wirehouse
- Michael Coldwell from Edward JonesSep 9, 2026 · Affiliated broker-dealer or bank to wirehouse
- Brian Conde-Martinez from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 9, 2026 · Wirehouse to wirehouse
- Julian Bernard Kasmai from Oppenheimer & Co. Inc.Sep 8, 2026 · Affiliated broker-dealer or bank to wirehouse
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for UBS Financial Services Inc.Sep 9, 2026 · Bethesda, Md
- 3 left for UBS Financial Services Inc.Sep 9, 2026 · Pueblo, Co
- 2 left for Rockefeller Capital ManagementSep 7, 2026 · Boca Raton, Fl
- 2 left for RBC Capital Markets, LLCAug 24, 2026 · Washington, Dc
- 2 left for Raymond James & Associates, Inc.Aug 24, 2026 · Indianapolis, In
- 3 left for Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 19, 2026 · Andover, Ma
- 3 left for Rockefeller Capital ManagementAug 12, 2026 · Purchase, Ny
- 3 left for UBS Financial Services Inc.Aug 12, 2026 · Cincinnati, Oh
- 2 joined from J.P. Morgan Securities LLCSep 11, 2026 · Morris Plains, Nj
- 3 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 28, 2026 · Mount Laurel, Nj
- 5 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 14, 2026 · Newcastle, Wa
- 3 joined from UBS Financial Services Inc.Aug 11, 2026 · Indianapolis, In
- 2 joined from Park Avenue Securities LLCAug 6, 2026 · Rye Brook, Ny
- 5 joined from J.P. Morgan Securities LLCJul 24, 2026 · San Francisco, Ca
- 2 joined from J.P. Morgan Securities LLCJul 24, 2026 · Miami, Fl
- 4 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 20, 2026 · Birmingham, Al
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jacques Carlo Jr Adrien · Principal Financial Officercontrolsince 05/2019 · owns less than 5%
- Jed Finn · Director, Chairman, President And Chief Executive Officercontrolsince 01/2024 · owns less than 5%
- David Anthony Galasso · Principal Operations Officercontrolsince 07/2019 · owns less than 5%
- William Benjamin Givens · Chief Compliance Officer (Bd Only)controlsince 07/2024 · owns less than 5%
- Timothy Gerard Hansen · Chief Compliance Officer (Ia Only )controlsince 03/2011 · owns less than 5%
- Michael S Hennessy · Directorcontrolsince 01/2024 · owns less than 5%
- James Troy Janover · Directorcontrolsince 02/2016 · owns less than 5%
- Chad Edward Turner · Directorcontrolsince 01/2024 · owns less than 5%
- Patricia Kay Fletcher · Texas Designated Principalsince 10/2023 · owns less than 5%
Entity owners
- Morgan Stanley Capital Management, LLC · Memberdirect · owns 75% or more
- Morgan Stanley · Memberindirect · owns 75% or more of Morgan Stanley Capital Management LLC · public reporting company
Related persons
Schedule D 7.A
- Aip 1gt Fund (Lux) Gp S.A.R.L.pooled vehicle sponsorn
- Aip 1gt Fund Gp LPpooled vehicle sponsorn
- Aip Asia-Sma Gp LPpooled vehicle sponsorn
- Aip Asia-Sma II Slp LPinvestment advisern
- Aip Asia-Sma III Slp LPinvestment advisern
- Aip Brickyard Gp LPpooled vehicle sponsorn
- Aip Comprehensive Secondaries I Gp LPpooled vehicle sponsorn
- Aip Comprehensive Secondaries II Gp LPpooled vehicle sponsorn
- Aip Comprehensive Secondaries III Slp LPinvestment advisern
- Aip Cosmic Slp LPinvestment advisern
- Aip Crystal-Sma I Slp LPinvestment advisern
- Aip Diamond-Sma I Slp LPinvestment advisern
- Aip Dr Slp LPinvestment adviserpooled vehicle sponsorn
- Aip Gateway II Gp LPpooled vehicle sponsorn
- Aip Global Diversified Alternatives V Gp LPpooled vehicle sponsorn
- Aip Global Diversified Vi Gp LPpooled vehicle sponsorn
- Aip Global Diversified Vii Slp LPinvestment advisern
- Aip Global Impact I Gp LPpooled vehicle sponsorn
- Aip Global Income I Gp LPpooled vehicle sponsorn
- Aip Global Income II Slp LPinvestment advisern
- Aip Global Venture I Slp LPinvestment advisern
- Aip Granite-Sma Gp LPpooled vehicle sponsorn
- Aip Mbar Slp LPinvestment advisern
- Aip Mcs Value Slp LPinvestment advisern
- Aip Medyard Gp LPpooled vehicle sponsorn
- Aip Nml-Sma Gp LPpooled vehicle sponsorn
- Aip Opportunistic Aci I Gp LPpooled vehicle sponsorn
- Aip Opportunistic Aci II Slp Gp LPpooled vehicle sponsorn
- Aip Opportunistic Aci III Slp LPinvestment advisern
- Aip Opportunistic Alternatives Gp LPpooled vehicle sponsorn
Advisers that list Morgan Stanley as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny | 2,584 | 292 | 61 | 11 | |
| Purchase, Ny · principal | 884 | 187 | 25 | 1 | |
| Chicago, Il | 720 | 89 | 17 | ||
| San Francisco, Ca | 571 | 34 | 7 | ||
| Atlanta, Ga | 502 | 39 | 22 | 4 | |
| Miami, Fl | 485 | 54 | 13 | ||
| Boston, Ma | 427 | 48 | 14 | 3 | |
| Houston, Tx | 388 | 20 | 6 | ||
| Alpharetta, Ga | 371 | 74 | 23 | 1 | |
| Tampa, Fl | 342 | 60 | 38 | 3 | |
| Morristown, Nj | 295 | 19 | 2 | ||
| Dallas, Tx | 262 | 30 | 3 | ||
| Washington, Dc | 259 | 11 | 8 | 2 | |
| Garden City, Ny | 247 | 19 | 1 | ||
| Los Angeles, Ca | 246 | 17 | 3 | 1 | |
| Boca Raton, Fl | 239 | 13 | 12 | 1 | |
| Menlo Park, Ca | 232 | 15 | 3 | ||
| Paramus, Nj | 192 | 12 | 4 | ||
| Palo Alto, Ca | 189 | 17 | 3 | ||
| Seattle, Wa | 189 | 14 | 2 |
Offices
Schedule D 1.F, the 25 largest
- Alpharetta, GA600 employees
- Sandy, UT494 employees
- Chicago, IL325 employees
- New York, NY302 employees
- New York, NY278 employees
- New York, NY245 employees
- San Francisco, CA244 employees
- Purchase, NY226 employees
- Chicago, IL225 employees
- Boston, MA222 employees
- Beverly Hills, CA208 employees
- Gilbert, AZ204 employees
- Miami, FL196 employees
- New York, NY190 employees
- Atlanta, GA188 employees
- Washington, DC180 employees
- Wellesley, MA170 employees
- Tampa, FL169 employees
- San Francisco, CA168 employees
- New York, NY166 employees
- Pasadena, CA158 employees
- New York, NY156 employees
- Aventura, FL154 employees
- Melville, NY151 employees
- Morristown, NJ148 employees
What changed
consecutive filings, newest first
- Accounts · 2,539,760 to 2,703,720Feb 23, 2026 to Mar 30, 2026
- BD registered reps · 27,905 to 26,985Feb 23, 2026 to Mar 30, 2026
- Charity clients · 38,528 to 39,751Feb 23, 2026 to Mar 30, 2026
- Corporate clients · 1,711 to 1,982Feb 23, 2026 to Mar 30, 2026
- HNW clients · 34,704 to 43,631Feb 23, 2026 to Mar 30, 2026
- Individual clients · 2,448,796 to 2,600,707Feb 23, 2026 to Mar 30, 2026
- Pension plan clients · 9,763 to 10,466Feb 23, 2026 to Mar 30, 2026
- Assets in custody · $1755B to $2010BFeb 23, 2026 to Mar 30, 2026
- Employees · 29,200 to 29,481Feb 23, 2026 to Mar 30, 2026
- State-registered IARs · 22,300 to 23,077Feb 23, 2026 to Mar 30, 2026
- Discretionary RAUM · $1196B to $1435BFeb 23, 2026 to Mar 30, 2026
- HNW RAUM · $419B to $528BFeb 23, 2026 to Mar 30, 2026
- Individual RAUM · $1075B to $1245BFeb 23, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $454B to $527BFeb 23, 2026 to Mar 30, 2026
- Pension RAUM · $56B to $75BFeb 23, 2026 to Mar 30, 2026
- RAUM · $1650B to $1962BFeb 23, 2026 to Mar 30, 2026
- Wrap assets (sponsor) · $260B to $294BFeb 23, 2026 to Mar 30, 2026
- Financial planning clients · More than 500 to More than 500Mar 28, 2025 to Jul 21, 2025
- Accounts · 2,405,783 to 2,539,760Feb 3, 2025 to Mar 28, 2025
- BD registered reps · 26,100 to 27,905Feb 3, 2025 to Mar 28, 2025
- Charity clients · 36,383 to 38,528Feb 3, 2025 to Mar 28, 2025
- Corporate clients · 1,448 to 1,711Feb 3, 2025 to Mar 28, 2025
- HNW clients · 27,844 to 34,704Feb 3, 2025 to Mar 28, 2025
- Individual clients · 2,325,223 to 2,448,796Feb 3, 2025 to Mar 28, 2025
- Pension plan clients · 9,342 to 9,763Feb 3, 2025 to Mar 28, 2025
- Assets in custody · $1460B to $1755BFeb 3, 2025 to Mar 28, 2025
- Employees · 29,300 to 29,200Feb 3, 2025 to Mar 28, 2025
- State-registered IARs · 22,500 to 22,300Feb 3, 2025 to Mar 28, 2025
- Other offices · 930 to 627Feb 3, 2025 to Mar 28, 2025
- Discretionary RAUM · $1010B to $1196BFeb 3, 2025 to Mar 28, 2025
- HNW RAUM · $335B to $419BFeb 3, 2025 to Mar 28, 2025
- Individual RAUM · $926B to $1075BFeb 3, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $393B to $454BFeb 3, 2025 to Mar 28, 2025
- Pension RAUM · $45B to $56BFeb 3, 2025 to Mar 28, 2025
- RAUM · $1402B to $1650BFeb 3, 2025 to Mar 28, 2025
- Wrap assets (sponsor) · $233B to $260BFeb 3, 2025 to Mar 28, 2025
- Assets in custody · $1209B to $1460BJul 2, 2024 to Jul 8, 2024
- Accounts · 2,233,188 to 2,405,783Mar 12, 2024 to Mar 28, 2024
- Advisory employees · 15,000 to 13,000Mar 12, 2024 to Mar 28, 2024
- BD registered reps · 26,300 to 26,100Mar 12, 2024 to Mar 28, 2024
Signals
60 dated events
- William Burton no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Laresa D Brown no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Katie Wu no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Spencer Kingsley Osei registered as an investment adviser representative at Morgan StanleySep 16, 2026 · Advisor registered · fact
- Emma Mclean Fritton registered as an investment adviser representative at Morgan StanleySep 16, 2026 · Advisor registered · fact
- Jaedon Collett Hands registered as an investment adviser representative at Morgan StanleySep 16, 2026 · Advisor registered · fact
- Joseph G Vojtech registered as an investment adviser representative at Morgan StanleySep 16, 2026 · Advisor registered · fact
- William Finn registered as an investment adviser representative at Morgan StanleySep 16, 2026 · Advisor registered · fact
- Christopher T Molineaux registered as an investment adviser representative at Morgan StanleySep 16, 2026 · Advisor registered · fact
- Alexander T Skaltsis registered as an investment adviser representative at Morgan StanleySep 16, 2026 · Advisor registered · fact
- Angelo Amitsis added a FL registration at Morgan StanleySep 16, 2026 · New state registration · fact
- Alec Stephen Ardito added a PA registration at Morgan StanleySep 16, 2026 · New state registration · fact
- Jorden Rhodes left Morgan Stanley for Edward Jones (registered 2026-09-14)Sep 16, 2026 · Advisor changed firm · fact
- Matthew S Major no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Barbara Collette no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Christian T Pellman registered as an investment adviser representative at Morgan StanleySep 15, 2026 · Advisor registered · fact
- Nathanial J. Collins registered as an investment adviser representative at Morgan StanleySep 15, 2026 · Advisor registered · fact
- Robert Jackson Mills registered as an investment adviser representative at Morgan StanleySep 15, 2026 · Advisor registered · fact
- Michael Sean White added a VA registration at Morgan StanleySep 15, 2026 · New state registration · fact
- Agustin Menendez Alurralde added a FL registration at Morgan StanleySep 15, 2026 · New state registration · fact
- Everett Peroni added a NJ registration at Morgan StanleySep 15, 2026 · New state registration · fact
- Agustin Menendez Alurralde registered as an investment adviser representative at Morgan StanleySep 14, 2026 · Advisor registered · fact
- Shuzhen Xu registered as an investment adviser representative at Morgan StanleySep 14, 2026 · Advisor registered · fact
- Ato Jacobs no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Spencer Philip Notarianni no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Chinenye F Enueme no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Michael Vogel no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Cooper A Cornett no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Michael A Sbano no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- James W Bullock no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
Across DFX
shared identifiers only, never a name match
- Morgan Stanley Smith Barney LLC · Independent Sponsorsshared crd · intermediary
- Morgan Stanley · Private Equityshared crd · intermediary
- Morgan Stanley Smith Barney LLC · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Website
- MORGANSTANLEYCLIENTSERV.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 914-225-5510reportedpublic record, Form ADV, Aug 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wirehousederiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Morgan Stanley is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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