DFX Intelligence
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Registered advisor
S•••••••• P•••••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
15 y
since Feb 24, 2011
In the industry
30 y
since Apr 15, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Feb 24, 2011 · Woodcliff Lake, Nj
- I••••••••• P••••••• A•••••••• L•• unclassifiedFeb 23, 2004 to Dec 31, 2011 · Fairfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• P••••••• A•••••••• L•• to P••• A••••• S••••••••• L••left Dec 31, 2011, registered Feb 24, 2011 (-310 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address