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R•••••• J••••• P•••••••
Sr. VP/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Orland Park, IlIAPD 1018665
As of · the IAPD feed; also filed as R••• P••••••••• J• P•••••••
- At current firm
- 9 y
- In the industry
- 44 y
- Prior registered firms
- 3
- Signals
- 0
since Feb 10, 2017
As of · the IAPD feed; also filed as R••• P••••••••• J• P•••••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Sr. VP/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Feb 10, 2017 · Orland Park, Il
- R•• C•••••• M••••••• L•• national BDJan 15, 2008 to Feb 24, 2017 · Palos Heights, Il
- A• G• E•••••• • S•••• I••• unclassifiedOct 28, 2003 to Jan 15, 2008 · Orland Park, Il
- W•••• F•••• A••••••• wirehouseMay 21, 1998 to Oct 31, 2003 · Orland Park, Il
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Feb 24, 2017, registered Feb 10, 2017 (-14 days) · Affiliated broker-dealer or bank to another
- A• G• E•••••• • S•••• I••• to R•• C•••••• M••••••• L••left Jan 15, 2008, registered Jan 15, 2008 (0 days) · Other
- W•••• F•••• A••••••• to A• G• E•••••• • S•••• I•••left Oct 31, 2003, registered Oct 28, 2003 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address