DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wells Fargo Advisors
Legal name Wells Fargo Clearing Services, LLC
Latest filing Sep 2, 2026
First filing on the tape Nov 28, 2011 · 436 filings
SEC status approved since Oct 5, 1990
RAUM
$671B
reported, Item 5.F
Discretionary
71%
of RAUM
Private clients
92%
$618B individuals and HNW
Advisors
14,697
registered through the firm on IAPD
RAUM per advisor
$45.7M
derived; firm RAUM over IAPD count
Employees
18,895
7,957 advisory (5.B.1)
Offices
5,038
beyond the principal office
Private funds
0
reported on Schedule D
History
400 filings and snapshots on the tape
RAUM$525B as of Mar 30, 2023
Mar 29, 2012$221B then
HNW client RAUM$338B as of Mar 30, 2023
Mar 27, 2018$292B then
State-registered IARs (5.B.3)16,822 as of Mar 30, 2023
Mar 27, 201320,232 then
Employees (5.A)20,587 as of Mar 30, 2023
Mar 27, 201326,121 then
Private funds: no history
RAUM +11% over the last fiscal year+8.5% a year over threeIARs 15,269 to 15,038offices 5,076 to 5,038
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $45.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 88derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $756,395derivedHNW RAUM over HNW clients
- Average account
- $507,052derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 71%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.9derived5,039 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- -1.5%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.2%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $671BreportedItem 5.I
- Custody
- $666B, 1,306,709 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- the adviser acts as qualified custodian (9.D.1)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$495B74%
- Individuals$123B18%
- Corporations and businesses$29B4.3%
- Charitable organizations$15B2.2%
- Pension and profit-sharing plans$8.7B1.3%
- State and municipal entities$823M0.1%
- Insurance companies$393M0.1%
- Banks and thrifts$13.9M0.0%
- Individual clients
- 644,097reported
- HNW clients
- 654,519reported
- Pension plan clients
- 9,346reported
- Charitable clients
- 5,564reported
- Accounts
- 1,324,168reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $193B sponsored, $0 managedreported
- Custody of client assets
- $666B for 1,306,709 clientsreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- curated wirehouse listderived
Advisors registered through the firm
14,159 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Marshall Pease Graham | Houston, Tx | Sep 4, 1990 | 40 y | 0 |
| Charles Elder Neuhaus | Houston, Tx | Sep 4, 1990 | 42 y | 0 |
| Steve John Christensen | Dallas, Tx | Sep 4, 1990 | 38 y | 0 |
| James Grover Kelley | Houston, Tx | Jan 9, 1991 | 41 y | 0 |
| William Robert AbelesCertified Financial Planner, Chartered Financial Consultant | Hagerstown, Md | May 8, 1992 | 41 y | 0 |
| Jeffrey John DielCertified Financial Planner | Milwaukee, Wi | Feb 8, 1993 | 33 y | 0 |
| Edward Theodore Sickel | Palo Alto, Ca | Jan 14, 1994 | 45 y | 0 |
| Andrew William Craig | Mount Pleasant, Sc | Feb 2, 1994 | 34 y | 1 |
| Anthony Dale Lapia | Houston, Tx | May 22, 1996 | 39 y | 0 |
| Kristi Marie Velasquez | San Antonio, Tx | May 28, 1996 | 32 y | 0 |
| Christelyn Lea Bayerl | Green Bay, Wi | Jul 16, 1996 | 30 y | 0 |
| Marcia Carl Simpkins | Lutherville, Md | Dec 19, 1996 | 45 y | 0 |
| Delores Mae Kirkpatrick | Topeka, Ks | Jun 17, 1997 | 45 y | 0 |
| Mary Kay Wright | La Quinta, Ca | Sep 17, 1997 | 43 y | 0 |
| Robert Eugene Vingi | Highlands, Nc | Dec 15, 1997 | 32 y | 0 |
| Eileen Patricia Stewart | Newark, De | Jan 1, 1998 | 30 y | 0 |
| Bryan Tod Baker | Philadelphia, Pa | Jan 1, 1998 | 40 y | 0 |
| John Richard Lehr | San Jose, Ca | Feb 11, 1998 | 35 y | 0 |
| David Allan Loeffler | Roseville, Ca | Feb 17, 1998 | 34 y | 0 |
| John Stephen Hardy | Tyler, Tx | May 11, 1998 | 44 y | 0 |
| Keith Harlow Dunton | Waukesha, Wi | May 11, 1998 | 38 y | 0 |
| Virgil Oliver Rosser | San Antonio, Tx | May 11, 1998 | 38 y | 0 |
| Ralph Walter KunzmannCertified Financial Planner | Fox River Grove, Il | May 21, 1998 | 38 y | 0 |
| Paul Alan Green | Rockford, Il | Jun 12, 1998 | 44 y | 0 |
| David Ray Fehrle | Rockford, Il | Aug 24, 1998 | 38 y | 0 |
| Michael Vincent Laloggia | Rockford, Il | Aug 24, 1998 | 43 y | 0 |
| Jeffrey James Kirkpatrick | Frontenac, Mo | Sep 23, 1998 | 29 y | 0 |
| Jerry Wayne Boger | Greer, Sc | Sep 24, 1998 | 28 y | 1 |
| Gary Lynn Howard | Park City, Ut | Nov 6, 1998 | 43 y | 0 |
| Michael Joseph Marasco | Frisco, Tx | Dec 11, 1998 | 45 y | 0 |
| David Robert Johnston | Columbia, Md | Mar 11, 1999 | 38 y | 0 |
| Michael Allen GaysCertified Financial Planner | Alexandria, Va | Mar 11, 1999 | 33 y | 0 |
| Stephen Michael Defeo | Westminster, Md | Mar 11, 1999 | 35 y | 0 |
| Ralph Thomas Bryan | La Jolla, Ca | Apr 28, 1999 | 34 y | 0 |
| Joseph Edwin ZawistowskiChartered Financial Analyst | Hudson, Oh | May 18, 1999 | 40 y | 0 |
| Danielle Ann Newman | Annapolis, Md | Jul 1, 1999 | 35 y | 0 |
| Robert John Brennan | Greenwood Village, Co | Aug 6, 1999 | 38 y | 0 |
| Thomas Edgar Sipe | Harrisonburg, Va | Oct 1, 1999 | 39 y | 0 |
| Ronald Brett Chance | Newport News, Va | Oct 1, 1999 | 47 y | 0 |
| Jeffrey Allen Hayes | Richmond, Va | Oct 1, 1999 | 33 y | 0 |
Advisor movement
753 left, 894 joined in 12 months
net +141 in 12 months170 left in 90 days225 joined in 90 daysdeparture rate 5.1% of current headcount2,361 left over 36 months
Left, latest
- Jennifer Eileen Gonzales to &PartnersSep 11, 2026 · Wirehouse to independent RIA
- Thomas James Faley to &PartnersSep 11, 2026 · Wirehouse to independent RIA
- Jason Alexander Eckerman to &PartnersSep 11, 2026 · Wirehouse to independent RIA
- Jason E. Saikaley to Ameriprise Financial Services, LLCSep 11, 2026 · Wirehouse to affiliated broker-dealer or bank
- Kevin James Mcknight to Citizens Securities, Inc.Sep 10, 2026 · Wirehouse to affiliated broker-dealer or bank
- Joana Montero-Flores to Fifth Third Securities, Inc.Sep 10, 2026 · Wirehouse to affiliated broker-dealer or bank
- Patrick Charles Sweeney to Prospera Financial Services, Inc.Sep 10, 2026 · Wirehouse to affiliated broker-dealer or bank
- Justin M Oubre to Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 10, 2026 · Wirehouse to wirehouse
- David A Singh Bains to Robert W. Baird & Co. IncorporatedSep 10, 2026 · Wirehouse to independent RIA
- Jenna Rachel Fiore to Janney Montgomery Scott LLCSep 10, 2026 · Wirehouse to affiliated broker-dealer or bank
- Carlos Alberto Cabrera to J.P. Morgan Securities LLCSep 10, 2026 · Wirehouse to wirehouse
- Ali Rose Boop-Nilsen to &PartnersSep 10, 2026 · Wirehouse to independent RIA
- Tanja Krakovic to J.P. Morgan Securities LLCSep 10, 2026 · Wirehouse to wirehouse
- Sean Charles Price to &PartnersSep 10, 2026 · Wirehouse to independent RIA
- Jonathan Noriega to Edward JonesSep 10, 2026 · Wirehouse to affiliated broker-dealer or bank
Joined, latest
- Stephen Edward Pettee from Morgan StanleySep 16, 2026 · Wirehouse to wirehouse
- Nicholas Noel Manna from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 16, 2026 · Wirehouse to wirehouse
- Christy Sue Hennessey from Fra Wealth Management LLCSep 16, 2026 · RIA to wirehouse
- Blake Ware from Strategic Advisers LLCSep 16, 2026 · Affiliated broker-dealer or bank to wirehouse
- Charles J Kretschmer from First Light Asset Management, LLCSep 15, 2026 · RIA to wirehouse
- Elisa Selene Gomez from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 15, 2026 · Wirehouse to wirehouse
- Richard Allan Baum from Ameriprise Financial Services, LLCSep 11, 2026 · Affiliated broker-dealer or bank to wirehouse
- John Hays Duhalde from J.P. Morgan Securities LLCSep 11, 2026 · Wirehouse to wirehouse
- Regina Mckelvey Spehl from Ameriprise Financial Services, LLCSep 11, 2026 · Affiliated broker-dealer or bank to wirehouse
- Christopher Michael Berzon from Morgan StanleySep 11, 2026 · Wirehouse to wirehouse
- Brent Charles Ion from Oppenheimer & Co. Inc.Sep 10, 2026 · Affiliated broker-dealer or bank to wirehouse
- Tabitha Noel Balthasar-Baguio from Charles Schwab & Co., Inc.Sep 10, 2026 · Affiliated broker-dealer or bank to wirehouse
- Dabney Baum from Ameriprise Financial Services, LLCSep 9, 2026 · Affiliated broker-dealer or bank to wirehouse
- Hang Nguyen from J.P. Morgan Securities LLCSep 9, 2026 · Wirehouse to wirehouse
- Ronel Capinig Sulit from Empower Advisory Group, LLCSep 9, 2026 · Affiliated broker-dealer or bank to wirehouse
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for &PartnersSep 10, 2026 · Bellevue, Wa
- 2 left for J.P. Morgan Securities LLCSep 10, 2026 · El Segundo, Ca
- 5 left for &PartnersAug 11, 2026 · Meridian, Ms
- 3 left for Raymond James & Associates, Inc.Aug 11, 2026 · Westlake, Oh
- 4 left for &PartnersAug 3, 2026 · Waco, Tx
- 2 left for Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 31, 2026 · Charlotte, Nc
- 2 left for J.P. Morgan Securities LLCJul 31, 2026 · Salinas, Ca
- 4 left for Truist Advisory Services, Inc.Jul 20, 2026 · Fort Lauderdale, Fl
- 2 joined from Ameriprise Financial Services, LLCSep 10, 2026 · Wellesley Hills, Ma
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 3, 2026 · Myrtle Beach, Sc
- 2 joined from Citizens Securities, Inc.Sep 3, 2026 · Narberth, Pa
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 1, 2026 · Kent, Wa
- 2 joined from Ameriprise Financial Services, LLCAug 27, 2026 · Calabasas, Ca
- 2 joined from Edward JonesAug 25, 2026 · Elk Grove, Ca
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 10, 2026 · Brooklyn, Ny
- 2 joined from J.P. Morgan Securities LLCAug 7, 2026 · Sun Valley, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Darrell Cronk · Head Of Investment Solutions / Wim Chief Investment Officer / Board Of Managers / Control Principalcontrolsince 01/2021 · owns less than 5%
- Sol Gindi · President / Head Of Wim Distribution / Board Of Managers / Control Principalcontrolsince 01/2021 · owns less than 5%
- Erik Anthony Karanik · Board Of Managerscontrolsince 03/2017 · owns less than 5%
- Paul Lacey · Principal Operations Officer / Control Principalcontrolsince 04/2023 · owns less than 5%
- Michael Liersch · Wim Head Of Advice & Planning / Board Of Managers / Control Principalcontrolsince 01/2021 · owns less than 5%
- Rakesh Patel · Chief Financial Officer / Board Of Managerscontrolsince 12/2022 · owns less than 5%
- David Ward Saunders · Designated State Principalcontrolsince 09/2022 · owns less than 5%
- Prasanna Someshwar · Head Of Banking, Lending & Trust / Control Principalcontrolsince 10/2023 · owns less than 5%
- Barry Sommers · Chief Executive Officer / Board Of Managerscontrolsince 01/2021 · owns less than 5%
- Christos G Tsamadias · Chief Compliance Officersince 10/2023 · owns less than 5%
Entity owners
- Wachovia Securities Financial Holdings, LLC · Sole Memberdirect · owns 75% or more
- Everen Capital Corporation · Share Holderindirect · owns 75% or more of Wachovia Securities Financial Holdings, LLC
- Wells Fargo & Company · Share Holderindirect · owns 75% or more of Wfc Holdings, LLC · public reporting company
- Wfc Holdings, LLC · Share Holderindirect · owns 75% or more of Everen Capital Corporation
Related persons
Schedule D 7.A
- Wells Fargo Advisorsbroker-dealerinvestment adviserLP sponsornRAUM $252B
- Wells Fargo Bank, National Associationbroker-dealerinvestment adviserbankpooled vehicle sponsorLP sponsorreal estaten
- Wells Fargo Investment Institute, Inc.investment adviserbankpooled vehicle sponsornRAUM $43B
- Wells Fargo Prime Services, LLCbroker-dealern
- Wells Fargo Securities (Japan) Co., Ltd.broker-dealern
- Wells Fargo Securities Asia Limitedbroker-dealern
- Wells Fargo Securities Canada, Ltdbroker-dealertrust companyn
- Wells Fargo Securities International Limitedbroker-dealertrust companyn
- Wells Fargo Securities, LLCbroker-dealertrust companyn
Advisers that list Wells Fargo Advisors as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 1,141 | 206 | 34 | 1 | |
| Charlotte, Nc | 622 | 145 | 43 | 7 | |
| Minneapolis, Mn | 408 | 50 | 7 | ||
| New York, Ny | 405 | 73 | 15 | 3 | |
| Houston, Tx | 319 | 52 | 15 | ||
| Salt Lake City, Ut | 317 | 69 | 20 | 1 | |
| Irvine, Ca | 246 | 20 | 5 | 1 | |
| Scottsdale, Az | 235 | 25 | 8 | 1 | |
| Tarpon Springs, Fl | 223 | 19 | 5 | 1 | |
| Walnut Creek, Ca | 220 | 24 | 1 | ||
| San Diego, Ca | 218 | 18 | 7 | 4 | |
| Seattle, Wa | 213 | 37 | 4 | ||
| Mclean, Va | 200 | 35 | 8 | ||
| Fort Worth, Tx | 197 | 40 | 5 | 1 | |
| Los Angeles, Ca | 196 | 23 | 2 | ||
| Short Hills, Nj | 186 | 15 | 0 | ||
| Boca Raton, Fl | 184 | 19 | 5 | 1 | |
| Raleigh, Nc | 179 | 20 | 2 | ||
| Pasadena, Ca | 166 | 19 | 2 | ||
| Columbia, Md | 151 | 37 | 6 |
Offices
Schedule D 1.F, the 25 largest
- Tarpon Springs, FL327 employees
- St. Louis, MO249 employees
- Irvine, CA184 employees
- Atlanta, GA154 employees
- Houston, TX150 employees
- Charlotte, NC142 employees
- Seattle, WA141 employees
- Summit, NJ141 employees
- Charlotte, NC140 employees
- San Diego, CA131 employees
- Walnut Creek, CA129 employees
- Minneapolis, MN117 employees
- Winter Park, FL113 employees
- San Jose, CA108 employees
- Pasadena, CA108 employees
- Salt Lake City, UT105 employees
- El Segundo, CA94 employees
- Denver, CO93 employees
- Radnor, PA90 employees
- Greenwood Village, CO84 employees
- Chesterbrook, PA80 employees
- Scottsdale, AZ78 employees
- Las Vegas, NV73 employees
- Miami, FL70 employees
- Encino, CA69 employees
What changed
consecutive filings, newest first
- Financial planning clients · 51-100 to 51-100Aug 28, 2026 to Sep 2, 2026
- Succession · false to unsetAug 28, 2026 to Sep 2, 2026
- Accounts · 1,327,695 to 1,324,168Feb 24, 2026 to Mar 31, 2026
- Advisory employees · 8,410 to 7,957Feb 24, 2026 to Mar 31, 2026
- BD registered reps · 19,017 to 18,895Feb 24, 2026 to Mar 31, 2026
- Charity clients · 5,836 to 5,564Feb 24, 2026 to Mar 31, 2026
- Corporate clients · 10,836 to 10,435Feb 24, 2026 to Mar 31, 2026
- HNW clients · 625,042 to 654,519Feb 24, 2026 to Mar 31, 2026
- Individual clients · 675,718 to 644,097Feb 24, 2026 to Mar 31, 2026
- Pension plan clients · 10,007 to 9,346Feb 24, 2026 to Mar 31, 2026
- Assets in custody · $599B to $666BFeb 24, 2026 to Mar 31, 2026
- Employees · 19,017 to 18,895Feb 24, 2026 to Mar 31, 2026
- Insurance-licensed employees · 472 to 15Feb 24, 2026 to Mar 31, 2026
- Financial planning clients · 26-50 to 51-100Feb 24, 2026 to Mar 31, 2026
- State-registered IARs · 15,269 to 15,038Feb 24, 2026 to Mar 31, 2026
- Other offices · 5,076 to 5,038Feb 24, 2026 to Mar 31, 2026
- Discretionary RAUM · $425B to $479BFeb 24, 2026 to Mar 31, 2026
- HNW RAUM · $434B to $495BFeb 24, 2026 to Mar 31, 2026
- Individual RAUM · $122B to $123BFeb 24, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $181B to $193BFeb 24, 2026 to Mar 31, 2026
- Pension RAUM · $8.6B to $8.7BFeb 24, 2026 to Mar 31, 2026
- RAUM · $606B to $671BFeb 24, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $181B to $193BFeb 24, 2026 to Mar 31, 2026
- Financial planning clients · 26-50 to 26-50Jun 23, 2025 to Jul 30, 2025
- Financial planning clients · 1-10 to 26-50Mar 5, 2025 to Apr 17, 2025
- Accounts · 1,352,052 to 1,327,695Mar 5, 2025 to Apr 17, 2025
- Advisory employees · 8,623 to 8,410Mar 5, 2025 to Apr 17, 2025
- BD registered reps · 19,871 to 19,017Mar 5, 2025 to Apr 17, 2025
- Charity clients · 6,274 to 5,836Mar 5, 2025 to Apr 17, 2025
- Corporate clients · 11,065 to 10,836Mar 5, 2025 to Apr 17, 2025
- HNW clients · 614,826 to 625,042Mar 5, 2025 to Apr 17, 2025
- Individual clients · 708,641 to 675,718Mar 5, 2025 to Apr 17, 2025
- Pension plan clients · 10,924 to 10,007Mar 5, 2025 to Apr 17, 2025
- Assets in custody · $552B to $599BMar 5, 2025 to Apr 17, 2025
- Employees · 19,871 to 19,017Mar 5, 2025 to Apr 17, 2025
- Insurance-licensed employees · 361 to 472Mar 5, 2025 to Apr 17, 2025
- State-registered IARs · 15,975 to 15,269Mar 5, 2025 to Apr 17, 2025
- Other offices · 5,448 to 5,076Mar 5, 2025 to Apr 17, 2025
- Discretionary RAUM · $393B to $425BMar 5, 2025 to Apr 17, 2025
- HNW RAUM · $391B to $434BMar 5, 2025 to Apr 17, 2025
Signals
60 dated events
- Treyson Matthews no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Kelli Nicole Ludwinski no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Evangelia Anderegg no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Luis Enrique Leyva-Madrid no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Christopher Paul Ledoux no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Ross Udell no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Chase Cullison no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Tyler Daniel Crawford no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- John Patrick Cawley no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Eduardo Roberto Gonzalez no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Thomas Doyle Dunleavy no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Ryan Aquino Ucol no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Christy Sue Hennessey registered as an investment adviser representative at Wells Fargo AdvisorsSep 16, 2026 · Advisor registered · fact
- Katti Ellen Jankowski registered as an investment adviser representative at Wells Fargo AdvisorsSep 16, 2026 · Advisor registered · fact
- Stephen Edward Pettee registered as an investment adviser representative at Wells Fargo AdvisorsSep 16, 2026 · Advisor registered · fact
- Garrett Wade Bailey registered as an investment adviser representative at Wells Fargo AdvisorsSep 16, 2026 · Advisor registered · fact
- Desiree Michelle Becerra registered as an investment adviser representative at Wells Fargo AdvisorsSep 16, 2026 · Advisor registered · fact
- Lori Ann Lessel registered as an investment adviser representative at Wells Fargo AdvisorsSep 16, 2026 · Advisor registered · fact
- Blake Ware registered as an investment adviser representative at Wells Fargo AdvisorsSep 16, 2026 · Advisor registered · fact
- Nicholas Noel Manna registered as an investment adviser representative at Wells Fargo AdvisorsSep 16, 2026 · Advisor registered · fact
- Samuel Kushner added a VA registration at Wells Fargo AdvisorsSep 16, 2026 · New state registration · fact
- Michael Lee Tonga added a TX registration at Wells Fargo AdvisorsSep 16, 2026 · New state registration · fact
- Jacob Scott registered as an investment adviser representative at Wells Fargo AdvisorsSep 15, 2026 · Advisor registered · fact
- Nancy Lynn Ayers registered as an investment adviser representative at Wells Fargo AdvisorsSep 15, 2026 · Advisor registered · fact
- Zackary Evan Byrd registered as an investment adviser representative at Wells Fargo AdvisorsSep 15, 2026 · Advisor registered · fact
- Troy Michael Horn registered as an investment adviser representative at Wells Fargo AdvisorsSep 15, 2026 · Advisor registered · fact
- Daniela Anahi Chavana registered as an investment adviser representative at Wells Fargo AdvisorsSep 15, 2026 · Advisor registered · fact
- Elisa Selene Gomez registered as an investment adviser representative at Wells Fargo AdvisorsSep 15, 2026 · Advisor registered · fact
- Charles J Kretschmer registered as an investment adviser representative at Wells Fargo AdvisorsSep 15, 2026 · Advisor registered · fact
- Christian Michael Hinestrosa registered as an investment adviser representative at Wells Fargo AdvisorsSep 15, 2026 · Advisor registered · fact
Across DFX
shared identifiers only, never a name match
- Wells Fargo Clearing Services, LLC · Independent Sponsorsshared crd · intermediary
- Wells Fargo Advisors, LLC · Private Equityshared crd · intermediary
- Wells Fargo Advisors, LLC · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/WELLS-FARGO-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- STORIES.WF.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-875-3000reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wirehousederiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $45.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Wells Fargo Advisors is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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