DFX Intelligence
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Registered advisor
B•••••• L•• G•••••
Feed of 09/15/2026
At current firm
13 y
since Oct 25, 2012
In the industry
44 y
since May 4, 1982 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 25, 2012 · Rockford, Il
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 23, 1998 to Nov 1, 2012 · Beloit, Wi
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Nov 1, 2012, registered Oct 25, 2012 (-7 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address