DFX Intelligence
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Registered advisor
P•••••• H••••• P•••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as P••• P•••••
At current firm
10 y
since Apr 21, 2016
In the industry
44 y
since Mar 25, 1982 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Apr 21, 2016 · Tulsa, Ok
- F•••• I••••••••• A••••••• S•••••••• I••• unclassifiedAug 23, 2004 to Dec 15, 2016 · Tulsa, Ok
- C••••• A••••••• L•• formerSep 15, 1997 to Mar 29, 2004 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- F•••• I••••••••• A••••••• S•••••••• I••• to O•••• W•••••• I•••left Dec 15, 2016, registered Apr 21, 2016 (-238 days) · Other · moved with a team
- C••••• A••••••• L•• to F•••• I••••••••• A••••••• S•••••••• I•••left Mar 29, 2004, registered Aug 23, 2004 (147 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address