DFX Intelligence

RIA Intelligence

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Registered advisor

D••••• T••• C••••

C••••••••• F•••••••• N••••••national BDGlenwood Springs, CoIA-onlyIAPD 1054127
Certified Financial Planner
Feed of 09/14/2026
At current firm
26 y
since Mar 23, 2000
In the industry
50 y
since Mar 1, 1976 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
  • R••••••• F•••••••• P••••••• C•••• unclassified
    Jan 1, 1999 to Oct 25, 2024 · Glenwood Springs, Co
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Oct 25, 2024 · Advisor changed firm · fact
Transition signals

No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
50derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address